Clients
Cambridge Investment Research Advisors serves 361,213 clients, 47,431 of them high-net-worth individuals. The average client has about $384,000 with the firm, and high-net-worth clients hold 50% of its $138.7 billion in assets.
- Individuals308,441 clients47%
- High-net-worth individuals47,431 clients50%
- State or municipal government entities2,948 clients2%
- OtherPension and profit-sharing plans, Charitable organizations1%
What it does
Cambridge Investment Research Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, market timing and educational seminars. It is paid through a percentage of assets, hourly charges, fixed fees, commissions and other arrangements.
Cambridge Investment Research Advisors provided financial planning to 48,500 clients last fiscal year and advises no private funds.
94.3% of assets ($130.83B across 585,088 accounts) are managed with discretion; $7.87B across 23,187 accounts are not. $77.10B sits in a wrap fee program the firm both sponsors and manages. 1% of clients are outside the U.S., and 68,815 clients received advice without assets under management last fiscal year.
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| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 308,441 | $65,013,115,632 | 46.9% | $211K |
| High-net-worth individuals | 47,431 | $69,606,504,715 | 50.2% | $1.47M |
| Pension and profit-sharing plans | 2,387 | $1,056,170,489 | 0.8% | $442K |
| Charitable organizations | 6 | $16,897,590 | 0.0% | $2.82M |
| State or municipal government entities | 2,948 | $3,001,821,754 | 2.2% | $1.02M |
| Total | 361,213 | $138,694,510,180 | 100% | $384K |
Individuals (other than HNW)308,441
- Regulatory AUM
- $65,013,115,632
- Share
- 46.9%
- Avg. per client
- $211K
High-net-worth individuals47,431
- Regulatory AUM
- $69,606,504,715
- Share
- 50.2%
- Avg. per client
- $1.47M
Pension and profit-sharing plans2,387
- Regulatory AUM
- $1,056,170,489
- Share
- 0.8%
- Avg. per client
- $442K
Charitable organizations6
- Regulatory AUM
- $16,897,590
- Share
- 0.0%
- Avg. per client
- $2.82M
State or municipal government entities2,948
- Regulatory AUM
- $3,001,821,754
- Share
- 2.2%
- Avg. per client
- $1.02M
Total361,213
What the accounts hold
- Stocks47%
- Exchange-traded equities46%
- Non-exchange-traded equities1%
- Funds39%
- Bonds4%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash7%
- Other3%
- Includes fixed, variable and other insurance products, notes or loans and other thinly used categories.3%
Custodians
Cambridge Investment Research Advisors’ client accounts are held mainly at Pershing, with 29% of managed assets, and Fidelity, with 26%. Cambridge Investment Research Advisors has custody of $177.27B for 379,648 clients.
- PershingPershing LLC · Jersey City, NJ · $40.53B29%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $35.44B26%
- All other custodians$62.72B45%
Ownership and leadership
Cambridge Investment Group, Inc. owns 75% or more of Cambridge Investment Research Advisors, and Amy Webber is its CEO.
Cambridge Investment Research Advisors, Inc.· the adviser
- Owns 75% or more of Cambridge Investment Research Advisors, Inc.
Cambridge Investment Group, Inc.
Control person · since January 2005
- Owns 25% to 50% of Cambridge Investment Group, Inc.
Schwartz Family Trust II
Control person · since June 2014
Eric Schwartz
Trustee · Control person · since September 2024
- Owns 25% to 50% of Cambridge Investment Group, Inc.
Eric and Kelly Schwartz Charitable Trust
Control person · since October 2024
Kelly Schwartz
Trustee · Control person · since August 2015
Leadership
- Amy WebberChief Executive Officer, Secretary, Director
- Colleen BellPresident, Innovation and Experience, Director
- Richard KuhlmanSenior Vice President, Chief Legal Officer
- Seth MillerPresident, Advocacy and Administration, General Counsel, Director
- Tammy RobbinsExecutive Vice President, Chief Business Development Officer
- Andrea ShaferSenior Vice President, Chief Supervision Officer
- Carla StoneFirst Vice President, Finance/Chief Accounting Officer
- Jeffrey VivacquaPresident, Growth and Development, Director
- Ryan BoenEVP, Chief Financial Officer
- Stephen YouhnChief Compliance Officer
Staff
- 3,527 employees
- 3,496 in advisory functions
- 3,527 state-registered reps
- 3,336 broker-dealer reps
- 3,172 insurance agents
- 128 soliciting firms
Reported holdings
Cambridge Investment Research Advisors’ reported 13F holdings total $87.8M across 4,046 positions, and the ten largest make up 19.4% of it.
- $87.8M
- Reported 13F value
- 4,046
- Positions
- 19.4%
- In the 10 largest
- +126.4%
- Value vs. prior quarter
- Vanguard · Index Fds S&P 500 ETF Shs3.2%
- Apple · Inc.2.9%
- Nvidia · Corporation2.6%
- Invesco · Qqq TR2.1%
- iShares · TR Core S&P500 ETF2.0%
- Vanguard · Index Fds Total Stk Mkt1.8%
- Amazon · Com Inc.1.3%
- Vanguard Star Fds VG TL · Intl Stk F1.2%
- State · Str SPDR S&P 500 ETF T TR Unit1.2%
- Microsoft · Corp.1.1%
Together, the ten largest are 19.4% of reported value.
The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 27 July 2026
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $87.8M is not its $138.69B in regulatory assets and does not represent any individual client's portfolio.
Fees
Cambridge Investment Research Advisors charges up to 2.25% a year for investment advisory services.
| Service | Stated range | How it is charged |
|---|---|---|
| Investment advisory services | Up to 2.25% a year | Percentage of assets; negotiable, billed in advance or in arrears. |
Investment advisory services
- Stated range
- Up to 2.25% a year
- How it is charged
- Percentage of assets; negotiable, billed in advance or in arrears.
Offices and registrations
Besides its headquarters, Cambridge Investment Research Advisors has 2,339 offices, with 26 listed addresses across 17 states.
Massachusetts · 4 listed addresses
- 200 North Main ST. West BLDG.,, East Longmeadow
- 1 Edgewater DR., Ste. 108, Norwood
- 389 Main ST. Suite 101, Malden
- 3 Montego Circle, Andover
Florida · 3 listed addresses
- 1000 N. Ashley DR. Suite 830, Tampa
- 7970 Cooper Creek BLVD, Bradenton
- 2627 McCormick DR, Clearwater
Iowa · 3 listed addresses
- 1776 Pleasant Plain RD., FairfieldHQ
- 1225 Jordan Creek Pkwy, West Des Moines
- 4140 Grand Ave, Des Moines
Pennsylvania · 2 listed addresses
- 1011 Mumma RD., Ste 100, Wormleysburg
- 311 Main Street, Irwin
Virginia · 2 listed addresses
- 4429 Bonney RD, Virginia Beach
- 4801 Cox RD, Glen Allen
Arizona · 1 listed address
- 430 W Warner RD, Tempe
California · 1 listed address
- 1500 Valley House DR, Rohnert Park
Colorado · 1 listed address
- 350 Indiana ST, Golden
Georgia · 1 listed address
- 12640 Crabapple RD, Milton
Maryland · 1 listed address
- 10715 Little Patuxent Parkway, Columbia
Michigan · 1 listed address
- 28555 Orchard Lake Road, Farmington Hills
New Mexico · 1 listed address
- 6000 Uptown BLVD Ne, Albuquerque
North Carolina · 1 listed address
- 3540 Toringdon Way, Charlotte
Ohio · 1 listed address
- 7426 Jager CT, Cincinnati
Oklahoma · 1 listed address
- 116 W Main ST, Norman
Tennessee · 1 listed address
- 1101 Caldwell Avenue, Nashville
Texas · 1 listed address
- 6300 Ridglea PL, Fort Worth
Other business names
Cambridge Investment Research Advisors has reported 1,474 other business names to the SEC.
