Clients
Pathstone Family Office serves 2,244 clients, 1,834 of them high-net-worth individuals. The average client has about $49 million with the firm, and high-net-worth clients hold 83% of its $110.3 billion in assets.
- High-net-worth individuals1,834 clients83%
- Pooled investment vehicles165 clients10%
- Charitable organizations72 clients6%
- OtherIndividuals, Pension and profit-sharing plans, Corporations and other businesses2%
What it does
Pathstone Family Office provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, educational seminars and other activities. It is paid through a percentage of assets, hourly charges, fixed fees and performance-based fees.
Pathstone Family Office provided financial planning to 1,500 clients last fiscal year and advises 161 private funds.
59.5% of assets ($65.58B across 17,133 accounts) are managed with discretion; $44.72B across 10,032 accounts are not. 1% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
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| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 145 | $74,424,173 | 0.1% | $513K |
| High-net-worth individuals | 1,834 | $91,001,328,224 | 82.5% | $49.6M |
| Pooled investment vehicles | 165 | $10,664,570,838 | 9.7% | $64.6M |
| Pension and profit-sharing plans | 5 | $306,567,608 | 0.3% | $61.3M |
| Charitable organizations | 72 | $6,340,998,378 | 5.7% | $88.1M |
| Corporations and other businesses | 23 | $1,907,984,517 | 1.7% | $83.0M |
| Total | 2,244 | $110,295,873,738 | 100% | $49.2M |
- Regulatory AUM
- $74,424,173
- Share
- 0.1%
- Avg. per client
- $513K
- Regulatory AUM
- $91,001,328,224
- Share
- 82.5%
- Avg. per client
- $49.6M
- Regulatory AUM
- $10,664,570,838
- Share
- 9.7%
- Avg. per client
- $64.6M
- Regulatory AUM
- $306,567,608
- Share
- 0.3%
- Avg. per client
- $61.3M
- Regulatory AUM
- $6,340,998,378
- Share
- 5.7%
- Avg. per client
- $88.1M
- Regulatory AUM
- $1,907,984,517
- Share
- 1.7%
- Avg. per client
- $83.0M
What the accounts hold
- Stocks21%
- Funds54%
- Pooled vehicles30%
- Registered funds24%
- Bonds16%
- U.S. government and agency bonds7%
- State and local bonds7%
- Investment grade corporate bonds2%
- Cash5%
- Other4%
- Personal property, loans, currency, gold4%
Custodians
Pathstone Family Office’s client accounts are held mainly at Charles Schwab, with 25% of managed assets, and Fidelity, with 11%. Pathstone Family Office has custody of $53.69B for 1,986 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $28.03B25%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $12.49B11%
- PNC Bank, N.A.PNC Bank, N.A. · Philadelphia, PA · $9.01B8%
- All other custodians$60.77B55%
Ownership and leadership
Pathstone Intermediate Holdings owns 75% or more of Pathstone Family Office, and Matthew Fleissig is its CEO.
- Owns 75% or more of Pathstone Family Office, LLC
Pathstone Intermediate Holdings,
Control person · since February 2010
- Owns 75% or more of Pathstone Family Office, LLC
Pathstone Intermediate Holdings, LLC
Control person · since February 2010
- Owns 75% or more of Pathstone Intermediate Holdings, LLC
Pathstone Holdings, LLC
Control person · since May 2023
Kia XI (tailwind) GP, L.P.
General partner of Kia XI (tailwind) Investor, L.P. · Control person · since May 2023
Kelso GP XI, LLC
General partner · Control person · since May 2023
Leadership
- Matthew FleissigChief Executive Officer
- Kelly MaregniPresident
- Michelle JohnstonChief Financial Officer
- Bliss BernalChief Compliance Officer
- Steven BravermanCo-Chairman
- Charles KeatesGeneral Counsel
- Allan ZachariahCo- Chairman
Staff
- 704 employees
- 365 in advisory functions
- 164 state-registered reps
- 3 soliciting firms
Fees
Pathstone Family Office is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and performance-based fees.
Pathstone Family Office’s fee rates are not included in this profile. Read its fee schedule in its SEC-filed brochure.
Offices and registrations
Besides its headquarters, Pathstone Family Office has 18 offices, with 19 listed addresses across 14 states.
California · 3 listed addresses
- 1900 Avenue of the Stars, Los Angeles
- One Maritime Plaza, San Francisco
- 7220 Trade Street, San Diego
Colorado · 2 listed addresses
- 255 Fillmore ST., Denver
- 1048 Pearl Street, Boulder
Florida · 2 listed addresses
- 145 Lincoln Avenue, Winter Park
- 999 Vanderbilt Beach RD, Naples
Washington · 2 listed addresses
- 225 108th Avenue Ne, Bellevue
- 920 5th Avenue, Seattle
Arizona · 1 listed address
- 15169 N. Scottsdale RD, Scottsdale
Georgia · 1 listed address
- 3344 Peachtree Road Ne, Atlanta
Maryland · 1 listed address
- 12505 Park Potomac Avenue, Potomac
Massachusetts · 1 listed address
- 115 Federal Street, Boston
New Jersey · 1 listed address
- 10 Sterling BLVD, Suite 402, EnglewoodHQ
New York · 1 listed address
- 850 Third Ave, New York
Pennsylvania · 1 listed address
- 6022 West Chester Pike, Newton Square
Rhode Island · 1 listed address
- 50 Park Row West, Providence
Texas · 1 listed address
- 500 West 5th Street, Austin
Virginia · 1 listed address
- 201 N. Union Street, Alexandria
Other business names
Pathstone Family Office has reported 1 other business name to the SEC.
- Pathstone
Registration details
- Legal name
- Pathstone Family Office, LLC
- Headquarters
- 10 Sterling BLVD, Suite 402, Englewood, NJ 07631
- Phone
- 201-944-7284
- Website
- www.pathstone.com
- SEC file
- 801-70776
- Founded
- 2010
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Pathstone Family Office have?
Pathstone Family Office has 2,244 clients and manages $110.3 billion for them, as of March 2026. They include 1,834 high-net-worth individuals, 165 pooled investment vehicles and 145 other individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Pathstone Family Office offer?
Pathstone Family Office provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, educational seminars and other activities. Its services also include estate planning, family office services, philanthropic planning, tax planning and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does Pathstone Family Office use?
Pathstone Family Office’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $28,027,713,278, Fidelity Brokerage Services LLC (Smithfield, RI), with $12,488,949,552 and PNC Bank, N.A. (Philadelphia, PA), with $9,009,741,033. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Pathstone Family Office have?
Pathstone Family Office has 164 investment adviser representatives registered with state securities authorities, out of 704 employees, and 365 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pathstone Family Office invest in?
At the end of its last fiscal year, Pathstone Family Office’s separately managed accounts held 30% pooled vehicles (private funds and similar), 24% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities, 7% U.S. government and agency bonds, 7% state and local bonds, 5% cash and equivalents, 4% personal property, loans, currency, gold and 2% investment grade corporate bonds. It advises 161 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Pathstone Family Office have a minimum investment?
Yes, Pathstone Family Office’s minimum account size is $10,000,000.
Source: Part 2A brochure, Items 5 and 7
Who owns Pathstone Family Office?
Pathstone Family Office is owned through holding companies by Pathstone Holdings, LLC. Its direct owners are Pathstone Intermediate Holdings (75% or more) and Pathstone Intermediate Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Pathstone Family Office get paid?
Pathstone Family Office is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
