Role at Cambridge Investment Research Advisors
- Title on Schedule A
- President, Growth and Development, Director
- Control
- Jeffrey Vivacqua is a control person of Cambridge Investment Research Advisors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Jeffrey Vivacqua has held the filed role since August 2022.
The firm
Form ADV filed 11 September 2026
Career on record
Jeffrey Vivacqua has been registered through Cambridge Investment Research Advisors since May 2010, and before that through Mutual Service Corporation and Sunamerica Securities, Inc..
- Passed Series 99TO and Series 79TO · 2023
- Passed SIE · 2018
- – present · 16 yearsFairfield, IA · Adviser representative · Firm CRD 134139
- Mutual Service Corporation– · 4 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 4806
- Passed Series 66 · 2000
- Sunamerica Securities, Inc.– · 5 yearsPhoenix, AZ · Adviser representative · Firm CRD 20068
- Passed Series 63 · 1999
- Passed Series 4 · 1997
- Passed Series 7 and Series 24 · 1996
Registrations and exams
Jeffrey Vivacqua has a current investment-adviser registration in Iowa and has passed 8 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Iowa | Investment adviser representative | Approved | 3 May 2010 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 November 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 June 1999 |
| Series 4 | Registered Options Principal Examination | 20 May 1997 |
| Series 24 | General Securities Principal Examination | 11 September 1996 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 23 January 1996 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Registered Options Principal Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Jeffrey Francis Vivacqua
- CRD
- 2608892
- Registration status
- Investment adviser and broker registrations
- Office
- 1776 PLEASANT PLAIN RD., Fairfield, IA 52556
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Jeffrey Vivacqua work?
Jeffrey Vivacqua has been President, Growth and Development, Director of Cambridge Investment Research Advisors, Inc. since August 2022, and is a control person of the firm.
Is Jeffrey Vivacqua a financial advisor?
Yes. Jeffrey Vivacqua has a current investment-adviser registration in Iowa, through Cambridge Investment Research Advisors since May 2010, as of 17 October 2026.
How many years of experience does Jeffrey Vivacqua have?
Jeffrey Vivacqua has worked in the financial industry for 29 years as of 17 October 2026, counted from 27 April 1997, across 3 adviser firms.
What exams has Jeffrey Vivacqua passed?
Jeffrey Vivacqua has passed 8 licensing exams: the Series 7, Series 24, Series 4, Series 63, Series 66, SIE, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in January 1996.
Where did Jeffrey Vivacqua work before Cambridge Investment Research Advisors?
Before Cambridge Investment Research Advisors, Jeffrey Vivacqua was registered through Mutual Service Corporation, August 2005 to October 2009; Sunamerica Securities, Inc., January 2000 to December 2004.
Where is Jeffrey Vivacqua based?
Jeffrey Vivacqua’s registered office is in Fairfield, IA.
Leadership at Cambridge Investment Research Advisors
- Amy WebberChief Executive Officer, Secretary, Director
- Colleen BellPresident, Innovation and Experience, Director
- Richard KuhlmanSenior Vice President, Chief Legal Officer
- Seth MillerPresident, Advocacy and Administration, General Counsel, Director
- Tammy RobbinsExecutive Vice President, Chief Business Development Officer
- Andrea ShaferSenior Vice President, Chief Supervision Officer
- Carla StoneFirst Vice President, Finance/Chief Accounting Officer
- Ryan BoenEVP, Chief Financial Officer
- Stephen YouhnChief Compliance Officer