Skip to content

Scott Benjamin

Managing Director at PGIM Investments

No current adviser or broker registration

Scott Benjamin is Managing Director of PGIM Investments LLC, a Newark investment adviser managing $345B. Scott Benjamin has passed the Series 7 and Series 26.

2
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Scott Benjamin has been Managing Director of PGIM Investments since September 2009. Scott Benjamin is a control person of the firm and directly owns under 5% of it.

PGIM Investments LLC is a Newark, NJ firm with $345B under management, 44 clients and 97 advisers in one office, as of its May 2026 filing.

No adviser firm registrations are on Scott Benjamin’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 2627 March 2006
Name
Investment Company Products/Variable Contracts Principal Examination
Series 73 September 2002
Name
General Securities Representative Examination

Individual record

Full name
Scott Edward Benjamin
CRD
4385999

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Scott Benjamin work?

Scott Benjamin has been Managing Director of PGIM Investments LLC since September 2009, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 22 May 2026

Does Scott Benjamin have a current investment-adviser registration?

Scott Benjamin has no current investment-adviser or broker registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Scott Benjamin passed?

Scott Benjamin has passed 2 licensing exams: the Series 7 and Series 26. The earliest, the Series 7, was passed in September 2002. FINRA credited Scott Benjamin with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at PGIM Investments

Sources

  1. IAPD individual record, CRD 4385999. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of PGIM Investments LLC, filed 22 May 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction