Wells Fargo Advisors Financial Network: AUM & Ownership

Clients

Wells Fargo Advisors Financial Network serves 466,575 clients, 233,869 of them high-net-worth individuals. The average client has about $541,000 with the firm, and high-net-worth clients hold 73% of its $252.3 billion in assets.

Regulatory assets by client type

Individuals221,968 clients20%
High-net-worth individuals233,869 clients73%
Charitable organizations2,392 clients2%
Corporations and other businesses3,954 clients4%
OtherBanking or thrift institutions, Pension and profit-sharing plans, State or municipal government entities, Insurance companies1%

Show client breakdown

Client type	Clients	Regulatory AUM	Share	Avg. per client
Individuals (other than HNW)	221,968	$51,411,767,813	20.4%	$232K
High-net-worth individuals	233,869	$183,041,052,122	72.6%	$783K
Banking or thrift institutions	1	$8,169,358	0.0%	$8.17M
Pension and profit-sharing plans	4,364	$3,391,415,578	1.3%	$777K
Charitable organizations	2,392	$5,048,298,053	2.0%	$2.11M
State or municipal government entities	20	$88,613,474	0.0%	$4.43M
Insurance companies	7	$4,171,591	0.0%	$596K
Corporations and other businesses	3,954	$9,257,783,995	3.7%	$2.34M
Total	466,575	$252,251,271,984	100%	$541K

Individuals (other than HNW)

Clients: 221,968
Regulatory AUM: $51,411,767,813
Share: 20.4%
Avg. per client: $232K

High-net-worth individuals

Clients: 233,869
Regulatory AUM: $183,041,052,122
Share: 72.6%
Avg. per client: $783K

Banking or thrift institutions

Clients: 1
Regulatory AUM: $8,169,358
Share: 0.0%
Avg. per client: $8.17M

Pension and profit-sharing plans

Clients: 4,364
Regulatory AUM: $3,391,415,578
Share: 1.3%
Avg. per client: $777K

Charitable organizations

Clients: 2,392
Regulatory AUM: $5,048,298,053
Share: 2.0%
Avg. per client: $2.11M

State or municipal government entities

Clients: 20
Regulatory AUM: $88,613,474
Share: 0.0%
Avg. per client: $4.43M

Insurance companies

Clients: 7
Regulatory AUM: $4,171,591
Share: 0.0%
Avg. per client: $596K

Corporations and other businesses

Clients: 3,954
Regulatory AUM: $9,257,783,995
Share: 3.7%
Avg. per client: $2.34M

Total

Clients: 466,575
Regulatory AUM: $252,251,271,984
Share: 100%
Avg. per client: $541K

What it does

Wells Fargo Advisors Financial Network provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers and other activities. It is paid through a percentage of assets, fixed fees and commissions.

Wells Fargo Advisors Financial Network provided financial planning to 11–25 clients last fiscal year and advises no private funds.

75.9% of assets ($191.52B across 376,616 accounts) are managed with discretion; $60.73B across 89,959 accounts are not. $252.25B sits in a wrap fee program the firm both sponsors and manages. 1% of clients are outside the U.S., and 2,990 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end

Stocks37%
- Exchange-traded equities36%
- Non-exchange-traded equities1%
Funds54%
Bonds7%
- State and local bonds3%
- U.S. government and agency bonds2%
- High-yield corporate bonds2%
Cash2%

Custodians

Wells Fargo Advisors Financial Network’s client accounts are held mainly at Wells Fargo Clearing Services, with 41% of managed assets. Wells Fargo Advisors Financial Network has custody of $252.25B for 466,575 clients.

Managed account assets by custodian

Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · Saint Louis, MO · $102.53B41%
All other custodians$149.72B59%

Ownership and leadership

Wachovia Securities Financial Holdings, LLC owns 75% or more of Wells Fargo Advisors Financial Network, and Erik Anthony Karanik is its CEO.