- 1938 Wealth Advisors
- 27t Financial
- 3d Financial Services
- 4m Financial
- 4rivers Wealth Management LLC
- 813 Financial LLC
- A New Path Financial
- Abla Capital
- Abram Wealth Advisors
- Abu Group
- Abu | Adam Udy Group
- Ac Financial Advisory Group
- Accession Financial Group
- Acute Wealthcare LLC
- Adam Udy Group
- Adams & Associates Inc
- Adams Financial Group
- Adaptation Financial
- Adaptive Economic Strategies LLC
- Aduddell Consulting LLC Dba Chartered Financial Services
- Advanced Planning Group of Ny
- Advisors on Call LLC
- Advisory South
- Advisory South Atlanta NW
- Advisorysouth LLC
- Advocacy Advisors
- Aegeus Financial Solutions Inc
- Aegis Insurance Agency
- Affirm Financial Partners LLC
- Agape Financial Services
- Agi Financial Services Inc
- Agl Financial LLC
- Ahrens and Associates
- Alchemy Financial Group
- Aldrich Private Wealth
- Alexander Capital Management
- Alexander Financial
- Alexander Financial Strategies
- Aligned Wealth Group
- Aligned Wealth Management
- All of Life Financial LLC
- Allegra Financial
- Allegro Wealth Advisors LLC Or Aka Allegro Wealth
- Allied Financial Advisors LLC
- Allison Investment Planning LLC
- Alpha Financial Services
- Alpha Retirement Solutions
- Alphatrust Advisors
- Alpine Wildfire
- Amberway
- Amy L Smith Dba Amy L Smith Financial Services
- Anchor Certified Planners Group
- Anchor Certified Planners Group Inc
- Anchor Point Wealth Advisors LLC
- Anchor Wealth Management
- Anchor Wealth Management LLC
- Anderson Financial Solutions & Insurance Services
- Angle-Lau Wealth Management
- Anna Vollenweider Dba Simplicity Financial Planning LLC
- Anthony Barrese Asset Management
Show all 1,474 names
- Antonette Marketing Inc Dba Pensionspecialist.net
- Antonette Marketing Inc Dba WH Black & Company
- Apex Financial Group
- Apex Financial Group LLC
- Ar Wealth Management
- Armstrong Wealth Management
- Arner Investment Management LLC
- Arrowhead Fin Services
- Arrowhead Financial Services
- Arrowstar Financial
- Arrowstar Financial Inc
- Artisan Capital Management LLC
- Ascend Wealth Consulting
- Ascend Wealth Management LLC
- Ascend Wealth Planning
- Ascend Wealth Planning LLC
- Ascent Asset Group
- Ascent Wealth Strategies Group LLC
- Aspen Creek Investments LLC
- Aspire Investment Management
- Associated Financial Planners LLC
- Associated Planning Services Inc
- Assured Partners
- Athena Legacy Solutions LLC
- Athlon Advisors
- Athlon Advisors LLC
- Athlon Wealth Advisors
- Athos Capital Advisors
- Atlantic Capital Partners
- Atlantic Capital Partners LLC
- Atlas Advisory Group
- Atlas Wealth Advisers
- Atlas Wealth Management LLC
- Attain Wealth
- Attain Wealth Planning
- Attitude Financial Advisors
- Avana Wealth Management
- Axiom NH LLC
- Axiom Wealth Alliance
- Axiom Wealth Alliance LLC
- Axiom Wealth Partners
- Axiom Wealth Partners LLC
- B Renner LLC
- BCB Investment Services
- BCF Group LLC
- BFG
- BFG Advisors
- Babcock Insurance & Financial Services
- Bahr Casey Financial Services
- Baker Financial Group
- Baker Wealth Management
- Baker Wealth Management Inc
- Bank Iowa Investment Center
- Bankhead Wealth Partners
- Bar -G Financial Services
- Barbara Mull Investment Solutions
- Barcomb Wealth Management
- Barker Investment Services
- Barker Legacy Financial LLC
- Bartlett Wealth Management
- Barton Financial Services Inc
- Bask Financial Advisors
- Bass Financial Strategies Inc
- Bateson Wealth Management
- Bauer Financial Services LLC Dba Hayes Financial Advisors
- Bawar Asset Management LLC
- Beacon Capital Management Advisors
- Beacon Cove Financial
- Beale Financial Group
- Becker Financial Services Inc
- Beckwith Financial Services
- Bedford Wealth Advisors
- Bell Financial Inc
- Benchmark Wealth Advisory
- Benchmark Wealth Advisory LLC
- Benkendorfer Investment Group
- Benoit Financial Group LLC Dba Benoit Financial Planners
- Benoit Financial Planners
- Benzor Capital Wealth
- Bergeron Financial
- Besselman and Associates Dba Besselman Wealth Planners
- Beta Industries Inc
- Bettendorf Financial Group
- Beyond Financial Planning
- Beyond Wealth LLC
- Bingham Financial
- Blackhorn Partners Private Wealth LLC
- Blake Martin Financial
- Blue Dot Wealth Management
- Blue Ridge Wealth Management LLC
- Blue Vanguard Capital
- Bluebird Private Wealth LLC Dba Bluebird Private Wealth
- Bluecap Financial LLC
- Blushgold Wealth and Legacy LLC Dba Blushgold Wealth and Legacy/Dba Blushgoldwealth/Dba Blushgoldwealth.com
- Boise Retirement Coach
- Bolls & Wells Wealth Management
- Bolt Financial Consulting
- Boria Wealth Management
- Boria Wealth Management LTD
- Bowbridge Advisory Group
- Bowman Financial Group
- Boyer & Sappenfield Investment Advisors
- Boyer Sappenfield Investment Advisors
- Boyer and Sappenfield Investment Advisor
- Bracken Financial
- Brandon Luedtke Dba Smartpro Financial
- Breen Financial Management Inc
- Brewer 2021 Holdings Inc
- Bridge Financial Partners LLC
- Bridges Wealth Management
- Bridgeway Financial Services
- Broberg Investment Group LLC
- Brooke & Schafer LLC
- Bruce W Molds
- Buetow and Spitzley Wealth Management
- Bull & Bear Wealth Management Partners
- Bull & Bear Wealth Management Partners LLC
- Bull and Bear Wealth Management Partners
- Bull and Bear Wealth Management Partners LLC
- Bulldog Financial Services
- Bulls Financial Group
- Burch Holdings LLC
- Burns Financial Services
- Business & Financial Strategies
- Business & Financial Strategies LLC
- Business and Financial Strategies
- Business and Financial Strategies LLC
- Butler Capital Advisors Inc
- Butler Financial Services Inc
- C-Phase Financial
- C2 Wealth Strategies
- CV Financial Planning and Investments
- CW Financial Strategies LLC
- Caban Financial LLC
- Caden Wealth Management LLC
- Cairn Capital Partners
- Calkins-Youngquist Financial Life Planning LLC
- Calle Financial LLC
- Calle Financial Network LLC
- Campbell Financial
- Campbell Street Wealth Management
- Canary Wealth Strategies
- Cangelose Financial
- Cantella
- Cantella & Co Inc
- Cantella Capital Group LLC
- Cantella Wealth Planning LLC
- Cantella, William McEvoy
- Capilli Consulting Corp
- Capital Advisors
- Capital Asset Management Group Inc
- Capital Concepts
- Capital Coordinators Company
- Capital Financial Planning
- Capital Financial Planning Group Inc
- Capital Insight Financial Group
- Capital Planning and Investments
- Capital Securities of America
- Capital Wealth Advisors
- Capital Wealth Advisors LLC
- Capitalsri
- Cardinal Securities
- Cardinal Wealth Management
- Carlson Wealth Management
- Caroline Gabay, Dba Pinnacle Planning Group
- Cartier Financial
