Career
Erik Karanik has been Chief Executive Officer / Board of Managers of Wells Fargo Advisors Financial Network since April 2024. Erik Karanik is a control person of the firm and directly owns under 5% of it.
Wells Fargo Advisors Financial Network, LLC is a St. Louis, MO firm with $252B under management, 466,575 clients and 2,366 advisers across 1,339 offices, as of its September 2026 filing.
No adviser firm registrations are on Erik Karanik’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 March 2017 |
| Series 7 | General Securities Representative Examination | 17 April 2012 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Erik Anthony Karanik
- CRD
- 2260890
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Erik Karanik work?
Erik Karanik has been Chief Executive Officer / Board of Managers of Wells Fargo Advisors Financial Network, LLC since April 2024, and is a control person of the firm.
Does Erik Karanik have a current investment-adviser registration?
Erik Karanik has a current broker registration and no current investment-adviser registration.
What exams has Erik Karanik passed?
Erik Karanik has passed 3 licensing exams: the Series 7, Series 24 and Series 99TO. The earliest, the Series 7, was passed in April 2012. FINRA credited Erik Karanik with the SIE, which began in October 2018.
Leadership at Wells Fargo Advisors Financial Network
- John TyersPresident/Board of Managers/Control Principal
- Rakesh PatelChief Financial Officer
- Paul SankovichChief Compliance Officer
- James CravenBoard of Managers
- Sol GindiBoard of Managers
- Paul LaceyPrincipal Operations Officer/Control Principal
- David MarkmannDesignated Texas Officer
- Kimberly TaBoard of Managers/Control Principal