Firms by custodian
Registered investment advisers that custody at Custody Bank of Japan
6 SEC-registered advisers report Custody Bank of Japan as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
6 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Asset Management OneCRD 110843 | Tokyo | $470.54B | 290 | 1,406 |
| Mitsubishi Ufj Trust and BankingCRD 296868 | Tokyo | $406.96B | 300 | 32,595 |
| Invesco Asset Management (japan) LimitedCRD 107155 | Tokyo | $76.06B | 22 | 170 |
| Goldman Sachs Asset ManagementCRD 283221 | Minato-Ku, Tokyo | $71.83B | 86 | 264 |
| Sompo Asset ManagementCRD 286479 | Tokyo | $25.39B | 61 | 541 |
| Schroder Investment Management (japan) LimitedCRD 306616 | Chiyoda-Ku, Tokyo | $11.01B | 17 | 100 |
Asset Management OneCRD 110843$470.54B
- Headquarters
- Tokyo
- Advisory staff
- 290
- Clients
- 1,406
Mitsubishi Ufj Trust and BankingCRD 296868$406.96B
- Headquarters
- Tokyo
- Advisory staff
- 300
- Clients
- 32,595
Invesco Asset Management (japan) LimitedCRD 107155$76.06B
- Headquarters
- Tokyo
- Advisory staff
- 22
- Clients
- 170
Goldman Sachs Asset ManagementCRD 283221$71.83B
- Headquarters
- Minato-Ku, Tokyo
- Advisory staff
- 86
- Clients
- 264
Sompo Asset ManagementCRD 286479$25.39B
- Headquarters
- Tokyo
- Advisory staff
- 61
- Clients
- 541
Schroder Investment Management (japan) LimitedCRD 306616$11.01B
- Headquarters
- Chiyoda-Ku, Tokyo
- Advisory staff
- 17
- Clients
- 100
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Custody Bank of Japan here says only what the filing says, and implies nothing about either firm's service.