- Cassidy Financial Services
- Cassidy Financial Services LLC
- Ce Insurances LLC Dba Ce Wealth Group LLC
- Centennial Capital Partners
- Central Penn Advisors
- Chamberlain Family Wealth
- Chaplin Financial LLC Dba Chaplin Financial
- Charles River Bank
- Charles Stephen
- Charles Stephen & Co
- Charles Stephen and Co
- Charles Stephen and Company
- Charles Stephen and Company Inc
- Chart Financial Group
- Chartered Financial Services
- Chatham Financial Advisors
- Cheramie Financial Services
- Cheryl R Kelley - Pathway Financial Services Inc
- Choice Financial Advisors Inc
- Choice Financial Advisors LLC
- Christian Laver & Associates
- Christine A Lane Dba the Platinum Wealth Group
- Christopher Caputo Caputo and Associates MCP Financial
- Cincinnati Financial Advisors
- Cirks Financial Services
- Citizens Investment Center
- Clear Sailing Investment Group
- Clear View Advisors LLC
- Clear Wealth Strategies
- Clearvista Financial
- Clevenger Financial
- Client Centric Advisors
- Clifton Capital Advisor LLC
- Clifton Street Wealth Management
- Coastal Wealth Management
- Cobblestone Financial Advisorys
- Cohesion Wealth Advisors LLC
- Colbert Wealth Management Dba
- Collins Insurance & Investments
- Colorado Financial Planning Group Inc Dba Great Futures
- Competitive Edge Wealth Management LLC
- Complete Financial Planning
- Complete Wealth Advisors
- Comprehensive Financial Associates
- Comprehensive Financial Associates Inc
- Comprehensive Wealth Advisor/John Maggiacomo
- Comprehensive Wealth Advisors LLC
- Concise Financial Advisement LLC
- Confluence Wealth Advisory LLC
- Conte Wealth Advisors
- Conte Wealth Advisors LLC
- Converge Wealth Partners
- Converge Wealth Partners LLC
- Conway & Co Insurers
- Cooney Associates
- Cooney Associates Inc Dba Cooney Associates
- Cooney Capital Advisors
- Cooper Family Wealth LLC
- Cooper White and Associates LLC
- Coosa Financial Planning LLC
- Copia Investments
- Core Financial Group LLC
- Core North Capital Planning
- Corenorth
- Corenorth Capital Planning
- Corner Wealth LLC
- Cornerstone Advisory Group Inc
- Cornerstone Financial Advisory Corporation
- Cornerstone Financial Advisory LLC
- Cornerstone Financial Consultants LLC
- Cornerstone Financial Group
- Cornerstone Financial Services Inc
- Cornerstone Private Wealth Management
- Cornerstone Wealth Management
- Cornucopia Wealth Management LLC
- Cosgrove Diversified Financial
- Cosy Designs SP
- Couch Investment Management LLC
- Councill Wealth Management
- Country Lane Financial
- Cpi Planning
- Crampton Associates Inc Dba Crampton Planning Partners
- Crescent Wealth Counsel
- Crestpoint Wealth Management LLC
- Crna Financial
- Croucher Financial LLC
- Crown Wealth Management
- Crown Wealth Management Inc
- Ctla Holdings Inc, Cantella Management Corp, Cantella & Co Inc
- Ctla Holdings, Cantella Management Corp, Cantella & Co LLC
- Cuddy Wealth Management
- Cue Advisory and Investment Management
- Cumberland Financial Group
- Curo Financial Planning LLC
- Curtis Financial Services
- Custom Wealth Management
- Cynthia Robertson
- D R Martin and Associates
- D Squared Wealth Management
- DFS2 Inc
- DLT and Company
- DMW Financial LLC
- DST Financial Services
- Darin Gene Luze/Jba Wealth Management Group
- Dart Investment Centers
- Das Financial
- David A Koetje & Associates Inc Dba Solid Rock Investing
- David M Edwards & Associates Financial Services Inc
- David Smith Financial Services LLC
- David Williams Retirement Investment Specialists
- Deep Run Financial
- Delorme and Summa Financial
- Delta Private Wealth Management LLC
- Dempsey Lord Smith LLC
- Dennis Goins & Associates
- Designs for Wealth LLC
- Destefanis Financial Services
- Diamond Capital Wealth
- Diversified Financial Group of Lakeville LLC
- Dobro Financial
- Dod Capital Management LLC
- Dold Financial Group
- Dollar Financial
- Dollar Financial Service
- Doman Financial
- Doman Financial LLC
- Dooley Frattini Larocca Taegel & Associates LLC
- Doug Collins
- Douglass Financial Services
- Downing Financial Services
- Downtown Square Investments
- Dream Builders Unlimited USA LLC
- Drysdale Wealth Management
- Duncan Advisor Resources
- Duncan Financial Group
- Duncan Financial Group Inc
- Duncan Financial Group LLC
- Duncan Financial Planning Advisors
- Dunlap Financial Services Inc
- Durkin Financial
- Dustin Kurtz Financial
- Duvan Brock Financial Services LLC
- Dynasty Wealth Solutions LLC
- EP Wealth Management LLC
- East Coast Advisory
- East Financial Management
- Echelon Future & Co
- Ed Martell & Associates
- Edgemoor Wealth Management LLC
- Educators First Financial of Pa
- Edward T Carfang JR
- Effpa, Educators First Financial of Pennsylvania
- Eightpoint Financial
- Elefant Financial
- Elevated Wealth Advisory Group LLC
- Ellevation Wealth Management and Legacy Planning LLC
- Elr Financial Planning
- Elr Financial Services
- Elsass Financial Group Inc
- Eluminate Financial Services Inc
- Empowered Financial Strategies Empowered Financial Strategies
- Encompass Life & Wealth Strategies
- Encompass Life and Wealth
- Endeavor Capital LLC
- Enjoy Financial
- Enraute Financial
- Ensemble Financial Strategies
- Enterprise Financial Network
- Envoy Wealth Management LLC
- Epic Holistic Partners
- Epiphany Wealth Strategies LLC
- Equity Concepts
- Equity Concepts LLC
- Eric L Jay JD Clu CHFC
- Ersi Wealth
- Es Financial
- Esb W&i LLC
- Esb Wealth and Investments
- Estate & Wealth Planning Inc
- Estate MGT & Planning Co
- Estate Solution Planners
- Estates Financial Services
- Evans Haymond Group LLC
- Everest Retirement
- Evertree Financial LLC
- Evertree Financial LLC Dba Evertree Financial
- Every Season Wealth Partners
- Evos Financial
- Ewen Financial Services LLC
- FDL Financial Services Inc
- FSB Wealth Management
- Fahringer & Associates Inc
- Fair Planet Advisors
- Fairpoint Wealth Partners Inc
- Family Heritage Advisors
- Family Investors Company
- Family Wealth Advisors
- Family Wealth Advisors LLC
- Family Wealth Stewards
- Fap Financial LLC
- Federal Pension and Retirement Advisors LLC
- Fellers Financial Concepts
- Ferron Wealth Management
- Fiducia Life Group
- Fifs Capital Advisor Group
- Financial Advisors Inc
- Financial Clarity Guides LLC
- Financial Concepts LLC
- Financial Craftsmen
- Financial Designs Inc
- Financial Directions
- Financial Foresight Group
- Financial Group of the Southwest
- Financial Independence Wealth Management LLC
- Financial Integrators
- Financial Moxie Inc
- Financial Moxie Inc (moxie Tribes)
- Financial Outfitters Group
- Financial Partners of Louisiana
- Financial Partners of Louisiana LLC
