Clients
Schroder Investment Management (japan) Limited serves 100 clients, 57 of them pooled investment vehicles. The average client has about $110 million with the firm.
- Pooled investment vehicles57 clients32%
- Pension and profit-sharing plans16 clients6%
- State or municipal government entities7 clients18%
- Corporations and other businesses20 clients45%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 57 | $3,545,699,357 | 32.2% | $62.2M |
| Pension and profit-sharing plans | 16 | $626,026,437 | 5.7% | $39.1M |
| State or municipal government entities | 7 | $1,936,971,267 | 17.6% | $276.7M |
| Corporations and other businesses | 20 | $4,904,442,453 | 44.5% | $245.2M |
| Total | 100 | $11,013,139,514 | 100% | $110.1M |
- Clients
- 57
- Regulatory AUM
- $3,545,699,357
- Share
- 32.2%
- Avg. per client
- $62.2M
- Clients
- 16
- Regulatory AUM
- $626,026,437
- Share
- 5.7%
- Avg. per client
- $39.1M
- Clients
- 7
- Regulatory AUM
- $1,936,971,267
- Share
- 17.6%
- Avg. per client
- $276.7M
- Clients
- 20
- Regulatory AUM
- $4,904,442,453
- Share
- 44.5%
- Avg. per client
- $245.2M
Total
- Clients
- 100
- Regulatory AUM
- $11,013,139,514
- Share
- 100%
- Avg. per client
- $110.1M
What it does
Schroder Investment Management (japan) Limited provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Schroder Investment Management (japan) Limited provided financial planning to 0 clients last fiscal year and advises no private funds.
97.1% of assets ($10.70B across 93 accounts) are managed with discretion; $317.6M across 7 accounts are not. 100% of clients are outside the U.S., and 43 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks86%
- Funds8%
- Bonds2%
- Sovereign bonds1%
- Investment grade corporate bonds1%
- Other4%
- Derivatives3%
- Abs, cmbs, mbs, collateral, fx forward1%
Custodians
Schroder Investment Management (japan) Limited’s client accounts are held mainly at The Master Trust Bank of Japan, with 16% of managed assets, and Custody Bank of Japan, with 8%. Schroder Investment Management (japan) Limited does not have custody of client assets.
- The Master Trust Bank of JapanThe Master Trust Bank of Japan, LTD. · Tokyo · $1.73B16%
- Custody Bank of JapanCustody Bank of Japan, LTD. · Tokyo · $847.4M8%
- All other custodians$8.43B77%
Ownership and leadership
Schroder International Holdings Limited owns 75% or more of Schroder Investment Management (japan) Limited, and Keita Nambara is its CEO.
- Owns 75% or more of Schroder Investment Management (japan) Limited
Schroder International Holdings Limited
Control person · since December 1980
- Owns 75% or more of Schroder International Holdings Limited
Schroder Administration Limited
Control person · since June 2004
- Owns 75% or more of Schroder Administration Limited
Schroders PLC
Control person · since June 2004
Leadership
- Keita NambaraPresident, Chief Executive Officer
- Shin TeradaChief Compliance Officer for Japan
- Alexander McDougallDirecotor, Member of the Board
- Shingo SugiuraCheif Administrative Officer, Director, Member of the Board
- Kazuhiro ToyodaHead of Japanese Equities, Direcotor, Member of the Board
Staff
- 81 employees
- 17 in advisory functions
Fees
Schroder Investment Management (japan) Limited is paid through a percentage of assets under management and performance-based fees.
Schroder Investment Management (japan) Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Schroder Investment Management (japan) Limited has 0 offices, with 1 listed address with no US state reported.
Registration details
- Legal name
- Schroder Investment Management (japan) Limited
- Headquarters
- Tokyo Torch Tokiwabashi Tower, 27th Floor, 2-6-4 Otemachi, Chiyoda-Ku, Tokyo, Japan 100-0004
- Phone
- 81352931500
- Website
- Not reported
- SEC file
- 801-117956
- Structure
- corporation organized in Japan
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Schroder Investment Management (japan) Limited have?
Schroder Investment Management (japan) Limited has 100 clients and manages $11 billion for them, as of May 2026. They include 57 pooled investment vehicles, 20 corporations and other businesses and 16 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 May 2026
What services does Schroder Investment Management (japan) Limited offer?
Schroder Investment Management (japan) Limited provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Schroder Investment Management (japan) Limited use?
Schroder Investment Management (japan) Limited’s separately managed account assets are held at The Master Trust Bank of Japan, LTD. (Tokyo), with $1,734,914,618 and Custody Bank of Japan, LTD. (Tokyo), with $847,439,857. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 May 2026
How many financial advisors does Schroder Investment Management (japan) Limited have?
Schroder Investment Management (japan) Limited has 0 investment adviser representatives registered with state securities authorities, out of 81 employees, and 17 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Schroder Investment Management (japan) Limited invest in?
At the end of its last fiscal year, Schroder Investment Management (japan) Limited’s separately managed accounts held 86% exchange-traded equities, 8% pooled vehicles (private funds and similar), 3% derivatives, 1% sovereign bonds, 1% investment grade corporate bonds and 1% abs, cmbs, mbs, collateral, fx forward. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Schroder Investment Management (japan) Limited?
Schroder Investment Management (japan) Limited is owned through a chain of holding companies by Schroders PLC. Its direct owner is Schroder International Holdings Limited (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 May 2026
How does Schroder Investment Management (japan) Limited get paid?
Schroder Investment Management (japan) Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file