{"url":"https://nivawealth.com/firms/pgim-quantitative-solutions-129752","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/129752","regulatoryAum":110949337206,"crd":"129752","secFileNumber":"801-62692","legalName":"Pgim Quantitative Solutions LLC","displayName":"Pgim Quantitative Solutions","website":"https://www.pgim.com","founded":null,"organization":"New Jersey limited liability company","fiscalYearEnd":"December","headquarters":{"street":"655 Broad Street","city":"Newark","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07102"},"tradeNames":["Pgim Quant","Pgim Quantitative Solutions"],"registration":{"secApproved":"23 January 2004","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":147,"advisory":61,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":108034483297,"discretionaryAccounts":221,"nonDiscretionary":2914853909,"nonDiscretionaryAccounts":13,"wrapProgram":null,"nonUsClientsPct":3,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":79,"regulatoryAum":87456395446},{"label":"Pooled investment vehicles","clients":8,"regulatoryAum":4101281221},{"label":"Pension and profit-sharing plans","clients":11,"regulatoryAum":2188001860},{"label":"Charitable organizations","clients":2,"regulatoryAum":313188919},{"label":"State or municipal government entities","clients":7,"regulatoryAum":4209838082},{"label":"Insurance companies","clients":4,"regulatoryAum":8404288849},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":479075405},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":508802085},{"label":"Other","clients":4,"regulatoryAum":3288465339}],"fees":[],"feeNotes":[],"custodians":[{"name":"Jpmorgan Chase Bank, National Association","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":3002327317},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":9130868277},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":1760445852},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":2403495831}],"custodyNote":"Pgim Quantitative Solutions has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Adam Kloczkowski","title":"Chief Executive Officer","crd":"4608094"},{"name":"Dawn Pallitto","title":"Chief Compliance Officer","crd":"6059014"},{"name":"Donna Maggio","title":"Manager","crd":"8243469"},{"name":"Mahsa Parangi","title":"Chief Legal Officer","crd":"7278687"},{"name":"George Patterson","title":"Chief Investment Officer","crd":"7280203"},{"name":"John Terzano","title":"Head of Finance","crd":"8307001"}],"ownership":[{"label":"Pgim, Inc.","detail":"Member in the 75% or more ownership band and a control person, since November 2003."},{"label":"Pgim Holding Company LLC","detail":"Indirect owner: a shareholder of Pgim, Inc. in the 75% or more band and a control person, since June 2000.","parent":"Pgim, Inc."},{"label":"Prudential Financial, Inc.","detail":"Indirect owner: a shareholder of Pgim Holding Company LLC in the 75% or more band and a control person, since December 2001.","parent":"Pgim Holding Company LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"655 Broad Street","city":"Newark","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"973-367-4653","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":91},{"label":"U.S. government/agency bonds","percent":1},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":6,"detail":"Pooled Investment Vehicles"}],"privateFunds":4},"sources":{"adv1FilingDate":"1 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/129752/PDF/129752.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Pgim Quantitative Solutions have?","answer":"Pgim Quantitative Solutions has 117 clients and manages $110.9 billion for them, as of July 2026. They include 79 investment companies, 11 pension and profit-sharing plans and 8 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Pgim Quantitative Solutions offer?","answer":"Pgim Quantitative Solutions provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Pgim Quantitative Solutions use?","answer":"Pgim Quantitative Solutions’ separately managed account assets are held at State Street Bank and Trust Company (Boston, MA), with $9,130,868,277, Jpmorgan Chase Bank, National Association (New York, NY), with $3,002,327,317, The Bank of New York Mellon (New York, NY), with $2,403,495,831 and The Northern Trust Company (Chicago, IL), with $1,760,445,852. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Pgim Quantitative Solutions have?","answer":"Pgim Quantitative Solutions has 0 investment adviser representatives registered with state securities authorities, out of 147 employees, and 61 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Pgim Quantitative Solutions invest in?","answer":"At the end of its last fiscal year, Pgim Quantitative Solutions’ separately managed accounts held 91% exchange-traded equities, 6% pooled investment vehicles, 2% cash and equivalents and 1% U.S. government and agency bonds. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Pgim Quantitative Solutions?","answer":"Pgim Quantitative Solutions is owned through a chain of holding companies by Prudential Financial, Inc. Its direct owner is Pgim, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Pgim Quantitative Solutions get paid?","answer":"Pgim Quantitative Solutions is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}