- Financial Planners of Missouri
- Financial Planning Alternatives
- Financial Professionals Inc
- Financial Reserve
- Financial Reserve Inc
- Financial Resources Group
- Financial Security Associates
- Financial Sources Inc
- Financial Transition Partners
- Financial Transition Partners Dba
- Financial Vision Advisory Services LLC
- Financial Vision LLC
- Financial Voyages
- Financial Voyages LLC
- Finity Group LLC
- Finley Financial Services
- Finnacial Benefits Inc
- First Dallas Financial Group
- First Focus Financial Group
- First Investments
- First Pointe Financial Services
- First State Advisors
- First State Investment Services
- First State Investments
- First Trust Investment Center
- Fitzgerald Wealth Management LLC
- Flight Financial Group
- Focus Wealth Management
- Focus Wealth Management LLC
- Focus Wealth Planning
- Focused Advisor Network
- Focused Wealth Advisors
- Focused Wealth Advisors LLC
- Foothills Wealth Management
- Ford Wealth Management LLC
- Forepoint Retirement
- Forepoint Retirement LLC
- Foresight Financial Management LLC
- Forgy Financial LLC
- Fort Financial Credit Union
- Forth Financial Group
- Fortitude Capital Management
- Fortress Financial
- Fortune Financial & Insurance LLC
- Forward Focus Financial Planning LLC
- Foundation Wealth Advisors LLC
- Foundation Wealth Management LLC Dba Foundation Wealth
- Four Leaf Wealth Management
- Four Oaks Wealth Strategies
- Fourfront Wealth Management
- Fourfront Wealth Management LLC
- Fowler Financial Services LLC
- Fox Financial Advisors
- Fox Financial Advisors LLC Dba Fox Financial Advisors
- Frandsen Morrill Advisors LLC
- Frank Leonards & Frank LLC
- Frank Snyder
- Fraser Financial Partners
- Fraser Hollander and Associates
- Frazie Wealth Management
- Fred G Horrocks Dba Sequential Financial Group LLC
- Freedom Financial Planners
- Freedom Financial Planners of Maryland
- Freedom for Living
- Freeman Wealth Planning
- Frieden Wealth Management
- Frontier Financial Advisors
- Frontier Financial Advisors LLC
- Fujiyama Wealth Management
- Fukumae & Saman LLC
- Full Coverage Financial Planning
- Fuller Financial Solutions Inc
- Fusion Advisors Inc
- Futurenest
- G Fox Financial
- G9 Financial
- GFS Retirement LLC
- GH Advisors & Accountants
- GJCFPS LLC Dba Legacy Wealth Management LLC
- GK Financial Services LLC
- GS Investment Planning LLC
- GWH Advisors
- GWH Advisors & Accountants
- Gabriella Bermudez
- Gardner Financial Planning
- Gardner/McIntyre Financial Planning
- Gateway Financial Advisors
- Gateway Financial Advisors LLC
- Gateway Financial Services Inc
- Gateway Insurance & Financial Services Inc
- Gateway NW Wealth Advisors
- Gauthier Financial Inc
- Gemini Wealth Advisors
- General Financial Services Inc
- Generation Wealth Advisors
- Generations Wealth Advisors
- Generations Wealth Advisors LLC
- Generic.financial
- Generosity Wealth Management
- Generosity Wealth Management LLC
- Genesis Financial Group
- Genesis Wealth Partners LLC
- Geoffrey J Ingram
- Gfa Investments, Gateway Financial Advisors LLC
- Gilroy Financial Solutions LLC
- Girard Financial Group LLC Dba G9 Financial
- Gladius Financial
- Glen Henry Financial Group LLC
- Global Financial Partners
- Good Life Financial Group
- Goodwin Financial
- Gorman Financial Management LLC
- Graf & Company
- Grand Financial Advisors
- Granite Financial Group
- Grant J Nelson LLC
- Grant Park Advisors LLC
- Grant Thompson Financial
- Greater Financial
- Green Future Wealth LLC
- Green River Financial Services
- Greenbridge Investment and Insurance
- Greenwealth
- Greenwealth LLC
- Greenwood Financial Group
- Greg Covalt Financial Services
- Greystone Capital Management Inc
- Griffith Wealth Management
- Guetzcapital Inc
- Guidance Financial Advisors LLC
- Guidelight Financial
- Guidemark Strategic Advisors
- Gulf Investment Group
- Guthrie County State Bank Investment Center
- H L Thornton & Co
- HFS Wealth Advisors
- HFS Wealth Advisors LLC
- HFS Wealth Management LLC
- HN Financial Group
- Hale Financial Services LLC
- Hall-Way Financial Services
- Hamilton Wealth Management
- Hammack & Bales Financial Group
- Hammer Financial Services Dba HFS Wealth Advisors
- Hammer Financial Services, HFS Wealth Advisors
- Hampton Wealth Management
- Hanson Financial Services LLC
- Happold Enterprises Inc Dba Curt M Happold Agency
- Harbor Financial Associates
- Harford Financial Group
- Harriman Financial
- Harrington Wealth Management
- Hartford Financial Group
- Hartmann Financial Advisors LLC
- Harvest Investment Solutions
- Harvest Rock Advisors LLC
- Harvest Wealth
- Harvest Wealth Group LLC
- Hasson Financial Inc
- Havican Wealth Strategies
- Hawkeye Financial Group
- Hca Investments
- Heartland Financial Advisors
- Heartland Investment USA
- Heartland Investment USA Inc
- Heaton Principal Services LLC
- Hein Financial Group
- Heineman Financial Strategies
- Helmstead Wealth Management LLC
- Herbert Financial Services
- Heritage Line Wealth Management
- Hext Wealth Advisors
- Hfi Advisors
- Hi Financial
- Higgins & Halloran Financial Group
- Higher Strata Wealth Management LLC Dba Physicians Pension Fiduciary
- Highpointe Advisors
- Hill Financial Services
- Hill Financial Solutions
- Hiring Financial Group
- Hirling Financial Group
- Hobson Investment Strategies LLC
- Hollander Investments & Insurance Services LLC
- Holt Investment and Insurance Service
- Holt Wealth Management
- Holtsclaw Financial Planning
- Hometown Investments and Insurance Services
- Honey Creek Wealth Management
- Hoogenboom Insurance Services LLC
- Hoogenboom Wealth Management
- Hoogenboom Wealth Management LLC
- Horizon Wealth Solutions
- Horner Financial Services
- Houston Capital Partners
- Houston Financial Center
- Hovis & Associates/Integrity Marketing Group
- Hub International Limited
- Hubble Wealth Management
- Hughes Financial LLP
- Hughes Financial LP
- Huntswood Investments
- Hurley Investment Management LLC
- Hyde Park Advisors
- Hyde Park Wealth Advisors LLC
- Hyland Financial
- Ia Financial Advisors
- Independence Financial Group
- Infinity Wealth Partners Inc
- Inivas Financial
- Innet Financial Group
- Innovative Retirement LLC
- Insight Financial Advisors
- Inspired Financial Plans
- Instinctive Financial
- Instinctive Financial LLC
- Institute for Financial Independence
- Insurance Consulting Group LLC
- Integra Financial Management Inc
- Integrated Financial Strategies
- Integrity Financial
- Integrity Wealth Group
- Integrity Wealth Group LLC
- Interdependent Advisors
- Interdependent Advisors LLC
- Intuitive Wealth
- Investment Center of Grafton
- Investment Insights LLC