Who owns the firm

Wells Fargo Advisors Financial Network, LLC· the adviser

Wachovia Securities Financial Holdings, LLC
Control person · since December 2003
Owns 75% or more of Wells Fargo Advisors Financial Network, LLC
Everen Capital Corporation
Control person · since August 2010
Owns 75% or more of Wells Fargo Advisors Financial Network, LLC
- WFC Holdings, LLC
  Control person · since December 2017
  Owns 75% or more of Everen Capital Corporation
  - Wells Fargo & Company
    Control person · since September 1998
    Owns 75% or more of WFC Holdings, LLC

Leadership

Erik Anthony Karanik
Chief Executive Officer / Board of Managers
John R Tyers
President/Board of Managers/Control Principal
Rakesh Patel
Chief Financial Officer
Paul Cameron Sankovich
Chief Compliance Officer
James J Craven
Board of Managers
Sol Gindi
Board of Managers
Paul Lacey
Principal Operations Officer/Control Principal
David Franz Markmann
Designated Texas Officer
Kimberly Crowder Ta
Board of Managers/Control Principal

Staff

4,047 employees
2,366 in advisory functions
3,608 state-registered reps
4,047 broker-dealer reps
2,649 insurance agents
84 soliciting firms

Fees

Wells Fargo Advisors Financial Network is paid through a percentage of assets under management, fixed fees (other than subscription fees) and commissions.

Wells Fargo Advisors Financial Network’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Wells Fargo Advisors Financial Network has 1,338 offices, with 26 listed addresses across 17 states.

Listed office addresses by state

Missouri · 2 listed addresses

One North Jefferson Avenue, Mail Code: H0004-05e, ST. LouisHQ
One N Jefferson Ave, ST. Louis

Other business names

Wells Fargo Advisors Financial Network has reported 535 other business names to the SEC.

1670 Wealth Management
1787 Wealth Management of Oxford Harriman & Company
1817 Wealth Management
1856 Capital Partners
1858 Haven Private Wealth
211 Wealth Management
2911 Wealth Advisors
3d Private Wealth Advisors
815 Wealth Management of Bridgepoint Wealth Partners
853 Wealth Management
A. Kelley Shooter Financial Services
Ace Financial Group
Acunis Wealth Partners
Adroit Wealth Management
Ag Investment Management Powered by Millennium Private Wealth
Agape Wealth Partners of Edwards Asset Management
Alexander Investment Group of Ascending Capital Management
Arbor Wealth Management
Arbroath Capital
Archer Wealth Management of Buckhead Finanical Advisors
Artisan Investment & Retirement Management
Arvada Wealth
Ascend Advisory Group
Ascending Capital Management
Ascent Wealth Partners
Atlas Investment Management of Nest Capital
Auric Road Wealth Management of Conservant Financial
Avail Wealth Management
Backshore Wealth Management of Sullivan & Associates Wealth Management
Bailey Financial Group of Oxford Harriman & Company
Baird Financial Management
Balance Investment Services
Banyan Tree Capital
Bauman Wealth Management of Center Street Capital Advisors
Bayview Financial Group
Be Free Wealth Management
Beacon Tree Wealth Management
Beacon Wealth Management of Nest Capital
Beauchamp Wealth Management
Beauchamp Wealth Management of Conservant Financial
Bender Private Wealth Management of 1856 Capital Partners
Bertain Escobar Wealth Management
Biddle Wealth
Birdsey Wealth Management of Sullivan & Associates Wealth Management
Bishop Investments of Truejourney
Black Brook Wealth Advisors
Blue Ocean Investment Group of Nest Capital
Blue Wave Private Wealth Management
Bluestone Capital Advisors
Bo Harris Wealth Management of Conservant Financial
Bortniker Wealth Management of Sulllivan & Associates Wealth Management
Boulder Team of Ascent Wealth Partners
Bpge Capital Management LLC
Braun Wealth Management of Nest Capital
Breece Private Wealth Management of TSG Wealth Management
Bridge Wealth Partners
Bridgehaven Financial Advisors, LLC
Bridgepoint Wealth Partners
Brookwood Wealth Management of Bridgepoint Wealth Partners
Buckhead Financial Advisors

