{"url":"https://nivawealth.com/firms/pathstone-family-office-151736","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151736","regulatoryAum":110295873738,"crd":"151736","secFileNumber":"801-70776","legalName":"Pathstone Family Office, LLC","displayName":"Pathstone Family Office","website":"http://www.pathstone.com","linkedinUrl":"https://www.linkedin.com/company/Pathstone-Family-Office","founded":"2010","organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10 Sterling BLVD, Suite 402","city":"Englewood","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07631"},"tradeNames":["Pathstone"],"registration":{"secApproved":"4 December 2009","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":704,"advisory":365,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":65580318345,"discretionaryAccounts":17133,"nonDiscretionary":44715555393,"nonDiscretionaryAccounts":10032,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":145,"regulatoryAum":74424173},{"label":"High-net-worth individuals","clients":1834,"regulatoryAum":91001328224},{"label":"Pooled investment vehicles","clients":165,"regulatoryAum":10664570838},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":306567608},{"label":"Charitable organizations","clients":72,"regulatoryAum":6340998378},{"label":"Corporations and other businesses","clients":23,"regulatoryAum":1907984517}],"fees":[],"feeNotes":[],"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":28027713278},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":12488949552},{"name":"PNC Bank, N.A.","shortName":"PNC Bank, N.A.","location":"Philadelphia, PA","smaAssets":9009741033}],"custodyNote":"Pathstone Family Office has custody of $53.69B for 1,986 clients.","otherCustodians":[],"leadership":[{"name":"Matthew Fleissig","title":"Chief Executive Officer","crd":"4688934"},{"name":"Kelly Maregni","title":"President","crd":"6102165"},{"name":"Michelle Johnston","title":"Chief Financial Officer","crd":"4131976"},{"name":"Bliss Bernal","title":"Chief Compliance Officer","crd":"5890106"},{"name":"Steven Braverman","title":"Co-Chairman","crd":"1172475"},{"name":"Charles Keates","title":"General Counsel","crd":"4478687"},{"name":"Allan Zachariah","title":"Co- Chairman","crd":"4955143"}],"ownership":[{"label":"Pathstone Intermediate Holdings,","detail":"Managing in the 75% or more ownership band and a control person, since February 2010."},{"label":"Pathstone Intermediate Holdings, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since February 2010."},{"label":"Pathstone Holdings, LLC","detail":"Indirect owner: a member of Pathstone Intermediate Holdings, LLC in the 75% or more band and a control person, since May 2023.","parent":"Pathstone Intermediate Holdings, LLC"},{"label":"Kia XI (tailwind) GP, L.P.","detail":"Indirect owner: general partner of Kia XI (tailwind) Investor, L.P. and a control person, since May 2023.","parent":"Kia XI (tailwind) Investor, L.P."},{"label":"Kelso GP XI, LLC","detail":"Indirect owner: general partner of Kia XI (tailwind) GP, L.P. and a control person, since May 2023.","parent":"Kia XI (tailwind) GP, L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":18,"privateResidences":0},"listedOfficeAddresses":19,"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"15169 N. Scottsdale RD","city":"Scottsdale"}]},{"state":"California","offices":3,"addresses":[{"street":"1900 Avenue of the Stars","city":"Los Angeles"},{"street":"One Maritime Plaza","city":"San Francisco"},{"street":"7220 Trade Street","city":"San Diego"}]},{"state":"Colorado","offices":2,"addresses":[{"street":"255 Fillmore ST.","city":"Denver"},{"street":"1048 Pearl Street","city":"Boulder"}]},{"state":"Florida","offices":2,"addresses":[{"street":"145 Lincoln Avenue","city":"Winter Park"},{"street":"999 Vanderbilt Beach RD","city":"Naples"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"3344 Peachtree Road Ne","city":"Atlanta"}]},{"state":"Maryland","offices":1,"addresses":[{"street":"12505 Park Potomac Avenue","city":"Potomac"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"115 Federal Street","city":"Boston"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"10 Sterling BLVD, Suite 402","city":"Englewood","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"850 Third Ave","city":"New York"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"6022 West Chester Pike","city":"Newton Square"}]},{"state":"Rhode Island","offices":1,"addresses":[{"street":"50 Park Row West","city":"Providence"}]},{"state":"Texas","offices":1,"addresses":[{"street":"500 West 5th Street","city":"Austin"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"201 N. Union Street","city":"Alexandria"}]},{"state":"Washington","offices":2,"addresses":[{"street":"225 108th Avenue Ne","city":"Bellevue"},{"street":"920 5th Avenue","city":"Seattle"}]}],"minimumAccount":10000000,"brochureServices":["estate planning","family office services","philanthropic planning","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"201-944-7284","stateRegisteredReps":164,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":"1500","assetMix":[{"label":"Exchange-traded equity securities","percent":21},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":7},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":24},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":30},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":4,"detail":"Personal Property, Loans, Currency, Gold"}],"privateFunds":161},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/151736/PDF/151736.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038950","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"logo":{"src":"/firms/pathstone-family-office-151736.webp","width":1119,"height":200,"tone":"dark","sourceLabel":"Pathstone Family Office, website","sourceUrl":"https://pathstone.com/"},"otherBusiness":[],"faq":[{"question":"How many clients does Pathstone Family Office have?","answer":"Pathstone Family Office has 2,244 clients and manages $110.3 billion for them, as of March 2026. They include 1,834 high-net-worth individuals, 165 pooled investment vehicles and 145 other individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pathstone Family Office offer?","answer":"Pathstone Family Office provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, educational seminars and other activities. Its services also include estate planning, family office services, philanthropic planning, tax planning and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pathstone Family Office use?","answer":"Pathstone Family Office’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $28,027,713,278, Fidelity Brokerage Services LLC (Smithfield, RI), with $12,488,949,552 and PNC Bank, N.A. (Philadelphia, PA), with $9,009,741,033. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pathstone Family Office have?","answer":"Pathstone Family Office has 164 investment adviser representatives registered with state securities authorities, out of 704 employees, and 365 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pathstone Family Office invest in?","answer":"At the end of its last fiscal year, Pathstone Family Office’s separately managed accounts held 30% pooled vehicles (private funds and similar), 24% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities, 7% U.S. government and agency bonds, 7% state and local bonds, 5% cash and equivalents, 4% personal property, loans, currency, gold and 2% investment grade corporate bonds. It advises 161 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Pathstone Family Office have a minimum investment?","answer":"Yes, Pathstone Family Office’s minimum account size is $10,000,000.","source":"Part 2A brochure, Items 5 and 7","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Pathstone Family Office?","answer":"Pathstone Family Office is owned through holding companies by Pathstone Holdings, LLC. Its direct owners are Pathstone Intermediate Holdings (75% or more) and Pathstone Intermediate Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pathstone Family Office get paid?","answer":"Pathstone Family Office is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}