Role at Wells Fargo Advisors Financial Network
- Title on Schedule A
- Chief Compliance Officer
- Control
- Paul Sankovich is a control person of Wells Fargo Advisors Financial Network.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Paul Sankovich has held the filed role since April 2009.
The firm
Form ADV filed 2 September 2026
Career on record
Paul Sankovich has been registered through Wells Fargo Advisors Financial Network since April 2009, and before that through LPL Financial Corporation and Wachovia Securities, LLC.
- Passed Series 10, Series 9 and Series 14 · 2023
- Passed SIE · 2018
- Wells Fargo AdvisorsCurrent– present · 17 yearsSt. Louis, MO · Adviser representative · Firm CRD 11025
- Wells Fargo AdvisorsCurrent– present · 17 yearsSt. Louis, MO · Adviser representative · Firm CRD 19616
- LPL Financial Corporation– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 6413
- Wachovia Securities, LLC– · 1 yearGlen Allen, VA · Adviser representative · Firm CRD 19616
- Passed Series 65 · 2008
- Passed Series 4, Series 24 and Series 8 · 1995
- Passed Series 7 and Series 63 · 1994
Registrations and exams
Paul Sankovich has a current investment-adviser registration in Missouri and has passed 10 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Missouri | Investment adviser representative | Approved | 20 April 2009 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 February 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 May 1994 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 20 December 1995 |
| Series 24 | General Securities Principal Examination | 30 October 1995 |
| Series 4 | Registered Options Principal Examination | 7 August 1995 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 25 April 1994 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Compliance Officer Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Principal Examination
- Name
- Registered Options Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Paul Cameron Sankovich
- CRD
- 2475029
- Registration status
- Investment adviser and broker registrations
- Office
- ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-05E, St. Louis, MO 63103-2205
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Paul Sankovich work?
Paul Sankovich has been Chief Compliance Officer of Wells Fargo Advisors Financial Network, LLC since April 2009, and is a control person of the firm.
Is Paul Sankovich a financial advisor?
Yes. Paul Sankovich has a current investment-adviser registration in Missouri, through Wells Fargo Advisors Financial Network since April 2009, as of 17 October 2026.
How many years of experience does Paul Sankovich have?
Paul Sankovich has worked in the financial industry for 30 years as of 17 October 2026, counted from 24 December 1995, across 3 adviser firms.
What exams has Paul Sankovich passed?
Paul Sankovich has passed 10 licensing exams: the Series 7, Series 63, Series 4, Series 24, Series 8, Series 65, SIE, Series 10, Series 9 and Series 14. The earliest, the Series 7, was passed in April 1994.
Where did Paul Sankovich work before Wells Fargo Advisors Financial Network?
Before Wells Fargo Advisors Financial Network, Paul Sankovich was registered through LPL Financial Corporation, September 2008 to April 2009; Wachovia Securities, LLC, February 2008 to August 2008.
Where is Paul Sankovich based?
Paul Sankovich’s registered office is in St. Louis, MO.
Leadership at Wells Fargo Advisors Financial Network
- Erik Anthony KaranikChief Executive Officer / Board of Managers
- John R TyersPresident/Board of Managers/Control Principal
- Rakesh PatelChief Financial Officer
- James J CravenBoard of Managers
- Sol GindiBoard of Managers
- Paul LaceyPrincipal Operations Officer/Control Principal
- David Franz MarkmannDesignated Texas Officer
- Kimberly Crowder TaBoard of Managers/Control Principal