Firms by state
Registered investment advisers in Vermont
8 SEC-registered advisers with at least one office in Vermont, listed by regulatory assets under management as reported on Form ADV.
Browse cities in Vermont
8 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Goldman Sachs Asset ManagementCRD 107738 | New York, NY | $2648.90B | 1,379 | 121,325 |
| Wealth Enhancement Advisory ServicesCRD 116407 | Plymouth, MN | $122.19B | 850 | 85,001 |
| World Investment AdvisorsCRD 208512 | Lincroft, NJ | $71.64B | 471 | 23,021 |
| Eagle Asset ManagementCRD 110653 | ST. Petersburg, FL | $60.65B | 44 | 79,272 |
| NLG CapitalCRD 109396 | Montpelier, VT | $46.55B | 48 | 10 |
| Newedge AdvisorsCRD 171351 | New Orleans, LA | $43.21B | 515 | 49,898 |
| Wilmington Trust Investment AdvisorsCRD 106909 | Wilmington, DE | $17.83B | 74 | 155 |
| Champlain Investment PartnersCRD 132474 | Burlington, VT | $10.18B | 12 | 84 |
Goldman Sachs Asset ManagementCRD 107738$2648.90B
- Headquarters
- New York, NY
- Advisory staff
- 1,379
- Clients
- 121,325
Wealth Enhancement Advisory ServicesCRD 116407$122.19B
- Headquarters
- Plymouth, MN
- Advisory staff
- 850
- Clients
- 85,001
World Investment AdvisorsCRD 208512$71.64B
- Headquarters
- Lincroft, NJ
- Advisory staff
- 471
- Clients
- 23,021
Eagle Asset ManagementCRD 110653$60.65B
- Headquarters
- ST. Petersburg, FL
- Advisory staff
- 44
- Clients
- 79,272
NLG CapitalCRD 109396$46.55B
- Headquarters
- Montpelier, VT
- Advisory staff
- 48
- Clients
- 10
Newedge AdvisorsCRD 171351$43.21B
- Headquarters
- New Orleans, LA
- Advisory staff
- 515
- Clients
- 49,898
Wilmington Trust Investment AdvisorsCRD 106909$17.83B
- Headquarters
- Wilmington, DE
- Advisory staff
- 74
- Clients
- 155
Champlain Investment PartnersCRD 132474$10.18B
- Headquarters
- Burlington, VT
- Advisory staff
- 12
- Clients
- 84
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in Vermont on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in Vermont from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.