Career
Sol Gindi has been Board of Managers of Wells Fargo Advisors Financial Network since June 2022. Sol Gindi is a control person of the firm and directly owns under 5% of it. Sol Gindi holds an MBA in Finance from New York University Leonard N. Stern School of Business and a BS in Economics from New York University.
Wells Fargo Advisors Financial Network, LLC is a St. Louis, MO firm with $252B under management, 466,575 clients and 2,366 advisers across 1,339 offices, as of its September 2026 filing.
Wells Fargo’s 2022 announcement says Sol Gindi joined in 2020 as WIM CFO after senior leadership roles at JPMorgan. It lists an MBA in Finance and a BS in Economics from NYU Stern.
No adviser firm registrations are on Sol Gindi’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 10 June 2011 |
| Series 24 | General Securities Principal Examination | 28 December 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 4 August 2006 |
| Series 7 | General Securities Representative Examination | 17 May 2006 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Sol Gindi
- CRD
- 4903526
- Firm bio
- newsroom.wf.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Sol Gindi work?
Sol Gindi has been Board of Managers of Wells Fargo Advisors Financial Network, LLC since June 2022, and is a control person of the firm.
Does Sol Gindi have a current investment-adviser registration?
Sol Gindi has a current broker registration and no current investment-adviser registration.
What exams has Sol Gindi passed?
Sol Gindi has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 27 and Series 99TO. The earliest, the Series 7, was passed in May 2006. FINRA credited Sol Gindi with the SIE, which began in October 2018.
Leadership at Wells Fargo Advisors Financial Network
- Erik KaranikChief Executive Officer / Board of Managers
- John TyersPresident/Board of Managers/Control Principal
- Rakesh PatelChief Financial Officer
- Paul SankovichChief Compliance Officer
- James CravenBoard of Managers
- Paul LaceyPrincipal Operations Officer/Control Principal
- David MarkmannDesignated Texas Officer
- Kimberly TaBoard of Managers/Control Principal