Show all 535 names

Buie Wealth Management Group, Inc.
Burbank Wealth Management
Burk, Hall and Co., LLC
Butler Wealth Management
CRT Private Wealth Management of Oxford Harriman & Company
Caccavallo Team of Asscent Wealth Partners
Callahan Financial Management Group, LLC.
Camp Wilcox Gennusa Group of 211 Wealth Management
Canopy Roads Advisors
Canum Wealth Partners
Capitol Wealth Partners
Capstone Financial Group
Cash Wealth Management of 2911 Wealth Advisors
Cedar Creek Wealth Management
Cedardoor Wealth Management of Innovative Retirement Associates
Center Street Capital Advisors
Chan Wealth Management
Channel View Wealth Advisors of TSG Wealth Management
Cherubin Asset Management, LLC
Chlumsky Wealth Management
Cicero Capital Management
Clarity Wealth
Clarity Wealth Management of Sullivan & Associates Wealth Management
Clark & Goshow Financial Strategies Group, LLC
Clark Stoddard Wealth Advisory Group of Pelorus Capital Management
Clearwater Private Wealth Advisors
Coastal Wealth Management of Peritus Wealth Management
Coastline Advisory Group
Coghlan & Associates
Concord Private Wealth of Sullivan & Associates Wealth Management
Concord Wealth Management of Westlake Private Wealth Management
Conservant Capital of Conservant Financial
Conservant Financial
Constitution Wealth Management
Continuity Group
Continuum Family Wealth of Conservant Financial
Corbett & Caperoon Wealth Management of Truejourney
Cork Wealth Management of Peritus Wealth Management
Cornagie Wealth Management of Oxford Harriman & Company
Cornerstone Strategic Wealth Management
Cornerstone Wealth Management
Covered Bridge Wealth Management
Crunk Folmar & Associates Wealth Management of Conservant Financial
Cusick Capital Partners
Dancing Bull Wealth Management
Davis Wealth Advisors of Sullivan & Associates Wealth Management
Decker Wealth Management Group
Devor Wealth Management of Starmont Wealth Management
Dewees Private Wealth Management
Dillon Wealth Management
Dishman Wealth Advisors of Bridgepoint Wealth Partners
Donahue Financial Group of Plank Road Advisors
Dooley Wealth Management of Sullivan & Associates Wealth Management
Double Eagle Investment Services
Driftwood Wealth Partners of Merritt Point Wealth Advisors
Drowos Private Wealth Group of Center Street Capital Advisors
Dubrow-Brody Wealth Management of Bridgepoint Wealth Partners
Duncan-Newman Associates
Dune Lakes Private Wealth Advisors
Durand & Gallentine Wealth Management of Sullivan & Associates Wealth Management
Dye Creek Capital
E. B. Saba Private Wealth Management of 1856 Capital Partners
Eastburn Wealth Management of Oxford Harriman & Company
Eck, Getter and Greenwell Wealth Management
Edwards Asset Management
Eide Wealth Partners
Elkhorn Creek Financial
Emerald Legacy Advisors
Enter Wealth of Green Wealth Management Group
Excelsior Wealth Management
FCS Private Wealth Management
FMC Wealth Management
FMG Wealth Management of Bridgepoint Wealth Partners
FPL Financial Strategies of Nest Capital
Fabbrini Wealth Management of Ascending Capital Management
Fair Winds Wealth Strategies
Fama Capital Wealth Management, LTD
Family Wealth Management
Farley Wealth Management of Conservant Financial
Ferguson, Mulligan & Poet, LLC
Fidus Wealth Management
Fig Capital
Financial Architect Advisors
Finger Lakes Capital Management of Sullivan & Associates Wealth Management
Finteris Wealth Management
Firestone Financial Group
First Flag Capital Advisors
First Flight Financial Advisors
First Summit Wealth Management
Forsyth Team of Ascent Wealth Partners
Fortress Financial LLC
Four Nine Advisors of Conservant Financial
Fox Wealth Partners
Frank Brooks Florio Wealth Management
Frescoln Wealth Strategies of Sullivan & Associates Wealth Management
Fritze Financial
Fulfillment Wealth Management
GM Wealth Management of TSG Wealth Management
Gaffney Wealth Management of Bridgepoint Wealth Partners
Garcia, Barnblatt, Foster of TSG Wealth Management
Garrow Financial Solutions
Gateway Capital Advisory Group
Gateway Capital Wealth Management
Gear & Buchanan Wealth Management
Generational Capital of Sullivan & Associates Wealth Management
Generations WMG A Shore to Summit Wealth Management Partner
Glover, Orndorf & Flanagan Wealth Management
Gomberg McQuilkin Wealth Management Group
Goodson & Nichols Financial Group
Goshen Wealth Management of Bridgepoint Wealth Partners
Grand Oak Wealth Management
Granite Wealth Management
Green Oak Wealth Management of Trailhead Wealth Management
Green Wealth Management Group
Grice Financial
Grossman Financial Group
Growth Partners
Guidepost Wealth Partners
HLM Capital Management Group
Haas Miniscalco Wealth Management of Bridgepoint Wealth Partners
