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Mitsubishi Ufj Trust and Banking

SEC-registered adviser since 2018Tokyo, JapanCRD 296868

$407.0B
AUM
32,595
Clients
See fees
Fee
300
Advisory staff

From Form ADV filed 24 August 2026 · data retrieved 15 October 2026SEC record

Mitsubishi Ufj Trust and Banking is an investment adviser headquartered in Tokyo, Japan, and registered with the SEC since 2018. Its clients include sovereign wealth funds and foreign official institutions, pooled investment vehicles, and pension and profit-sharing plans.

Its services include financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters, and educational seminars. Fee arrangements include a percentage of assets under management, fixed fees and performance-based fees. Mitsubishi Ufj Financial Group, Inc. owns 75% or more of Mitsubishi Ufj Trust and Banking.

Clients

Mitsubishi Ufj Trust and Banking serves 32,595 clients, 29,814 of them individuals. The average client has about $12 million with the firm.

Regulatory assets by client type
  • Banking or thrift institutions70 clients4%
  • Pooled investment vehicles2,274 clients21%
  • Pension and profit-sharing plans120 clients10%
  • Insurance companies6 clients4%
  • Sovereign wealth funds and foreign official institutions10 clients56%
  • OtherIndividuals, State or municipal government entities, Other investment advisers, Corporations and other businesses, Other5%
Show client breakdown
Individuals (other than HNW)
Clients
29,814
Regulatory AUM
$7,231,680,349
Share
1.8%
Avg. per client
$243K
Banking or thrift institutions
Clients
70
Regulatory AUM
$14,362,303,718
Share
3.5%
Avg. per client
$205.2M
Pooled investment vehicles
Clients
2,274
Regulatory AUM
$86,977,379,264
Share
21.4%
Avg. per client
$38.2M
Pension and profit-sharing plans
Clients
120
Regulatory AUM
$42,459,240,061
Share
10.4%
Avg. per client
$353.8M
State or municipal government entities
Clients
1
Regulatory AUM
$98,811,168
Share
0.0%
Avg. per client
$98.8M
Other investment advisers
Clients
1
Regulatory AUM
$20,020,503
Share
0.0%
Avg. per client
$20.0M
Insurance companies
Clients
6
Regulatory AUM
$14,260,757,712
Share
3.5%
Avg. per client
$2.38B
Sovereign wealth funds and foreign official institutions
Clients
10
Regulatory AUM
$228,056,671,761
Share
56.0%
Avg. per client
$22.81B
Corporations and other businesses
Clients
208
Regulatory AUM
$5,967,022,992
Share
1.5%
Avg. per client
$28.7M
Other
Clients
91
Regulatory AUM
$7,525,349,290
Share
1.8%
Avg. per client
$82.7M

Total

Clients
32,595
Regulatory AUM
$406,959,236,818
Share
100%
Avg. per client
$12.5M

What it does

Mitsubishi Ufj Trust and Banking provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters and educational seminars. It is paid through a percentage of assets, fixed fees and performance-based fees.

Mitsubishi Ufj Trust and Banking provided financial planning to 36,500 clients last fiscal year and advises no private funds.

98.5% of assets ($401.05B across 32,544 accounts) are managed with discretion; $5.91B across 51 accounts are not. 100% of clients are outside the U.S., and 7 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end

The filed percentages total 101%. The values below are shown as filed.

Exchange-traded equity securities
41%
U.S. government/agency bonds
5%
Sovereign bonds
30%
Investment grade corporate bonds
3%
Non-investment grade corporate bonds
1%
Derivatives
17%
Securities issued by registered investment companies or business development companies
2%
Cash and cash equivalents
2%

Custodians

Mitsubishi Ufj Trust and Banking’s client accounts are held mainly at The Master Trust Bank of Japan, with 82% of managed assets, and Custody Bank of Japan, with 15%. Mitsubishi Ufj Trust and Banking does not have custody of client assets.

Managed account assets by custodian
  • The Master Trust Bank of JapanThe Master Trust Bank of Japan, LTD. · Tokyo · $333.23B82%
  • Custody Bank of JapanCustody Bank of Japan, LTD. · Tokyo · $59.71B15%
  • All other custodians$14.03B3%

Ownership and leadership

Mitsubishi Ufj Financial Group, Inc. owns 75% or more of Mitsubishi Ufj Trust and Banking.

Who owns the firm
Mitsubishi Ufj Trust and Banking Corporation· the adviser

  • Mitsubishi Ufj Financial Group, Inc.

