Career
Yael Levy has been Chief Compliance Officer of Apollo Capital Management since May 2021. Yael Levy is a control person of the firm and directly owns under 5% of it. Yael Levy holds a J.D. — New York Law School. Yael Levy is a graduate of — New York University Stern School of Business.
Apollo Capital Management, L.P. is a New York, NY firm with $718B under management, 803 clients and 912 advisers across 29 offices, as of its October 2026 filing.
Apollo says Levy joined in 2021 after 20 years at Goldman Sachs in senior compliance positions.
No adviser firm registrations are on Yael Levy’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 19 April 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 30 October 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 August 2001 |
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- Yael Kenan Levy
- CRD
- 4435788
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Yael Levy work?
Yael Levy has been Chief Compliance Officer of Apollo Capital Management, L.P. since May 2021, and is a control person of the firm.
Does Yael Levy have a current investment-adviser registration?
Yael Levy has a current broker registration and no current investment-adviser registration.
What exams has Yael Levy passed?
Yael Levy has passed 3 licensing exams: the Series 63, Series 7 and Series 24. The earliest, the Series 63, was passed in August 2001. FINRA credited Yael Levy with the SIE, which began in October 2018.