Hackney Jones Wealth Management
Haddad & Co of Oxford Harriman & Company
Harbour Bridge Wealth Management Advisors
Harvie Wealth Management Group
Hed Private Wealth Management of Green Wealth Management Group
Heritage Private Wealth
Heritage Seubert Financial LLC
Herzberg Olsen Wealth Management
High Ridge Wealth Management
Hillcrest Capital Advisors
Holtey Financial
Horizon Wealth Management Group
Horizon Wealth Managers
Horizons Wealth Partners
Horton Wealth Management of Conservant Financial
Houser Plessl Staples Wealth Management Group
Hudson Valley Financial Services of Sullivan & Associates Wealth Management
Iconic Wealth Advisory Group
Impact Capital Strategies
Indian River Private Wealth Management
Innovative Retirement Associates
Integrative Wealth Management
Integritas Investment Management
Integrity Wealth Advisors of Oxford Harriman & Company
Intellego Investment Partners
Ives Park Investment
Jaburek/Furjanic Financial Group of Nest Capital
James Harris and Company
Junkins Wealth Management Group of Plank Road Advisors
Jurist Private Wealth of Center Street Capital Advisors
Jyl Schaer of Nest Capital
K2 Goup of Oxford Harriman & Company
KBK Wealth Management
Kajiwara Wealth Advisors of TSG Wealth Management
Katterhenry Investment Group of Nest Capital
Katz Wealth Management Group of Buckhead Finanical Advisors
Kelly Private Wealth Management of Oxford Harriman & Company
Kento Wealth Advisors of Maeder Wealth Group
Kercheval Financial Group
Kevin Furlong Investment Management
Khaliq Group Wealth Management
Kingsway Financial Advisors
Kinnear Wealth Management of Bridgepoint Wealth Partners
Kopkin + Englehardt Wealth Advisory Group
La Jolla Wealth Partners of TSG Wealth Management
La Porte Asset Management
Lagger Wealth Management
Lakeshore Advisory Group of Peritus Wealth Management
Lakeside Financial Advisors
Lakeview Partners Wealth Management
Landis Wealth Management
Lane Wealth Management
Lanning Group of Madison Wealth Management
Laporte Asset Management, LLC
Lathrop Helmers Group of Peritus Wealth Management
Laurel Financial Group
Legacy Point Wealth Management of Bridgepoint Wealth Partners
Legacy Wealth Investment Group
Legacy Wealth Management
Leppo Wealth Management
Lewis, Litwinsky & Associates of Oxford Harriman & Company
Lifeguide Wealth of 1817 Wealth Management
Lighthouse Wealth Management, LLC
Lii of Seventy2 Capital Wealth Management
Linear Park Wealth Management of Conservant Financial
Little Financial Services Group of Sullivan & Associates Wealth Management
Logue Financial Group A Shore to Summit Wealth Management Partner
Longmont Team of Ascent Wealth Partners
Longview Private Wealth Management of Oxford Harriman & Company
Loyal Dog Wealth Management
Lynch McPeek of Clarity Wealth
MBKS Family Office
MGR Wealth Management
MGS Wealth Management
MWJ Wealth Strategies
Macko Financial Group of Sullivan & Associates Wealth Management
Madison Wealth Management
Maeder Wealth Group
Magis Financial Advisors
Magnet Capital Advisors of Sullivan & Associates Wealth Management
Manchester Asset Management
Marino Wealth Management
Marquis Investment Services of TSG Wealth Management
Marslender-West Asset Management
Martin Wealth Management Inc
Marvel Wealth Management
Matrix Wealth Management
McAulay Private Wealth of Center Street Capital Advisors
McGowan Wealth Management of Buckhead Finanical Advisors
McKenzie Riedel Wealth Management
McMahon Team of Ascent Wealth Partners
Meanwell/Arnol Group of Madison Wealth Management
Mecklenberg Wealth Managment Group
Meltzer & Hill of Oxford Harriman & Company
Merc Capital of Sullivan & Associates Wealth Management
Meridian Private Wealth Management of Duncan-Newman Associates
Meridian Wealth Management Group
Meritage Wealth Management of Conservant Financial
Merrimac Asset Management
Merritt Capital Management
Merritt Point Wealth Advisors
Messman Capital Management
Millennium Private Wealth
Miller Garcia Wealth Management of Oxford Harriman & Company
Missett Wealth Management
Mission Asset Advisors of Conservant Financial
Moeller Investment Group
Molloy Financial Group
Monarch Wealth Advisors
Monarch Wealth Management
Moore Wealth Management of 2911 Wealth Advisors
Moran & Company, Investment Consulting Group
Morley Investment Group of Westlake Private Wealth Management
Mountain Crest Wealth Management
Mountain West Wealth
Mountain to Coast Financial
Munson Retirement Solutions
Murray Street Wealth Advisors of Sullivan & Associates Wealth Management
Nest Capital
Newsome Wealth Management of Buckhead Finanical Advisors
North Channel Capital Management
Northland Private Asset Management, LLC
Northpointe Wealth Management
