Clients
Pgim Quantitative Solutions serves 117 clients, 79 of them investment companies. The average client has about $948 million with the firm.
- Investment companies79 clients79%
- Pooled investment vehicles8 clients4%
- State or municipal government entities7 clients4%
- Insurance companies4 clients8%
- Other4 clients3%
- OtherPension and profit-sharing plans, Charitable organizations, Sovereign wealth funds and foreign official institutions, Corporations and other businesses3%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 79 | $87,456,395,446 | 78.8% | $1.11B |
| Pooled investment vehicles | 8 | $4,101,281,221 | 3.7% | $512.7M |
| Pension and profit-sharing plans | 11 | $2,188,001,860 | 2.0% | $198.9M |
| Charitable organizations | 2 | $313,188,919 | 0.3% | $156.6M |
| State or municipal government entities | 7 | $4,209,838,082 | 3.8% | $601.4M |
| Insurance companies | 4 | $8,404,288,849 | 7.6% | $2.10B |
| Sovereign wealth funds and foreign official institutions | 1 | $479,075,405 | 0.4% | $479.1M |
| Corporations and other businesses | 1 | $508,802,085 | 0.5% | $508.8M |
| Other | 4 | $3,288,465,339 | 3.0% | $822.1M |
| Total | 117 | $110,949,337,206 | 100% | $948.3M |
- Clients
- 79
- Regulatory AUM
- $87,456,395,446
- Share
- 78.8%
- Avg. per client
- $1.11B
- Clients
- 8
- Regulatory AUM
- $4,101,281,221
- Share
- 3.7%
- Avg. per client
- $512.7M
- Clients
- 11
- Regulatory AUM
- $2,188,001,860
- Share
- 2.0%
- Avg. per client
- $198.9M
- Clients
- 2
- Regulatory AUM
- $313,188,919
- Share
- 0.3%
- Avg. per client
- $156.6M
- Clients
- 7
- Regulatory AUM
- $4,209,838,082
- Share
- 3.8%
- Avg. per client
- $601.4M
- Clients
- 4
- Regulatory AUM
- $8,404,288,849
- Share
- 7.6%
- Avg. per client
- $2.10B
- Clients
- 1
- Regulatory AUM
- $479,075,405
- Share
- 0.4%
- Avg. per client
- $479.1M
- Clients
- 1
- Regulatory AUM
- $508,802,085
- Share
- 0.5%
- Avg. per client
- $508.8M
- Clients
- 4
- Regulatory AUM
- $3,288,465,339
- Share
- 3.0%
- Avg. per client
- $822.1M
Total
- Clients
- 117
- Regulatory AUM
- $110,949,337,206
- Share
- 100%
- Avg. per client
- $948.3M
What it does
Pgim Quantitative Solutions provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets, fixed fees and performance-based fees.
Pgim Quantitative Solutions provided financial planning to 0 clients last fiscal year and advises 4 private funds.
97.4% of assets ($108.03B across 221 accounts) are managed with discretion; $2.91B across 13 accounts are not. 3% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks91%
- Bonds1%
- Cash2%
- Other6%
- Pooled investment vehicles6%
Custodians
Pgim Quantitative Solutions’ client accounts are held mainly at State Street Bank and Trust, with 8% of managed assets, and J.P. Morgan, with 3%. Pgim Quantitative Solutions has custody of client assets.
- J.P. MorganJpmorgan Chase Bank, National Association · New York, NY · $3.00B3%
- State Street Bank and TrustState Street Bank and Trust Company · Boston, MA · $9.13B8%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $1.76B2%
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $2.40B2%
- All other custodians$94.65B85%
Ownership and leadership
Pgim, Inc. owns 75% or more of Pgim Quantitative Solutions, and Adam Kloczkowski is its CEO.
- Owns 75% or more of Pgim Quantitative Solutions LLC
Pgim, Inc.
Control person · since November 2003
- Owns 75% or more of Pgim, Inc.
Pgim Holding Company LLC
Control person · since June 2000
- Owns 75% or more of Pgim Holding Company LLC
Prudential Financial, Inc.
Control person · since December 2001
Leadership
- Adam KloczkowskiChief Executive Officer
- Dawn PallittoChief Compliance Officer
- Donna MaggioManager
- Mahsa ParangiChief Legal Officer
- George PattersonChief Investment Officer
- John TerzanoHead of Finance
Staff
- 147 employees
- 61 in advisory functions
Fees
Pgim Quantitative Solutions is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Pgim Quantitative Solutions’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Pgim Quantitative Solutions has 0 offices, with 1 listed address in 1 state.
New Jersey · 1 listed address
- 655 Broad Street, NewarkHQ
Other business names
Pgim Quantitative Solutions has reported 2 other business names to the SEC.
- Pgim Quant
- Pgim Quantitative Solutions
Registration details
- Legal name
- Pgim Quantitative Solutions LLC
- Headquarters
- 655 Broad Street, Newark, NJ 07102
- Phone
- 973-367-4653
- Website
- www.pgim.com
- SEC file
- 801-62692
- Structure
- New Jersey LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Pgim Quantitative Solutions have?
Pgim Quantitative Solutions has 117 clients and manages $110.9 billion for them, as of July 2026. They include 79 investment companies, 11 pension and profit-sharing plans and 8 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026
What services does Pgim Quantitative Solutions offer?
Pgim Quantitative Solutions provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Pgim Quantitative Solutions use?
Pgim Quantitative Solutions’ separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $9,130,868,277, Jpmorgan Chase Bank, National Association (New York, NY), with $3,002,327,317, The Bank of New York Mellon (New York, NY), with $2,403,495,831 and The Northern Trust Company (Chicago, IL), with $1,760,445,852. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026
How many financial advisors does Pgim Quantitative Solutions have?
Pgim Quantitative Solutions has 0 investment adviser representatives registered with state securities authorities, out of 147 employees, and 61 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pgim Quantitative Solutions invest in?
At the end of its last fiscal year, Pgim Quantitative Solutions’ separately managed accounts held 91% exchange-traded equities, 6% pooled investment vehicles, 2% cash and equivalents and 1% U.S. government and agency bonds. It advises 4 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pgim Quantitative Solutions?
Pgim Quantitative Solutions is owned through a chain of holding companies by Prudential Financial, Inc. Its direct owner is Pgim, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 July 2026
How does Pgim Quantitative Solutions get paid?
Pgim Quantitative Solutions is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
