Firms by custodian
Registered investment advisers that custody at BNY Mellon Securities
3 SEC-registered advisers report BNY Mellon Securities as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Barrow, Hanley, Mewhinney & StraussCRD 105519 | Dallas, TX | $59.04B | 43 | 154 |
| Aristotle Capital ManagementCRD 109876 | Los Angeles, CA | $43.54B | 18 | 5,167 |
| Segall Bryant & HamillCRD 106505 | Chicago, IL | $22.64B | 51 | 5,743 |
Barrow, Hanley, Mewhinney & StraussCRD 105519$59.04B
- Headquarters
- Dallas, TX
- Advisory staff
- 43
- Clients
- 154
Aristotle Capital ManagementCRD 109876$43.54B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 18
- Clients
- 5,167
Segall Bryant & HamillCRD 106505$22.64B
- Headquarters
- Chicago, IL
- Advisory staff
- 51
- Clients
- 5,743
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming BNY Mellon Securities here says only what the filing says, and implies nothing about either firm's service.