Northwest Cedar Financial
Northwest Financial Wealth Management of Nest Capital
Nothman Wealth Management of Bridgepoint Wealth Partners
Nswealth of Heritage Private Wealth
O'Dea Private Wealth Advisory Services of Sullivan & Associates Wealth Management
Oak Wealth Management
Oates Labritz Wealth Management
Onward Wealth Management of Legacy Wealth Management
Oxford Harriman & Company
PKK Wealth Management
Pacific Coast Financial Services A Shore to Summit Wealth Management Partner
Pacific View Wealth Management of Westlake Private Wealth Management
Paidas Financial Group of Sullivan & Associates Wealth Management
Park City Wealth Management
Pathlight Advisors
Patterson Breig Wealth Partners
Pelorus Capital Management
Peritus Wealth Management
Perkins Growth Partners of Oxford Harriman & Company
Peveto Financial Group
Piazza Blue Group
Pinnacle Wealth Management
Pintler Wealth Management Group Or River City Capital
Pitts Private Wealth
Placer Capital Advisors of TSG Wealth Management
Plank Road Advisors
Platinum on Wall Street Wealth Management
Portico Wealth Management
Potomac Wealth Management Invicta of Oxford Harriman & Company
Praxis Financial Partners
Preferred Capital Management, LLC
Premier Coast Advisors
Presidio Group Wealth Management
Princeton Wealth Management Group
Private Wealth Partners of Sullivan & Associates Wealth Management
Probitas Wealth Management
Pronomic Wealth Management
Prostrollo Wealth Advisors
Proview Wealth Management
Pvi Capital Advisors
Quillion Wealth Management
Quin Oaks Investment Group
R.L. Farmer Wealth Strategies
Ranier Pacific Investments
Raska Wealth Management of Sullivan & Associates Wealth Management
Rebich Investments
Renicker Wealth Management of 2911 Wealth Advisors
Rey Financial Group
Rich, McManus & Goett Group of Coghlan & Associates
Ridgeline Private Wealth Management
Riley Financial Strategies Group of Millenniun Private Wealth
Riley, Darby, & Wilson Private Wealth Management Group
River City Capital
River Hills Wealth Management Group
River Rock Family Wealth Management of River City Capital
Riverfront Wealth Advisors
Riverfront Wealth Management
Riverside Capital Management Group
Riviera Wealth Management
Roar & Capling Wealth Management
Robert H. John Wealth Management
Roberts Private Wealth Management of Green Wealth Management Group
Rodriquez Wealth Management
Romagna Wealth Management Group of Innovative Retirement Associates
Rti Wealth Management
SC3F Wealth Management Group
SD 26 Wealth Management of Sullivan & Associates Wealth Management
SL Sakata of TSG Wealth Management
SVK Group
Safyurtlu Wealth Management of TSG Wealth Management
Sage Wealth Advisors
Sagebridge Wealth Management
Sagegrowth Wealth Management
Salahshour Wealth Management of Blue Wave Private Wealth Management.
Salmon Creek Wealth Management
Salt Air Wealth Management
Sapphire Wealth Management
Schaffer Private Wealth Group
Schanck & Caldwell Investment Consulting Group
Scherrey-Wilson Wealth Management of 2911 Wealth Advisors
Schofield Wealth Management
Schraeder Kabala & Associates of Oxford Harriman & Company
Schultz Wealth Management Group of Oxford Harriman & Company
Scioto Wealth Advisors LLC
Sea Island Cotton Advisors
Select Advisors Wealth Management
Sentry Point Private Wealth
Seventy2 Capital Wealth Management
Seymour Gielarowski of Clarity Wealth
Shades Mountain Wealth Management of Peritus Wealth Management
Shearwater Creek Wealth Advisors, LLC
Shepard Wealth Advisors of FCS Private Wealth Management
Shoaf Wealth Management
Shore to Summit Wealth Management
Shoreline Investment Strategies of Conservant Financial
Shorewood Financial Services
Silver Spring Capital
Silver Strand Wealth Management of Westlake Private Wealth Management
Silverstone Investment Management
Singularity Wealth Management, Inc.
Siracusano Sleezer Group Wealth Management
Slates Wealth Management Group of Northpointe Wealth Management
Smirniotis and Seibold Wealth Management
Smith-Mundwiller Securities, LLC
Snow Pine Private Wealth
Snyder Thornburg Wealth Management
Soncor Wealth Partners
Soundridge Private Wealth
South Shore Wealth Management of Sullivan & Associates Wealth Management
Spruce Creek Financial Advisors
Squire Asset Management
Stages Financial Partners
Stalworth Wealth Management Group of Sullivan & Associates Wealth Management
Stanley Brannum Wealth Management Group
Starmont Wealth Management
Stelvio Private Wealth
Stockton Wealth Management
Stoever & Palmore Investment Group
Storehaus Wealth of Conservant Financial
Strategic Private Wealth Management
Strategic Wealth Management
Sugar Creek Wealth
Sullivan & Associates Wealth Management
Summit Springs Financial Advisors
