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David Markmann

Designated Texas Officer at Wells Fargo Advisors Financial Network

Investment adviser and broker registrationsSEC record checked 17 October 2026

29
Years in the industry
20
Years at the firm
3
Adviser firms
2
State registrations

IAPD record retrieved 17 October 2026SEC record

David Markmann is Designated Texas Officer of Wells Fargo Advisors Financial Network, LLC, a ST. Louis investment adviser managing $252B. David Markmann has been registered through Wells Fargo Advisors Financial Network since 18 July 2006, has 29 years in the industry across 3 firms and has passed 8 licensing exams.

Role at Wells Fargo Advisors Financial Network

Title on Schedule A
Designated Texas Officer
Control
David Markmann is a control person of Wells Fargo Advisors Financial Network.
Ownership
An individual ownership band is not available in the source record.
Tenure
David Markmann has held the filed role since January 2024.

The firm

Wells Fargo Advisors Financial Network, LLC
ST. Louis, MO

Form ADV filed 2 September 2026

$252B AUM466,575 clients2,366 advisers26 offices

Career on record

David Markmann has been registered through Wells Fargo Advisors Financial Network since July 2006, and before that through Wachovia Securities, LLC and Prudential Securities Incorporated.

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 3 and Series 31 · 2011
  3. Wells Fargo Advisors Financial Network, LLCCurrent
    – present · 20 years
    Bonita Springs, FL · Adviser representative and broker · Firm CRD 11025
  4. Wachovia Securities, LLC
    – · 3 years
    Richmond, VA · Adviser representative · Firm CRD 19616
  5. Prudential Securities Incorporated
    – · 1 year
    Bedminster, NJ · Adviser representative · Firm CRD 7471
  6. Passed Series 9 and Series 10 · 2001
  7. Passed Series 65 · 1998
  8. Passed Series 7 and Series 63 · 1996

Registrations and exams

David Markmann has a current investment-adviser registration in Florida and Texas and has passed 8 qualifying exams.

Florida3 May 2024
Scope
Investment adviser representative
Status
Approved
Texas7 September 2016
Scope
Investment adviser representative
Status
Approved, resident

Examinations

Series 659 October 1998
Name
Uniform Investment Adviser Law Examination
Series 631 July 1996
Name
Uniform Securities Agent State Law Examination
Series 1017 October 2001
Name
General Securities Sales Supervisor - General Module Examination
Series 96 September 2001
Name
General Securities Sales Supervisor - Options Module Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 3125 June 2011
Name
Futures Managed Funds Examination
Series 320 May 2011
Name
National Commodity Futures Examination
Series 721 June 1996
Name
General Securities Representative Examination

Individual record

Full name
David Franz Markmann
CRD
2637778
Firm
Wells Fargo Advisors Financial Network, LLC
Registration status
Investment adviser and broker registrations

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does David Markmann work?

David Markmann has been Designated Texas Officer of Wells Fargo Advisors Financial Network, LLC since January 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 2 September 2026

Is David Markmann a financial advisor?

Yes. David Markmann has a current investment-adviser registration in Florida and Texas, through Wells Fargo Advisors Financial Network since July 2006, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does David Markmann have?

David Markmann has worked in the financial industry for 29 years as of 17 October 2026, counted from 23 January 1997, across 3 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has David Markmann passed?

David Markmann has passed 8 licensing exams: the Series 7, Series 63, Series 65, Series 9, Series 10, Series 3, Series 31 and SIE. The earliest, the Series 7, was passed in June 1996.

Source: IAPD individual record, checked 17 October 2026

Where did David Markmann work before Wells Fargo Advisors Financial Network?

Before Wells Fargo Advisors Financial Network, David Markmann was registered through Wachovia Securities, LLC, July 2003 to July 2006; Prudential Securities Incorporated, June 2002 to July 2003.

Source: IAPD individual record, checked 17 October 2026

Leadership at Wells Fargo Advisors Financial Network

  • Erik Anthony Karanik
    Chief Executive Officer / Board of Managers
  • John R Tyers
    President/Board of Managers/Control Principal
  • Rakesh Patel
    Chief Financial Officer
  • Paul Cameron Sankovich
    Chief Compliance Officer
  • James J Craven
    Board of Managers
  • Sol Gindi
    Board of Managers
  • Paul Lacey
    Principal Operations Officer/Control Principal
  • Kimberly Crowder Ta
    Board of Managers/Control Principal

Sources

  1. IAPD individual record, CRD 2637778. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Wells Fargo Advisors Financial Network, LLC, filed 2 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with David Markmann or Wells Fargo Advisors Financial Network, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.