Firms by custodian
Registered investment advisers that custody at National Bank of Canada
One SEC-registered adviser reports National Bank of Canada as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
1 firm listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Nicola Wealth ManagementCRD 173201 | Vancouver | $11.04B | 217 | 6,718 |
Nicola Wealth ManagementCRD 173201$11.04B
- Headquarters
- Vancouver
- Advisory staff
- 217
- Clients
- 6,718
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming National Bank of Canada here says only what the filing says, and implies nothing about either firm's service.