Summit View Private Wealth Management of Sullivan & Associates Wealth Management
Summit Wealth Group
Summit Wealth Management, LLC
TMC Private Wealth of TSG Wealth Management
TSG Wealth Management
Tact Wealth Strategies
Tanious Group of TSG Wealth Management
Texan Wealth Advisors
The Allen Group of Starmont Wealth Management
The Appling & Landerholm Private Wealth Group of Seventy2 Capital Wealth Management
The Arlington Group Investment Consulting
The B.C. Group Private Wealth Management
The Baier, Ormsby & Porto Wealth Management Group of Woodstock Financial
The Benesch Investment Group
The Brenchley Group of Family Wealth Management
The Cabalu Group of Seventy2 Capital Wealth Management
The Captiva Group of Sullivan & Associates Wealth Management
The Carrera Group of Integrative Wealth Management
The Cheney Group of Family Wealth Management
The Cohen Group of Blue Wave Private Wealth Management
The Creekbaum Group of Peritus Wealth Management
The Cunningham Group of Family Wealth Management
The Eagleton Brown Investment Group, LLC
The Earl Group of Family Wealth Management
The Eddy Investment Group of Pelorus Capital Management
The FCS Family Office
The FWM Group of Family Wealth Management
The Fairchild Group of TSG Wealth Management
The Gravelle Financial Strategies Group of Seventy2 Capital Wealth Management
The Hafferkamp Wealth Management Group of Woodstock Financial
The Holcomb Group of TSG Wealth Management
The Hudson Valley Financial Group of Sullivan & Associates Wealth Management
The J & J Investment Group of Family Wealth Management
The Kelleher Group of Edwards Asset Management
The Kelly & Schertz Group of Seventy2 Capital Wealth Management
The Lacey Group of TSG Wealth Management
The Lopresti Group of Clarity Wealth
The Makee Group of Oxford Harriman & Company
The Masoner Group of TSG Wealth Management
The McCarthy Eljdid Private Wealth Group of Seventy2 Capital Wealth Management
The McLaughlin Group of Seventy2 Capital Wealth Management
The Murchison Group
The Nesselroad/Gable Group of Northpointe Wealth Management
The Nuetzel Group of Seventy2 Capital Wealth Management
The Petrie Group of TSG Wealth Management
The Piercy-Whitt Group of Conservant Financial
The Poplin Financial Strategies Group of Millennium Private Wealth
The Princeton Group of Oxford Harriman & Company
The Riven Group of Seventy2 Capital Wealth Management
The Robinson Group of Sullivan & Associates Wealth Management
The Sackler Group of TSG Wealth Management
The Simmons Group
The Spencer Vance Group of Family Wealth Management
The Stewart Markey Group of Seventy2 Capital Wealth Management
The Thorpe Group of Family Wealth Management
The Veritas Group of TSG Wealth Management
Thompson Wealth Management and Life Planning
Three Asset Advisory Group of Nest Capital
Tidewater Private Wealth Advisors
Touchstone Wealth Partners
Towermark Wealth Management
Trailhead Wealth Management
Trillium Private Wealth
Trioak Private Wealth Management
True North Wealth Management of Sullivan & Associates Wealth Management
Truejourney
Truenorth Financial
Tryline Private Wealth of Oxford Harriman & Company
Turquoise Private Wealth
Twin Harbors Private Wealth
Two Rivers Wealth Advisors of Conservant Financial
Unruh & Unes Wealth Mangement Group
Upland Wealth Advisors
Upper Valley Wealth Management of Sullivan & Associates Wealth Management
Valtierra Investment Group
Vela Wealth Management
Verhulst Wealth Management of Bridgepoint Wealth Partners
Verismo Financial
Veritas Crest Wealth of Bridgepoint Wealth Partners
Viator Wealth Management of Nest Capital
Village Wealth Management Or Peritus Wealth Management
Vine & Branch Capital
Virtuent of TSG Wealth Management
Vision Wealth Group
Vista Wealth Advisors of Bridgepoint Wealth Partners
Vuyk Hammer of Heritage Private Wealth
WC Bird Private Wealth Management
Warner, Hood, Hardee & Stroud Wealth Advisors
Warren Capital Management A Shore to Summit Wealth Management Partner
Watchtower Wealth Management
Wavecrest Wealth Management of Millenniun Private Wealth
Waypoint Private Wealth Management
Wayzata Bay Private Wealth Management of Green Wealth Management Group
Wedel Financial Group
Welch Group of 211 Wealth Management
Wellesley Private Advisors
Wells Fargo Advisors
Westlake Private Wealth Management
Whichard Woolard & Mitchell Wealth Management
Whitaker & Deangelo Private Wealth Management of 1856 Capital Partners
White Oak Financial Advisors
Whitlock Ellis Wealth Management
Willow Bend Wealth Management of Merritt Point Wealth Advisors
Wind River Capital Management
Winters Wealth Management of Green Wealth Management Group
Woodstock Financial
Yellowstone Wealth Management
Yield Private Wealth