- Investment Management Consultants
- Investment Solutions Inc
- Investment Watch
- Investors Choice Financial Services Inc
- Investors Choice Portfolios LLC
- Invision Private Wealth LLC
- Ironhorse Wealth Management LLC Dba Jason Irons, Dba Iwm Insurance Services
- Irvine Wealth Management
- Isabel Francis Smith LTD Dba Integrated Financial Strategies
- J Spencer Investments
- J Stewart Financial Services LLC
- JPS Wealth Management Inc
- JRB Financial
- JSB Retirement Solutions
- JT Financial Advisors
- JW Investment Partners
- James F Head
- James Johnson
- James River Advisors
- Jamestown Wealth
- Jan Johnson MS CFP
- Jane Ricardi Dba North Light Financial Services
- Janet Wilson Wealth Management Inc
- Jarvis Financial
- Javier R Valenzuela Dba Golden Eagle Wealth MGMT
- Jaye C Jarrett & Co Inc
- Jba Wealth Management Group
- Jeff Kreinbring
- Jerry Oliano LLC
- John Lord Financial Inc
- John T Vecchio Co
- Johnson Wealth Management LLC
- Jones Investments
- Jones Wealth Management
- Jordan Creek Financial Solutions
- Joseph Landicino
- Joshua Gregory Rowe
- Journey Financial
- Joyner Kirkham Keel & Robertson Wealthcare LLC
- Justice Financial Services Inc
- KSMR Investments
- KW Jones Wealth
- Kalamazoo Financial Advisors LLC Dba Verlin Financial
- Kassa Private Wealth
- Kayfabe Financial
- Kaz Advisors Group LLC
- Kca Wealth Management
- Kca Wealth Management LLC
- Keith L Pridgen Dba Wilson Investment Group
- Kennedy & Associates
- Kenwood Financial Group
- Kerr Financial Family
- Key Financial Concepts
- Keystone Financial Services LLC
- Keystone Financial Solutions LLC
- Keystone Retirement Resources
- Kimberly Newsome CFP
- King Capital Advisors
- King Capital Advisors Inc
- King Capital Advisors LLC
- Kirkland and King Financial
- Kirkwood Financial Services
- Klinkhammer Financial
- Knade Financial Group LLC
- Knight Financial
- Knox Grove Financial LLC
- Knox Grove Insurance Advisers LLC
- Kor Financial Group LLC
- Kore Wealth Management
- Kristin M Zilles Dba Caputo & Associates
- Kristin M Zilles Dba Manbeck, Caputo & Pifer Financial Services
- Krueger Financial Management Inc
- Kubair Wealth Advisors
- Kubesh Investment & Financial
- Kubesh Noble Investment & Financial
- Kubis Financial Group
- LL Ventures LLC
- LNB Investment Services
- Laine Financial Advisors Inc
- Lakehouse Family Wealth LLC
- Lakeview Wealth Management
- Lakeway Financial Planning
- Lakewood Private Capital LLC
- Lakewood Wealth Management
- Lamppost Planning
- Lance Hocutt Financial Group
- Langan Financial Group
- Langan Financial Group LLC
- Lauderdale Advisors LLC
- Lauer Financial LLC
- Laura Pajak Sole Proprietor Dba Pajak Financial Services
- Lauterbach & Eilber Inc
- Lautus Wealth Advisory LLC
- Laver Landings LLC
- Laz Advisory LLC
- Leading Edge Wealth Advisors LLC
- Leading Edge Wealth Advisors, Lewa Planning
- Legacy Benefit Services LLC
- Legacy Capital Advisors
- Legacy Capital Advisors LLC
- Legacy Financial
- Legacy Financial Group
- Legacy Financial Group LLC
- Legacy Financial Solutions
- Legacy Insurance Advisors
- Legacy Private Wealth Advisors
- Legacy Private Wealth Advisors Inc
- Legacy Tree Financial Group
- Legacy Wealth Management
- Legacy Wealth Management LLC
- Legacy Wealth Partners LLC
- Legacy Wealth Solutions LLC
- Legacy Wealthcare LLC
- Leigh Wealth Management Group LLC
- Leone Financial LLC
- Lerner Financial LLC
- Lewis Financial Services
- Liberty Road Advisors
- Libre Advisor Network
- Lifepoint Financial Solutions
- Lifetime Straties
- Lighthouse Financial Advisors - an Advisorysouth Co
- Lighthouse Financial Advisors LLC
- Lighthouse Financial Advisors TX
- Lighthouse Wealth Partners
- Lind Financial Service Kearney LLC
- Lind Financial Services
- Lionheart Financial LTD
- Lisa Nesser LLC Dba Nesser & Nesser Financial Group
- Living Tree Financial Consulting
- Loewenstein Financial LLC
- Lone Star Investments
- Lone Star Wealth Advisors LLC
- Long Green Planning Group
- Long Insurance & Financial Services
- Longroad Wealth Managers
- Longroad Wealth Managers Dba
- Lotus Financial Partners
- Luke Peterson Financial
- Lulejian Financial Strategies
- Luminate Financial Services
- Luminous Financial Group LLC
- Lutheran Financial Services Inc
- Lutz Wealth Advisors
- Luxopus Collective LLC Dba Veranovia
- Luxopus Collective LLC Dba Veranovia Network
- Luzzi Gilpatrick Financial Services, LG Wealth Services, LG Wealth Management
- Lyon Capital Advisors
- MCF Capital Management LLC
- MDRT Main Platform/Special Sessions Committee
- Maclean Financial Group Inc
- Mader Wealth Inc
- Madison Financial
- Madison Financial Strategies
- Madison Financial Strategies LLC
- Maerco Financial Inc
- Main Street Private Advisors
- Manatee River Financial Group
- Mancuso Wealth Management LLC
- Mann Capital Management
- Mann Capital Management (dba)
- Manning Financial Services Inc
- Manor Ridge Wealth
- Maple Wealth
- Marathon Entrusted
- Marcotte Wealth Management LLC
- Mark Consulting2 LLC Dba M Financial
- Mark Consulting2 LLC Dba Mawynn Peak Financial
- Mark Fantasia Wealth Management LLC
- Mark Street Financial
- Market Wealth Management
- Marketplace Financial Group LLC
- Markland Wealth Management Inc
- Marshmma
- Martin Capital Management LLC
- Martin Financial Services
- Martin Wealth Managers
- Matlin Financial Services
- Maverick Financial Strategies
- Maverick Wealth Management
- Maxwell Financial
- Mayfield Financial Services
- Mayfield Wealth Management Dba Mayfield Financial Services
- McBride Financial Services Inc
- McClure'S Financial Services
- McConnell Wealth Partners
- McGinn Financial Services
- McIntyre Financial Planning Inc
- McLean Wealth Partners
- Medallion Wealth Management Inc
- Medpro Advisory Group
- Mehta Financial Group LLC
- Merc Investments
- Merola Capital Management
- Metam Wealth Advisors LLC
- Mfpretirement
- Michael E Fayed Financial Planning
- Michael Eardley, Eardley Financial Agency LLC
- Michael Goodner Dba Wealth Management by Master Financial Group
- Michael J Durkin Dba Durkin Financial LLC
- Michigan Pension & Financial
- Michigan Pension and Financial Inc
- Midamerica Investment Management Company
- Midwest America Fcu
- Midwest Community Fcu
- Milestones Wealth
- Miller & Associates LTD
- Millstone River Wealth Management LLC
- Mind'S Eye Resource Management LLC
- Minichino Wealth Management LLC
- Mitcham Financial
- Mitcham Financial Service
- Mitchell Hastings & Sweigert Financial Services
- Mitchell Investment Group
- Modern Legacy Advisors
- Modern Legacy Advisors LLC
- Modern Wealth Management
- Modern-Wealth LLC
- Moir Nextgen LLC
- Mojares Capital Management LLC
