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Nuveen Alternatives Advisors

SEC-registered adviser since 2012New York, NYCRD 160255

113
Clients
27
Advisory staff

From Form ADV filed 29 April 2026 · data retrieved 15 October 2026SEC record

Nuveen Alternatives Advisors is an investment adviser headquartered in New York, New York, and registered with the SEC since 2012. Its clients include insurance companies, pooled investment vehicles, and pension and profit-sharing plans.

Its services include portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management and performance-based fees. Nuveen Alternative Holdings LLC owns 75% or more of Nuveen Alternatives Advisors.

Clients

Nuveen Alternatives Advisors serves 113 clients, 85 of them pooled investment vehicles. The average client has about $1.26 billion with the firm.

Regulatory assets by client type
  • Pooled investment vehicles85 clients11%
  • Insurance companies17 clients89%
  • Pension and profit-sharing plans2 clients0%
Show client breakdown
Pooled investment vehicles
Clients
85
Regulatory AUM
$15,822,059,460
Share
11.1%
Avg. per client
$186.1M
Pension and profit-sharing plans
Clients
2
Regulatory AUM
$41,958,601
Share
0.0%
Avg. per client
$21.0M
State or municipal government entities
Clients
2
Regulatory AUM
$0
Share
0.0%
Avg. per client
$0
Insurance companies
Clients
17
Regulatory AUM
$126,156,987,924
Share
88.8%
Avg. per client
$7.42B
Other
Clients
7
Regulatory AUM
$0
Share
0.0%
Avg. per client
$0

Total

Clients
113
Regulatory AUM
$142,021,005,985
Share
100%
Avg. per client
$1.26B

What it does

Nuveen Alternatives Advisors provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.

Nuveen Alternatives Advisors advises 42 private funds.

100.0% of assets ($142.02B across 57 accounts) are managed with discretion. 49% of clients are outside the U.S., and 56 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Bonds58%
    • Investment grade corporate bonds55%
    • High-yield corporate bonds3%
  • Other42%
    • Senior leveraged loans, private equity holdings, commercial mortgage loans, directly owned real estate, structured vehicles, debt valuation, conventional debt41%
    • Derivatives1%

Custodians

Nuveen Alternatives Advisors has custody of $156.77B for 63 clients.

Managed account assets by custodian
  • All other custodians$142.02B100%

Ownership and leadership

Nuveen Alternative Holdings LLC owns 75% or more of Nuveen Alternatives Advisors.

Who owns the firm
Nuveen Alternatives Advisors LLC· the adviser
  • Nuveen Alternative Holdings LLC

    Control person · since December 2013

    Owns 75% or more of Nuveen Alternatives Advisors LLC

Leadership

  • Shalinni Thompson
    Managing Director, Chief Compliance Officer
  • Keith Atkinson
    Senior Managing Director, Associate General Counsel & Assistant Secretary
  • Laura Parrott
    Senior Managing Director
  • Chad Phillips
    Managing Director
  • Megan Sendlak
    Managing Director, Controller

Staff

  • 87 employees
  • 27 in advisory functions
  • 8 broker-dealer reps
  • 1 insurance agent

Fees

Nuveen Alternatives Advisors is paid through a percentage of assets under management and performance-based fees.

Nuveen Alternatives Advisors’ fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Nuveen Alternatives Advisors has 4 offices, with 5 listed addresses across 5 states.

Listed office addresses by state

New York · 1 listed address

  • 730 Third Avenue, New YorkHQ

Registration details

Legal name
Nuveen Alternatives Advisors LLC
Headquarters
730 Third Avenue, New York, NY 10017-3206
SEC file
801-74475
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Nuveen Alternatives Advisors have?

Nuveen Alternatives Advisors has 113 clients and manages $142 billion for them, as of April 2026. They include 85 pooled investment vehicles, 17 insurance companies and 7 other clients.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026

What services does Nuveen Alternatives Advisors offer?

Nuveen Alternatives Advisors provides portfolio management for pooled vehicles and portfolio management for institutions.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Nuveen Alternatives Advisors have?

Nuveen Alternatives Advisors has 0 investment adviser representatives registered with state securities authorities, out of 87 employees, and 27 perform investment advisory functions. 8 are registered representatives of a broker-dealer and 1 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Nuveen Alternatives Advisors invest in?

At the end of its last fiscal year, Nuveen Alternatives Advisors’ separately managed accounts held 55% investment grade corporate bonds, 41% senior leveraged loans, private equity holdings, commercial mortgage loans, directly owned real estate, structured vehicles, debt valuation, conventional debt, 3% high-yield corporate bonds and 1% derivatives. It advises 42 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Nuveen Alternatives Advisors?

Nuveen Alternatives Advisors is owned through a chain of holding companies by Tiaa Board of Governors. Its direct owner is Nuveen Alternative Holdings LLC (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 29 April 2026

How does Nuveen Alternatives Advisors get paid?

Nuveen Alternatives Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 29 April 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 160255.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Nuveen Alternatives Advisors LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.