Firms by custodian
Registered investment advisers that custody at The Hongkong and Shanghai Banking Corporation Limited
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| HSBC Global Asset Management (hong Kong) LimitedCRD 105193 | Hong Kong | $149.48B | 106 | 295 |
| Marathon Asset Management LimitedCRD 132391 | London | $39.04B | 16 | 42 |
| Longview Partners (guernsey) LimitedCRD 143875 | ST. Peter Port | $11.51B | 0 | 8 |
- Headquarters
- Hong Kong
- Advisory staff
- 106
- Clients
- 295
- Headquarters
- London
- Advisory staff
- 16
- Clients
- 42
- Headquarters
- ST. Peter Port
- Advisory staff
- 0
- Clients
- 8
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Hongkong and Shanghai Banking Corporation Limited here says only what the filing says, and implies nothing about either firm's service.