- Momentum Financial Partners
- Monarch Financial Solutions
- Monarch Wealth
- Monarch Wealth & Retirement Strategies
- Moneylife Partners Inc
- Monroe & Conley Financial Group
- Monroe Financial
- Monsour Asset Management
- Montgomery Insurance and Investments
- Montrose Park Advisors
- Moore Financial
- Moore Wealth Management
- Moran Financial Services
- Morgan Sterling Private Wealth Management
- Mosaic Financial Group
- Mount Vernon Investment Center
- Mountain View Wealth Management
- Mountain Wealth Management LLC
- Muncaster Financial Group
- Mussay Financial Group LTD
- Mwa Financial Group
- My Fi Home
- My Financial Advisor A Division of Principal Resource Group
- My Shepherd Financial
- Myadvisorlegacy by SPFG
- Nash and Associates Company
- Nashville Private Wealth Management
- Nathan Scarborough Dba Texas Hills Financial Group
- Nathan Scarborough Financial Services
- Neches Advisors
- Ned Johnson Financial
- Nelsoncorp Wealth Management
- Nesbitt Financial Services
- Nesser & Nesser Financial Group
- Nestor Montoya Wealth MGMT LLC
- Nettworth Financial
- Nettworth Financial Group
- Network Wealth Management
- New England Funds LLC
- New Perspectives Financial Services
- New Perspectives Financial Services LLC
- Newcastle Financial Advisors
- Newealth LLC
- Newmaker Financial
- Newton Financial Group LLC
- Next Financial Partners
- Next Level Investor
- Nexus Financial Solutions
- Nexus Retirement Strategies
- Nicholas Financial Services LLC
- Nicol Financial Services
- Nieswiadomy Financial Planning
- Nigos Investments Inc
- North American Financial Services LTD
- North Light Financial Services
- North Star Financial Partners
- North Star Wealth of Western New York
- Northern Financial Management
- Northstar Wealth Management
- Northstar Wealth Management LLC
- Northstar Wealth Planning
- Northwoods Financial Services LLC
- Now Financial
- Nvida Financial Planning LLC
- O'Neil Financial Services
- Oakcrest Capital LLC
- Ocean Wealth Group
- Ocean Wealth Group LLC
- Oes Wealth Partners
- Ohana Wealth Advisory
- Ohanesian / Lecours Inc
- Ohio Pension Consultants
- Ohnward Wealth & Retirement
- Ohrenda LLC
- Ol Advisors
- Ol-Advisors
- Ollis Wealth Management LLC
- Omega Investment Management
- Omne Planning and Wealth LLC
- One Retirement
- One Vision Financial
- Open Trail Financial Consultants
- Oregon Insurance and Financial Services
- Oster & Fischer LLC
- Oswald Financial
- Oxford Investment Group
- Oxford Investment Group Inc
- PJ Advisor Group
- PK Retirement
- PK Retirement Advisory
- Pa Financial Services Corporation
- Pacificus Capital Management
- Paddock Financial Services
- Pajak Financial Services
- Palm Beach Private Wealth Management
- Palmentere & Associates LLC
- Palmer Insurance and Financial Services Agency Inc Dba Palmer Financial Group
- Paradise Wealth Advisors
- Paragon Financial LLC
- Parke Avenue Investments
- Parker Financial Group
- Parkside Financial Services LLC
- Parsons Financial
- Parsons Financial Associates Inc
- Partners in Planning LLC
- Pathway Financial Services Inc
- Patterson Investment & Retirement Solutions
- Paul Michael Financial
- Payrite Investment Services Inc
- Pearson Financial Services LLC
- Peartree Advisory Group
- Pension Frog
- Pension Professionals
- Perc (public Employee Retirement Consultants)
- Perfected Wealth Management
- Personal Financial Strategies
- Peter D Achor/David M Edwards & Associates Financial Services Inc
- Peters Wealth Management
- Pettitt Wealth
- Pia
- Pierpoint Wealth Management LLC
- Pilkington Financial Group LLC
- Pillar Wealth Solutions (dba)
- Pilot Grove Investment Services
- Pinecrest Financial
- Pinnacle Planning Group
- Pinnacle Wealth Management
- Pioneer Financial Associates
- Pioneer Financial Associates Inc
- Pioneer Investments
- Pivotal Financial Advisors
- Pivotal Financial Advisors LLC
- Plan and Prosper Financial Partners LLC
- Planfirst LLC
- Planned Investments
- Planners Equity LP
- Planning Resources
- Planning Resources Inc
- Planning for Good
- Plannow Financial
- Point Santa Cruz Strategies Inc
- Pointer Creek Wealth Management
- Poole Financial Group
- Potter Financial
- Powell'S Financial
- Practical Financial Solutions
- Precision Wealth Advisors
- Precision Wealth Advisors LLC
- Preferred Partners
- Preferred Partners Inc
- Preferred Planning Associates
- Premier Network of Financial Advisors
- Premier Tax & Wealth Advisors
- Premier Tax Planning Team LLC Dba Premier Bookkeeping & Tax Services
- Premier Tax Planning Team LLC Dba Premier Tax Planning
- Premier Wealth Management
- Premier Wealth Managementinc
- Premier Wealth Planning
- Premier Wealth Planning Team Dba Premier Wealth Planning
- Premier Wealth Planning Team LLC Dba Premier Wealth Planning
- Preston Financial Management
- Primary Wealth Group
- Prime Financial Inc
- Prior Wealth Planning
- Priority Planning Financial Consultants
- Private Financial Design
- Pronghorn Wealth LLC
- Pronghorn Wealth Management
- Prosper Financial Planning
- Prosper Financial Planning Inc
- Prosperity Financial Advisors
- Prosperity Financial Advisors LLC
- Prosperity Financial Associates
- Protected Investors of America
- Protected Investors of America (pia)
- Proventus Financial Group LLC
- Provest Wealth Advisors Inc
- Providence Insurance Advisors LLC
- Providence Wealth Advisors LLC
- Provident Financial
- Provios Advisors
- Provision Financial
- Proxy Advisory Group
- Proxy Advisory Group LLC
- Prudence Wealth Advisory Inc
- Prudent Financial
- Przewlocki Horvath
- Public Employee Resource Center
- Public Employee Retirement Consultants
- Punturo Financial Services Inc
- Punturo Wealth Management
- Purpose & Wealth LLC
- Pustover Financial Services
- Qualified Kingdom Advisor
- Quintero Capital LLC
- Quinto Financial Services
- R Steward Financial
- RCM Advisors LLC
- RDM Advisor Network LLC
- RFG
- RJ Maw Consulting
- RJW Investment Consultants
- RMC Wealth Strategies & Financial Services LLC
- RS Advisors
- RS Financial
- RW Waugh Dba
- RW Waugh Inc
- RWS Financial Group
- Radnor Wealth Advisors
- Rainer Wealth Management
- Ramsey Financial Group
- Randall Wealth Management LLC
- Ray Muecke (sole Proprietor) Dba Muecke Financial
- Rci Wealth Management
- Red Letter Financial Group Inc
- Reilly Financial
- Ren & Associates
- Renaissance Wealth Management
- Renaissance Wealth Management LLC
- Repertoire Wealth Management
- Reppert Wealth Management Dba
- Resillient Wealth Planning
- Retirement & 401(k) Plan Advisors LLC
- Retirement & Wealth Strategies (RWS Financial Group)
- Retirement Design Group
- Retirement Security Inc
