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Patricia Flynn

Chief Compliance Officer at PGIM Investments

Officer recordForm ADV filed 22 May 2026

Patricia Flynn is Chief Compliance Officer of PGIM Investments LLC, a Newark investment adviser.

Career

Patricia Flynn has been Chief Compliance Officer of PGIM Investments since May 2026. Patricia Flynn is a control person of the firm and directly owns under 5% of it.

PGIM Investments LLC is a Newark, NJ firm with $345B under management, 44 clients and 97 advisers in one office, as of its May 2026 filing.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Patricia Flynn is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Patricia Flynn
CRD
5067089
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Patricia Flynn work?

Patricia Flynn has been Chief Compliance Officer of PGIM Investments LLC since May 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 22 May 2026

Leadership at PGIM Investments

Sources

  1. IAPD individual lookup, CRD 5067089. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of PGIM Investments LLC, filed 22 May 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

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