Role at Wells Fargo Advisors Financial Network
- Title on Schedule A
- President/Board of Managers/Control Principal
- Control
- John Tyers is a control person of Wells Fargo Advisors Financial Network.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- John Tyers has held the filed role since October 2021.
The firm
Form ADV filed 2 September 2026
Career on record
- Wells Fargo AdvisorsCurrent– present · 5 yearsCharlotte, NC · Adviser representative · Firm CRD 19616
- Passed Series 66 · 2022
- Passed SIE · 2018
- Citizens Securities, Inc.– · 3 yearsStamford, CT · Adviser representative · Firm CRD 39550
- Passed Series 3 · 2013
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsAtlanta, GA · Adviser representative · Firm CRD 7691
- Passed Series 24 · 2001
- Passed Series 8 · 1997
- Passed Series 63 · 1996
- Passed Series 7 · 1995
Registrations and exams
John Tyers has a current investment-adviser registration in New York and North Carolina and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| New York | Investment adviser representative | Approved | 11 February 2022 |
| North Carolina | Investment adviser representative | Approved | 11 June 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 24 January 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 January 1996 |
| Series 24 | General Securities Principal Examination | 9 May 2001 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 9 December 1997 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 3 | National Commodity Futures Examination | 6 August 2013 |
| Series 7 | General Securities Representative Examination | 4 August 1995 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- John R Tyers
- CRD
- 2632380
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does John Tyers work?
John Tyers has been President/Board of Managers/Control Principal of Wells Fargo Advisors Financial Network, LLC since October 2021, and is a control person of the firm.
Is John Tyers a financial advisor?
Yes. John Tyers has a current investment-adviser registration in New York and North Carolina, as of 17 October 2026.
How many years of experience does John Tyers have?
John Tyers has worked in the financial industry for 26 years as of 17 October 2026, counted from 17 October 2000, across 3 adviser firms.
What exams has John Tyers passed?
John Tyers has passed 7 licensing exams: the Series 7, Series 63, Series 8, Series 24, Series 3, SIE and Series 66. The earliest, the Series 7, was passed in August 1995.
Where was John Tyers previously registered as an investment adviser?
John Tyers has past investment-adviser registrations through Citizens Securities, Inc., June 2016 to March 2019; Merrill Lynch, Pierce, Fenner & Smith Incorporated, April 2012 to July 2015, across 3 firms.
Leadership at Wells Fargo Advisors Financial Network
- Erik Anthony KaranikChief Executive Officer / Board of Managers
- Rakesh PatelChief Financial Officer
- Paul Cameron SankovichChief Compliance Officer
- James J CravenBoard of Managers
- Sol GindiBoard of Managers
- Paul LaceyPrincipal Operations Officer/Control Principal
- David Franz MarkmannDesignated Texas Officer
- Kimberly Crowder TaBoard of Managers/Control Principal