{"url":"https://nivawealth.com/firms/apollo-capital-management-143161","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143161","regulatoryAum":718476737320,"crd":"143161","secFileNumber":"801-67592","legalName":"Apollo Capital Management, L.P.","displayName":"Apollo Capital Management","website":"https://www.apollo.com","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"9 West 57th Street, 41st Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10019"},"tradeNames":[],"registration":{"secApproved":"13 March 2007","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":3564,"advisory":912,"brokerDealerReps":571,"insuranceAgents":0,"promoters":34},"aum":{"discretionary":702929390946,"discretionaryAccounts":784,"nonDiscretionary":15547346374,"nonDiscretionaryAccounts":19,"wrapProgram":null,"nonUsClientsPct":43,"nonAumClients":0},"clientTypes":[{"label":"Banking or thrift institutions","clients":2,"regulatoryAum":254503289},{"label":"Investment companies","clients":1,"regulatoryAum":9912415195},{"label":"Pooled investment vehicles","clients":687,"regulatoryAum":285172790313},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":1491968809},{"label":"Other investment advisers","clients":8,"regulatoryAum":2008895962},{"label":"Insurance companies","clients":89,"regulatoryAum":417433736776},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":522924734},{"label":"Other","clients":8,"regulatoryAum":1679502242}],"fees":[],"feeNotes":[],"custodians":[{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":372385196821}],"custodyNote":"Apollo Capital Management has custody of $27.88B for 169 clients.","otherCustodians":[],"leadership":[{"name":"Whitney Chatterjee","title":"Vice President","crd":"7874808"},{"name":"Martin Kelly","title":"Vice President","crd":"4730149"},{"name":"Scott Kleinman","title":"Co-President","crd":"2528120"},{"name":"John Zito","title":"Co-President","crd":"4691894"},{"name":"Yael Levy","title":"Chief Compliance Officer","crd":"4435788"}],"ownership":[{"label":"Apollo Management Holdings, L.P.","detail":"Limited partner in the 75% or more ownership band and a control person, since January 2007. Also a managing member of Apollo Capital Management GP, LLC in the 75% or more band and a control person, since January 2007."},{"label":"Apollo Management Holdings GP, LLC","detail":"Indirect owner: general partner of Apollo Management Holdings, L.P. and a control person, since January 2007.","parent":"Apollo Management Holdings, L.P."},{"label":"Apo Corp.","detail":"Indirect owner: a limited partner of Amh Holdings (delaware), L.P. in the 50% to 75% band and a control person, since October 2012. Also a sole member of Apollo Management Holdings GP, LLC in the 75% or more band and a control person, since July 2007. Also a sole shareholder of Amh Holdings GP, LTD. in the 75% or more band and a control person, since October 2012.","parent":"Amh Holdings (delaware), L.P."},{"label":"Apollo Global Management, Inc.","detail":"Indirect owner: a sole shareholder of Apollo Asset Management, Inc. in the 75% or more band and a control person, since January 2022.","parent":"Apollo Asset Management, Inc."},{"label":"Amh Holdings (delaware), L.P.","detail":"Indirect owner: a limited partner of Apollo Management Holdings, L.P. in the 75% or more band and a control person, since October 2012.","parent":"Apollo Management Holdings, L.P."},{"label":"Amh Holdings GP, LTD.","detail":"Indirect owner: general partner of Amh Holdings (delaware), L.P. and a control person, since October 2012.","parent":"Amh Holdings (delaware), L.P."},{"label":"Apollo Asset Management, Inc.","detail":"Indirect owner: a sole shareholder of Apo Corp. in the 75% or more band and a control person, since July 2007. Also a limited partner of Amh Holdings (delaware), L.P. in the 25% to 50% band and a control person, since September 2024.","parent":"Apo Corp."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":28,"privateResidences":0},"listedOfficeAddresses":14,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"2121 Rosecrans Avenue","city":"El Segundo"},{"street":"2010 Main Street","city":"Irvine"},{"street":"21600 Oxnard Street","city":"Woodland Hills"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"100 West Putnam Avenue","city":"Greenwich"}]},{"state":"Florida","offices":3,"addresses":[{"street":"701 Brickell Avenue","city":"Miami"},{"street":"200 S. Orange Ave","city":"Orlando"},{"street":"2875 S. Ocean BLVD.","city":"West Palm Beach"}]},{"state":"Iowa","offices":1,"addresses":[{"street":"7700 Mills Civic Parkway","city":"West Des Moines"}]},{"state":"Maryland","offices":1,"addresses":[{"street":"7255 Woodmont Avenue","city":"Bethesda"}]},{"state":"New York","offices":3,"addresses":[{"street":"9 West 57th Street, 41st Floor","city":"New York","headquarters":true},{"street":"151 West 42nd Street","city":"New York"},{"street":"3 Bryant Park","city":"New York"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"Seven Tower Bridge","city":"Conshohocken"}]},{"state":"Texas","offices":1,"addresses":[{"street":"609 Main Street","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-515-3200","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":4},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":31},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Derivatives","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":55,"detail":"Abs, Clo, CMBS, Commercial Mortgages, Residential Mortgages, Agency MBS, Non-Agency MBS, Bank Loans, Preferred Stock"}],"privateFunds":712},"sources":{"adv1FilingDate":"1 October 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143161/PDF/143161.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Apollo Capital Management have?","answer":"Apollo Capital Management has 803 clients and manages $718.5 billion for them, as of October 2026. They include 687 pooled investment vehicles, 89 insurance companies and 8 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Apollo Capital Management offer?","answer":"Apollo Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Apollo Capital Management use?","answer":"Apollo Capital Management’s separately managed account assets are held at Citigroup Global Markets Inc. (New York, NY), with $372,385,196,821. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Apollo Capital Management have?","answer":"Apollo Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 3,564 employees, and 912 perform investment advisory functions. 571 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Apollo Capital Management invest in?","answer":"At the end of its last fiscal year, Apollo Capital Management’s separately managed accounts held 55% abs, clo, cmbs, commercial mortgages, residential mortgages, agency mbs, non-agency mbs, bank loans, preferred stock, 31% investment grade corporate bonds, 4% U.S. government and agency bonds, 2% high-yield corporate bonds, 2% derivatives, 2% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents, 1% sovereign bonds and 1% pooled vehicles (private funds and similar). It advises 712 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Apollo Capital Management?","answer":"Apollo Capital Management is owned through a chain of holding companies by Apollo Global Management, Inc. Its direct owner is Apollo Management Holdings, L.P. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 October 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Apollo Capital Management get paid?","answer":"Apollo Capital Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}