    Control person · since October 2005

    Owns 75% or more of Mitsubishi Ufj Trust and Banking Corporation

Leadership

  • Takafumi Ihara
    Director, Deputy President and Executive Officer
  • Hiroshi Kubota
    President and CEO
  • Masayuki Suzuki
    US Asset Management Chief Compliance Officer
  • Kazuya Dan
    Senior Managing Executive Officer
  • Taro Fujie
    Outside Director
  • Kenichi Goda
    Senior Managing Executive Officer
  • Kota Goto
    Managing Executive Officer
  • Junko Imura
    Outside Audit and Supervisory Committee Member
  • Katsuya Ishida
    Director and Managing Executive Officer
  • Koji Ishikawa
    Managing Executive Officer
  • Hiroyuki Kansaku
    Outside Audit and Supervisory Committee Member
  • Jun Kawakubo
    Managing Executive Officer
  • Hirosuke Kimoto
    Director and Managing Executive Officer
  • Tetsuo Kitagawa
    Outside Audit and Supervisory Committee Member
  • Yasufumi Kobayashi
    Managing Executive Officer
  • Masahiro Kuniyuki
    Director and Managing Executive Officer
  • Ken Miki
    Managing Executive Officer
  • Masayuki Mori
    Managing Executive Officer
  • Iwao Nagashima
    Chairman
  • Junya Naito
    Outside Audit and Supervisory Committee Member
  • Masatsune Okada
    Full-Time Audit and Supervisory Committee Member
  • Gen Okuyama
    Full-Time Audit Supervisory Committee Member
  • Koichi Otsuka
    Senior Managing Executive Officer
  • Mari Sagiya
    Outside Audit and Supervisory Committee Member
  • Terukazu Sanuki
    Managing Executive Officer
  • Taku Shimizu
    Managing Executive Officer
  • Yukinori Shimoguchi
    Full-Time Audit and Supervisory Committee Member
  • Hiroyuki Shiroishi
    Managing Executive Officer
  • Satoshi Someya
    Managing Executive Officer
  • Shinichi Takasaka
    Managing Executive Officer
  • Kenji Takayanagi
    Director and Managing Executive Officer
  • Makoto Takeda
    Managing Executive Officer
  • Masakazu Taki
    Managing Executive Officer
  • Toshihiro Tanaka
    Director and Managing Executive Officer
  • Shogo Tanaka
    Senior Managing Executive Officer
  • Yoshiki Ueno
    Managing Executive Officer
  • Yoshiaki Ueno
    Director

Staff

  • 6,400 employees
  • 300 in advisory functions
  • 1 soliciting firm

Reported holdings

Mitsubishi Ufj Trust and Banking’s reported 13F holdings total $45.72B across 1,541 positions, and the ten largest make up 27.4% of it.

$45.72B
Reported 13F value
1,541
Positions
27.4%
In the 10 largest
+12.7%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Nvidia Corporation5.4%
  2. Apple Inc.4.9%
  3. Microsoft Corp.3.2%
  4. Amazon Com Inc.3.0%
  5. Alphabet Inc. · Cap Stk CL A2.5%
  6. Broadcom Inc.2.1%
  7. Alphabet Inc. · Cap Stk CL C2.0%
  8. Meta Platforms Inc.-a1.6%
  9. Micron Technology1.4%
  10. Tesla Inc.1.2%

Together, the ten largest are 27.4% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 6 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $45.72B is not its $406.96B in regulatory assets and does not represent any individual client's portfolio.

Fees

Mitsubishi Ufj Trust and Banking is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.

Mitsubishi Ufj Trust and Banking’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Mitsubishi Ufj Trust and Banking has 2 offices, with 1 listed address with no US state reported.

Registration details

Legal name
Mitsubishi Ufj Trust and Banking Corporation
Headquarters
1-4-5, Marunouchi, Chiyoda-Ku, Tokyo, Japan 100-8212
Phone
81352203065
Website
Not reported
SEC file
801-113352
Structure
corporation organized in Japan
Fiscal year end
March

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Mitsubishi Ufj Trust and Banking have?

Mitsubishi Ufj Trust and Banking has 32,595 clients and manages $407 billion for them, as of August 2026. They include 29,814 individuals, 2,274 pooled investment vehicles and 208 corporations and other businesses.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026

What services does Mitsubishi Ufj Trust and Banking offer?

Mitsubishi Ufj Trust and Banking provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters and educational seminars.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Mitsubishi Ufj Trust and Banking use?

Mitsubishi Ufj Trust and Banking’s separately managed account assets are held at The Master Trust Bank of Japan, LTD. (Tokyo), with $333,225,967,250 and Custody Bank of Japan, LTD. (Tokyo), with $59,707,830,787. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026

How many financial advisors does Mitsubishi Ufj Trust and Banking have?

Mitsubishi Ufj Trust and Banking has 0 investment adviser representatives registered with state securities authorities, out of 6,400 employees, and 300 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Mitsubishi Ufj Trust and Banking invest in?

At the end of its last fiscal year, Mitsubishi Ufj Trust and Banking’s separately managed accounts held 41% exchange-traded equities, 30% sovereign bonds, 17% derivatives, 5% U.S. government and agency bonds, 3% investment grade corporate bonds, 2% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% high-yield corporate bonds. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Mitsubishi Ufj Trust and Banking?

Mitsubishi Ufj Trust and Banking’s direct owner is Mitsubishi Ufj Financial Group, Inc. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026

How does Mitsubishi Ufj Trust and Banking get paid?

Mitsubishi Ufj Trust and Banking is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 24 August 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 296868.
  3. Form 13F-HR, filed 6 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Mitsubishi Ufj Trust and Banking Corporation and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.