- Retirement Solutions Inc
- Retirement Strategy Group
- Retirement Wealth Strategies LLC
- Retirement and Wealth Strategies
- Retiresmartnm
- Revolution Wealth Services
- Rice Financial Group
- Rice Financial Group LLC
- Rich Turner Financial Advisors
- Rich Turner Financial Corp
- Richards, Lathrop and Associates
- Rick Young Financial Services
- Ridge Financial Planning
- Riggs Financial Inc
- Ripcord Partners
- Ripcord Wealth
- River City Financial
- River of Life Church
- Rivers Wealth Management Dba
- Riverside Financial Group
- Riverside Financial Group LLC
- Riverview Financial Group
- Riverview Financial Group PC
- Rla Financial
- Robert J Thevenet CFP
- Robert Rinker, Cohesion Wealth Advisors LLC
- Robert Zuber Investment Sales
- Robin Morgan Financial
- Rogers and Holzwarth Associates Inc
- Rohn Financial Strategies Inc
- Ron Gay Financial Services
- Rongo Asset Management LLC Dba Blue Ridge Wealth Services
- Rose City Financial Services
- Rose Investment & Financial Planning Services
- Rosselot Financial Group
- Rosselot Financial Group Inc
- Roth Family Wealth Management LLC
- Rowan Financial Services LLC
- S2 Financial Partners
- S2 Financial Partners LLC
- SD Capital
- SGF Planning, Shar Gogerdchi Financial Planning
- SNPG Advisory Group LLC
- Safe Harbor Benefits Inc
- Sage Financial Group
- Sage Retirement Solutions
- Sam Law LLC
- Sandstrom & Associates
- Sanson Legacy Financial Planning LLC
- Santini Financial
- Saylor Wealth Strategies LLC
- Schneider Financial Group
- Schneiss & Associates
- Schneiss Financial Group
- Schnupp Wealth Advisory Group
- Schott Financial Management
- Schuster Anderson Wealth Advisors
- Scissortail Securities
- Scott E Marshall & Associates Wealth Management
- Scott Harris Financial Group
- Scotteam Financial Services LLC
- Seabreeze Wealth Advisors
- Sechman Financial Services
- Secure Path Advisory Group
- Sedalia Advisors LLC
- Seeley Howard Private Wealth
- Seesaw Ventures
- Seligman Financial Group LLC / Dba United Financial Solutions
- Sentinel Wealth Advisors
- Sentinel Wealth Partners
- Sequential Financial Group LLC
- Seven Oaks Capital
- Seville Financial
- Seybold Wealth Management
- Shaffer Wealth Solutions
- Shahan Walsh
- Shaheen & Associates Inc
- Shannon Domski Inc
- Sharepower Responsible Investing
- Sharepower Responsible Investing Inc
- Shevlin Investments
- Shoal Creek Wealth Partners
- Shore Advisors
- Shumway Wealth Management
- Sieben Financial LLC
- Signature Financial Group
- Silva Financial Group
- Simmons 1 Financial
- Simplicity Financial Planning LLC
- Simplicity-FP
- Simply Sophisticated Wealth Planning LLC
- Simpson Financial Strategies
- Sindy Kong
- Singleton Financial Services
- Sizemore Insurance
- Skare & Associates LLC
- Skare & Associates LLC Financial Advisors
- Skibicki Capital
- Skillman Investment Advisors
- Sla Financial
- Slate Disharoon Parrish & Associates LLC
- Slsachs Financial Services
- Smartpro
- Smartpro Financial
- Smartpro Financial Dba
- Smyre Financial
- Solana
- Solid Rock Investing
- Solvance Wealth
- Sopris Wealth Partners LLC
- Sound Foundation Wealth Advisors
- Southwest Financial Services Inc
- Spay & Associates
- Sprague Stevenson Wealth Advisors
- Springs Financial Group
- Stanton Advisory Group
- Star Financial Solutions
- Stateline Wealth Advisors
- Steiman & Associates LLC
- Steiman & Associates LLC Dba Stelman & Associates
- Stelman & Associates LLC
- Stelman & Associates LLC Dba Stelman & Associates
- Step Up Wealth Mangement LLC
- Stephen Lucas & Associates
- Stephenson Financial Services LLC
- Sterling Wealth Solutions PLLC
- Stern Investments LLC
- Steven L Bergstrom
- Steven Sweigert Financial Services
- Stevens Asset Management
- Stichler Wealth Management
- Stoltzfus Financial LLC
- Stonecreek Financial Solutions LLC
- Stonehaven Financial Group
- Stoney Arch Financial
- Storied Wealth PS
- Storyline Wealth Management
- Strada Financial
- Straka Investments
- Strategic Exit LLC
- Strategic Financial Services
- Strategic Financial Solutions
- Strategic Financial Solutions Inc
- Strategic Investment Advisors LLC
- Strategic Investment Partners
- Strategic Investments Corp
- Strategic Partners Financial Group
- Strategic Wealth Advisors
- Strategic Wealth Design
- Strategic Wealth Design LLC
- Strategic Wealth Design LLC Dba SWD Insurance Services
- Strategic Wealth Design LLC Dba Wealth by Design
- Strategically Aligned Wealth Partners LLC
- Strategis Advisory Group LLC
- Streetlight Financial
- Streit Midwest LLC
- Strong Financial Partners
- Strong Financial Partners LLC
- Structured Wealth Management
- Strum Wealth Management
- Successful Financial Education Workshops
- Summer and Company
- Summit Advisory Group
- Summit Financial & Insurance Services
- Summit Financial & Insurance Services LLC
- Summit Financial Solutions
- Summit Investment Solutions
- Summit Private Wealth Management
- Summit View Wealth Management LLC
- Summit Wealth Management Inc
- Sunrise Wealth Partners
- Sunrise Wealth Partners LLC
- Sunrize Retirement & Financial Services
- Sunset Cliffs Capital
- Susan Cooper Capital Management Inc
- Swisher Financial
- Sy Associates
- Sy Associates LLC
- Symphony Financial
- Synergy Wealth Management
- Synthesis Advisors
- Szarka Financial
- T R Ascot Wealth Management LLC
- T2 Global Advisors LLC
- TCR Financial Services
- TLH Financial Services Inc Dba Haines Financial Services Inc
- Taber Financial Advisers
- Tadman Financial
- Tag
- Tag Advisors
- Tag Retire
- Tag Wealth
- Tailored Wealth Strategies
- Talley Wealth
- Tallgrass Advisors LLC
- Tandem Wealth Management
- Taylor Foster / Altura Wealth
- Techgirl Financial
- Ten22 Private Wealth PC
- Ten4 Financial LLC
- Testa Associates LLC
- The America Group Financial Services Inc
- The America Group LLC
- The Ashton Group
- The Cle 401k Guys
- The DFS Financial Group
- The DFS Group
- The Feingold Companies
- The Financial Group of the Southwest
- The Financial Network
- The Financial Resource Group
- The Finity Group
- The Genesis Group
- The Healey Group Inc
- The Independent Grid
- The Legacy Advisor Group
- The Legacy Group
- The PS Group PSG LLC
- The Professional Alliance
- The Retirement Strategy Connection
- The Rosselot Financial Group
- The Rosselot Financial Group (efg)
- The Rosselot Financial Group - Insurance
- The Rosselot Financial Group Inc
- The Stebbins Bolen Group
- The Wealthcare Group
- Theorin Trautwein LLC Dba Trivas Financial Group
- Thibodeau Wealth MGMT Inc Dba KBT Wealth Solution
- Tiburon Asset Management LLC
- Tidal Wealth Advisors
- Tiger Investment Services LLC
- Tim Bellinger / Bellinger Financial Services
