Firms by custodian
Registered investment advisers that custody at PNC Bank, N.A.
3 SEC-registered advisers report PNC Bank, N.A. as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Pathstone Family OfficeCRD 151736 | Englewood, NJ | $110.30B | 365 | 2,244 |
| PNC Capital AdvisorsCRD 151829 | Baltimore, MD | $50.88B | 22 | 238 |
| Advisor Partners IICRD 321633 | Walnut Creek, CA | $13.91B | 16 | 5,371 |
Pathstone Family OfficeCRD 151736$110.30B
- Headquarters
- Englewood, NJ
- Advisory staff
- 365
- Clients
- 2,244
PNC Capital AdvisorsCRD 151829$50.88B
- Headquarters
- Baltimore, MD
- Advisory staff
- 22
- Clients
- 238
Advisor Partners IICRD 321633$13.91B
- Headquarters
- Walnut Creek, CA
- Advisory staff
- 16
- Clients
- 5,371
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming PNC Bank, N.A. here says only what the filing says, and implies nothing about either firm's service.