Clients
Pgim Investments serves 44 clients, 37 of them investment companies. The average client has about $7.84 billion with the firm.
- Investment companies37 clients100%
- Business development companies1 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 37 | $344,448,872,838 | 99.9% | $9.31B |
| Business development companies | 1 | $393,832,390 | 0.1% | $393.8M |
| Other | 6 | $0 | 0.0% | $0 |
| Total | 44 | $344,842,705,228 | 100% | $7.84B |
- Clients
- 37
- Regulatory AUM
- $344,448,872,838
- Share
- 99.9%
- Avg. per client
- $9.31B
- Clients
- 1
- Regulatory AUM
- $393,832,390
- Share
- 0.1%
- Avg. per client
- $393.8M
- Clients
- 6
- Regulatory AUM
- $0
- Share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 44
- Regulatory AUM
- $344,842,705,228
- Share
- 100%
- Avg. per client
- $7.84B
What it does
Pgim Investments provides portfolio management for investment companies, portfolio management for institutions, selecting other managers and educational seminars. It is paid through a percentage of assets, fixed fees and performance-based fees.
Pgim Investments advises no private funds.
100.0% of assets ($344.84B across 197 accounts) are managed with discretion. 0% of clients are outside the U.S., and 8 clients received advice without assets under management last fiscal year.
Custodians
Pgim Investments does not have custody of client assets.
- All other custodians$344.84B100%
Ownership and leadership
Pifm Holdco, LLC owns 75% or more of Pgim Investments, and Stuart Parker is its CEO.
- Owns 75% or more of Pgim Investments LLC
Pifm Holdco, LLC
Control person · since June 2000
- Owns 75% or more of Pifm Holdco, LLC
Pgim Holding Company LLC
Control person · since April 2006
- Owns 75% or more of Pgim Holding Company LLC
Prudential Financial, Inc.
Control person · since April 2006
Leadership
- Stuart ParkerChief Executive Officer
- Bernard OharaChief Financial Officer
- Joel SauberChief Operating Officer
- Patricia FlynnChief Compliance Officer
- Brian AhrensManaging Director
- Scott BenjaminManaging Director
- Claudia DigiacomoChief Legal Officer
Staff
- 458 employees
- 97 in advisory functions
- 71 state-registered reps
- 201 broker-dealer reps
- 142 insurance agents
Fees
Pgim Investments is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Pgim Investments’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Pgim Investments has 0 offices, with 1 listed address in 1 state.
New Jersey · 1 listed address
- 655 Broad Street, NewarkHQ
Registration details
- Legal name
- Pgim Investments LLC
- Headquarters
- 655 Broad Street, Newark, NJ 07102
- Phone
- 18002251852
- Website
- www.pgim.com
- SEC file
- 801-31104
- Structure
- New York LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Pgim Investments have?
Pgim Investments has 44 clients and manages $344.8 billion for them, as of May 2026. They include 37 investment companies, 6 other clients and 1 business development companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 May 2026
What services does Pgim Investments offer?
Pgim Investments provides portfolio management for investment companies, portfolio management for institutions, selecting other managers and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Pgim Investments have?
Pgim Investments has 71 investment adviser representatives registered with state securities authorities, out of 458 employees, and 97 perform investment advisory functions. 201 are registered representatives of a broker-dealer and 142 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Pgim Investments?
Pgim Investments is owned through a chain of holding companies by Prudential Financial, Inc. Its direct owner is Pifm Holdco, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 May 2026
How does Pgim Investments get paid?
Pgim Investments is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file