Firms by custodian
Registered investment advisers that custody at Citibank, N.A.
14 SEC-registered advisers report Citibank, N.A. as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
14 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Blackrock Investment ManagementCRD 108928 | Princeton, NJ | $676.69B | 444 | 10,859 |
| Legal & General Investment Management AmericaCRD 149156 | Chicago, IL | $267.16B | 104 | 195 |
| Blackstone Isg-I AdvisorsCRD 289202 | New York, NY | $183.53B | 44 | 44 |
| Keyridge Asset Management LimitedCRD 175204 | Dublin 1 | $162.89B | 41 | 36 |
| Sammons Financial Group Asset ManagementCRD 321109 | West Des Moines, IA | $122.05B | 5 | 9 |
| Sixth Street AdvisersCRD 159014 | Dallas, TX | $101.61B | 338 | 177 |
| Axa Investment Managers USCRD 113608 | New York, NY | $79.24B | 87 | 60 |
| Citigroup Global MarketsCRD 7059 | New York, NY | $56.01B | 4,078 | 59,829 |
| Goldman Sachs Asset Management (hong Kong) LimitedCRD 286066 | Central, Hong Kong | $21.19B | 53 | 81 |
| 1823 Partners (us)CRD 333927 | Miami, FL | $18.53B | 30 | 5 |
| Siguler Guff AdvisersCRD 106788 | New York, NY | $18.26B | 71 | 146 |
| Centersquare Investment ManagementCRD 290078 | Conshohocken, PA | $13.70B | 57 | 101 |
| Duff & Phelps Investment ManagementCRD 107296 | Chicago, IL | $12.75B | 26 | 44 |
| Sparx Asset ManagementCRD 134747 | Tokyo | $11.71B | 35 | 98 |
Blackrock Investment ManagementCRD 108928$676.69B
- Headquarters
- Princeton, NJ
- Advisory staff
- 444
- Clients
- 10,859
Legal & General Investment Management AmericaCRD 149156$267.16B
- Headquarters
- Chicago, IL
- Advisory staff
- 104
- Clients
- 195
Blackstone Isg-I AdvisorsCRD 289202$183.53B
- Headquarters
- New York, NY
- Advisory staff
- 44
- Clients
- 44
Keyridge Asset Management LimitedCRD 175204$162.89B
- Headquarters
- Dublin 1
- Advisory staff
- 41
- Clients
- 36
Sammons Financial Group Asset ManagementCRD 321109$122.05B
- Headquarters
- West Des Moines, IA
- Advisory staff
- 5
- Clients
- 9
Sixth Street AdvisersCRD 159014$101.61B
- Headquarters
- Dallas, TX
- Advisory staff
- 338
- Clients
- 177
Axa Investment Managers USCRD 113608$79.24B
- Headquarters
- New York, NY
- Advisory staff
- 87
- Clients
- 60
Citigroup Global MarketsCRD 7059$56.01B
- Headquarters
- New York, NY
- Advisory staff
- 4,078
- Clients
- 59,829
Goldman Sachs Asset Management (hong Kong) LimitedCRD 286066$21.19B
- Headquarters
- Central, Hong Kong
- Advisory staff
- 53
- Clients
- 81
1823 Partners (us)CRD 333927$18.53B
- Headquarters
- Miami, FL
- Advisory staff
- 30
- Clients
- 5
Siguler Guff AdvisersCRD 106788$18.26B
- Headquarters
- New York, NY
- Advisory staff
- 71
- Clients
- 146
Centersquare Investment ManagementCRD 290078$13.70B
- Headquarters
- Conshohocken, PA
- Advisory staff
- 57
- Clients
- 101
Duff & Phelps Investment ManagementCRD 107296$12.75B
- Headquarters
- Chicago, IL
- Advisory staff
- 26
- Clients
- 44
Sparx Asset ManagementCRD 134747$11.71B
- Headquarters
- Tokyo
- Advisory staff
- 35
- Clients
- 98
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Citibank, N.A. here says only what the filing says, and implies nothing about either firm's service.