- Timeless Wealth Management LLC
- Todd Financial Services LLC
- Todd Phelan Dba Wilson Investment Group
- Tomaro Financial Group
- Tomaro Financial Group LLC
- Tomasetti Wealth Dba Montgomery Financial Partners
- Total Wealth Planning
- Trailhead Financial Partners
- Trew Benefits Inc
- Trilogy Wealth Advisors
- Trinity Financial Planning
- Trinity Strategic Partners LLC
- Trinity Wealth Management Group
- Trinter Consulting
- Trivas Financial Group
- Tru Wealth Management
- True North Financial Advice
- True North Financial Advisors
- True Path Financial LLC
- Truevest Financial
- Turner Family Financial LLC
- Turning Point Wealth
- Turning Pointe Wealth Management
- Turquoise Wealth Management
- Twenty Oak Financial Partners
- Two Arrows Wealth Management LLC
- Tyrpak Wealth Strategies
- Tyson Deering Wilson
- Uhrig Financial
- Uhrig Financial Group
- Underhill Financial Advisors LLC
- United Financial Solutions
- Up North Financial Inc
- Utica Capital
- Valley Creek Advisors
- Valoris Wealth
- Valta Inc
- Vanator Financial Services LLC
- Vantage Financial Services Inc
- Varner Financial Services
- Vast Wealth Advisors
- Vera Planning
- Veranovia Osj Services
- Veranovia Osj Services Dba Veranovia Osj
- Vesta Wealth Advisors
- Veteran CFO Alliance LLC Dba Crossroads Cyberworks
- Viditz-Ward Financial Services Inc
- Vineyard Financial Group
- Vision Financial Group
- Vision Financial Group and Vision Network
- Vision Network
- Vision Wealth Management
- Viva Financial
- Voice Wealth Management
- W Church Financial
- WC Wright & Assoc
- WJ Financial Services
- Wade Wealth Advisors
- Walden Advisors
- Waldman Financial Advisers
- Walker Wealth Strategies LLC
- Walsh Wealth Strategies
- Water Oak Investments, Acting As Dba
- Watermark Financial Services
- Watershed Wealth Strategies
- Waterside Financial Advisors LLC
- Wave Crest Wealth
- Wealth Advisors LLC
- Wealth Advisory LLC
- Wealth Foundations
- Wealth Iq Advisors
- Wealth Management Group
- Wealth Management Group of KC Inc
- Wealth Managing Partners
- Wealth Managing Partners Inc
- Wealth Strategies Team LLC
- Wealth Strategy Advisors
- Wealtharc Advisors
- Wealthbridge Financial Advisors
- Wealthcare Financial Solutions
- Wealthcare Services
- Wealthplan Financial
- Wealthplan Partners
- Wealthplan Partners LLC
- Wealthplanners
- Wealthplanners LLC
- Wealthsmith Financial Planning LLC
- Webber Advisors
- Webber Seltzer Wealth Advisor
- Webber Seltzer Wealth Advisors
- Weidner Financial
- Wernick Spear Wealth Managers
- West Cobb Investment Group Inc
- West Private Wealth Management
- Westerlies Wealth Management
- Western Colorado Wealth Management
- Western Colorado Wealth Management Consultants
- Westlake Financial Advisors
- Westlake Financial Advisors LLC
- Whelanscott Asset Management
- White & Associates
- White and Associates
- Whiteford Wealth Management Inc
- Whitestone Foundation (dba Whitestone Publications)
- William Bowie Associates
- Williams Financial Enterprises LLC
- Williams Wealth Management LLC
- Williamson Financial Management Group (WFMG)
- Willo Financial Solutions
- Wilson Financial Group LLC
- Wilson Investment Group
- Wilson Wilson & Company Retirement and Estate Planning
- Wilson Wilson & Company Retirement and Estate Planning Inc
- Wind River Financial Dba Capital Concepts
- Wirick Asset Management
- Wisdom Financial LLC
- Wiskirchen Financial Group
- Wits Financial
- Witzig Financial Strategies
- Wyman Financial Group LLC
- Wyomissing Financial Group
- Yakima Financial Services
- Yikalo Financial
Registration details
- Legal name
- Cambridge Investment Research Advisors, Inc.
- Headquarters
- 1776 Pleasant Plain RD., Fairfield, IA 52556-8757
- Phone
- 641-472-5100
- Website
- Not reported
- SEC file
- 801-63930
- Structure
- Iowa corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Cambridge Investment Research Advisors have?
Cambridge Investment Research Advisors has 361,213 clients and manages $138.7 billion for them, as of September 2026. They include 308,441 other individuals, 47,431 high-net-worth individuals and 2,948 state or municipal government entities.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026
What services does Cambridge Investment Research Advisors offer?
Cambridge Investment Research Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, market timing and educational seminars. Its services also include divorce planning, education planning and estate planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Cambridge Investment Research Advisors charge?
Cambridge Investment Research Advisors charges up to 2.25% a year for investment advisory services.
Source: Part 2A brochure, Item 5
Which custodians does Cambridge Investment Research Advisors use?
Cambridge Investment Research Advisors’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $40,529,801,001 and Fidelity Brokerage Services LLC (Smithfield, RI), with $35,444,714,559. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 September 2026
How many financial advisors does Cambridge Investment Research Advisors have?
Cambridge Investment Research Advisors has 3,527 investment adviser representatives registered with state securities authorities, out of 3,527 employees, and 3,496 perform investment advisory functions. 3,336 are registered representatives of a broker-dealer and 3,172 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Cambridge Investment Research Advisors invest in?
At the end of its last fiscal year, Cambridge Investment Research Advisors’ separately managed accounts held 46% exchange-traded equities, 39% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 3% includes fixed, variable and other insurance products, notes or loans and other thinly used categories., 2% investment grade corporate bonds, 1% non-exchange-traded equities, 1% U.S. government and agency bonds and 1% state and local bonds. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Cambridge Investment Research Advisors have a minimum investment?
Yes, Cambridge Investment Research Advisors’ minimum account size is $25,000.
Source: Part 2A brochure, Items 5 and 7
Who owns Cambridge Investment Research Advisors?
Cambridge Investment Research Advisors’ direct owner is Cambridge Investment Group, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 September 2026
How does Cambridge Investment Research Advisors get paid?
Cambridge Investment Research Advisors is paid through a percentage of assets under management, hourly charges, fixed fees, commissions and other arrangements. Its Form ADV lists no performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file