Career
Richard Kuhlman has been Senior Vice President, Chief Legal Officer of Cambridge Investment Research Advisors since May 2023. Richard Kuhlman is not listed as a control person, but directly owns under 5% of the firm. Richard Kuhlman holds a B.A. from Economics and Psychology and a J.D. from Washington University School of Law.
Cambridge Investment Research Advisors, Inc. is a Fairfield, IA firm with $139B under management, 361,213 clients and 3,496 advisers across 2,340 offices, as of its September 2026 filing.
Cambridge’s May 2023 announcement says Rick Kuhlman joined in 2019 after more than 25 years in private practice.
No adviser firm registrations are on Richard Kuhlman’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 15 December 2020 |
| Series 7TO | General Securities Representative Examination | 12 December 2019 |
| SIE | Securities Industry Essentials Examination | 27 June 2019 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
Individual record
- Full name
- Richard Henry Kuhlman
- CRD
- 7076563
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Richard Kuhlman work?
Richard Kuhlman has been Senior Vice President, Chief Legal Officer of Cambridge Investment Research Advisors, Inc. since May 2023.
Does Richard Kuhlman have a current investment-adviser registration?
Richard Kuhlman has a current broker registration and no current investment-adviser registration.
What exams has Richard Kuhlman passed?
Richard Kuhlman has passed 3 licensing exams: the SIE, Series 7TO and Series 24. The earliest, the SIE, was passed in June 2019.
Leadership at Cambridge Investment Research Advisors
- Amy WebberChief Executive Officer, Secretary, Director
- Colleen BellPresident, Innovation and Experience, Director
- Seth MillerPresident, Advocacy and Administration, General Counsel, Director
- Tammy RobbinsExecutive Vice President, Chief Business Development Officer
- Andrea ShaferSenior Vice President, Chief Supervision Officer
- Carla StoneFirst Vice President, Finance/Chief Accounting Officer
- Jeffrey VivacquaPresident, Growth and Development, Director
- Ryan BoenEVP, Chief Financial Officer
- Stephen YouhnChief Compliance Officer