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Amy Webber

Chief Executive Officer, Secretary, Director at Cambridge Investment Research Advisors

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
7
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Amy Webber is Chief Executive Officer, Secretary, Director of Cambridge Investment Research Advisors, Inc., a Fairfield investment adviser managing $139B. Amy Webber has a current broker registration and no current investment-adviser registration and has passed 7 licensing exams.

Role at Cambridge Investment Research Advisors

Title on Schedule A
Chief Executive Officer, Secretary, Director
Control
Amy Webber is a control person of Cambridge Investment Research Advisors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Amy Webber has held the filed role since August 2022.

The firm

Cambridge Investment Research Advisors, Inc.
Fairfield, IA

Form ADV filed 11 September 2026

$139B AUM361,213 clients3,496 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79TO and Series 99TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 24 · 1991
  4. Passed Series 62 · 1990
  5. Passed Series 63 and Series 6 · 1989

Registrations and exams

Broker registration; no current adviser registration. Amy Webber has passed 7 qualifying exams.

Examinations

Series 6319 September 1989
Name
Uniform Securities Agent State Law Examination
Series 2422 November 1991
Name
General Securities Principal Examination
Series 79TO2 January 2023
Name
Investment Banking Registered Representative Examination
Series 99TO2 January 2023
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 6226 January 1990
Name
Corporate Securities Limited Representative Examination
Series 620 October 1989
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Amy Lynn Webber
CRD
1812670
Firm
Cambridge Investment Research Advisors, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Amy Webber work?

Amy Webber has been Chief Executive Officer, Secretary, Director of Cambridge Investment Research Advisors, Inc. since August 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 September 2026

Does Amy Webber have a current investment-adviser registration?

Amy Webber has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Amy Webber passed?

Amy Webber has passed 7 licensing exams: the Series 63, Series 6, Series 62, Series 24, SIE, Series 79TO and Series 99TO. The earliest, the Series 63, was passed in September 1989.

Source: IAPD individual record, checked 17 October 2026

Leadership at Cambridge Investment Research Advisors

  • Colleen Bell
    President, Innovation and Experience, Director
  • Richard Kuhlman
    Senior Vice President, Chief Legal Officer
  • Seth Miller
    President, Advocacy and Administration, General Counsel, Director
  • Tammy Robbins
    Executive Vice President, Chief Business Development Officer
  • Andrea Shafer
    Senior Vice President, Chief Supervision Officer
  • Carla Stone
    First Vice President, Finance/Chief Accounting Officer
  • Jeffrey Vivacqua
    President, Growth and Development, Director
  • Ryan Boen
    EVP, Chief Financial Officer
  • Stephen Youhn
    Chief Compliance Officer

Sources

  1. IAPD individual record, CRD 1812670. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Cambridge Investment Research Advisors, Inc., filed 11 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Amy Webber or Cambridge Investment Research Advisors, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.