Registration details

Legal name: Wells Fargo Advisors Financial Network, LLC
Headquarters: One North Jefferson Avenue, Mail Code: H0004-05e, ST. Louis, MO 63103-2205
Phone: 314-875-3000
Website: www.wellsfargo.com
SEC file: 801-57434
Structure: Delaware LLC
Fiscal year end: December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Wells Fargo Advisors Financial Network have?

Wells Fargo Advisors Financial Network has 466,575 clients and manages $252.3 billion for them, as of September 2026. They include 233,869 high-net-worth individuals, 221,968 other individuals and 4,364 pension and profit-sharing plans.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026

What services does Wells Fargo Advisors Financial Network offer?

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Wells Fargo Advisors Financial Network use?

Wells Fargo Advisors Financial Network’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (Saint Louis, MO), with $102,526,575,088. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 September 2026

How many financial advisors does Wells Fargo Advisors Financial Network have?

Wells Fargo Advisors Financial Network has 3,608 investment adviser representatives registered with state securities authorities, out of 4,047 employees, and 2,366 perform investment advisory functions. 4,047 are registered representatives of a broker-dealer and 2,649 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Wells Fargo Advisors Financial Network invest in?

At the end of its last fiscal year, Wells Fargo Advisors Financial Network’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 3% state and local bonds, 2% U.S. government and agency bonds, 2% high-yield corporate bonds, 2% cash and equivalents and 1% non-exchange-traded equities. It advises no private funds of its own.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Wells Fargo Advisors Financial Network?

Wells Fargo Advisors Financial Network is owned through a chain of holding companies by Wells Fargo & Company. Its direct owners are Wachovia Securities Financial Holdings, LLC (75% or more) and Everen Capital Corporation (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 2 September 2026

How does Wells Fargo Advisors Financial Network get paid?

Wells Fargo Advisors Financial Network is paid through a percentage of assets under management, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file