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They include 233,869 high-net-worth individuals, 221,968 other individuals and 4,364 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Wells Fargo Advisors Financial Network offer?","answer":"Wells Fargo Advisors Financial Network provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Wells Fargo Advisors Financial Network use?","answer":"Wells Fargo Advisors Financial Network’s separately managed account assets are held at Wells Fargo Clearing Services, LLC (Saint Louis, MO), with $102,526,575,088. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Wells Fargo Advisors Financial Network have?","answer":"Wells Fargo Advisors Financial Network has 3,608 investment adviser representatives registered with state securities authorities, out of 4,047 employees, and 2,366 perform investment advisory functions. 4,047 are registered representatives of a broker-dealer and 2,649 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Wells Fargo Advisors Financial Network invest in?","answer":"At the end of its last fiscal year, Wells Fargo Advisors Financial Network’s separately managed accounts held 54% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 3% state and local bonds, 2% U.S. government and agency bonds, 2% high-yield corporate bonds, 2% cash and equivalents and 1% non-exchange-traded equities. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Wells Fargo Advisors Financial Network?","answer":"Wells Fargo Advisors Financial Network is owned through a chain of holding companies by Wells Fargo & Company. Its direct owners are Wachovia Securities Financial Holdings, LLC (75% or more) and Everen Capital Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Wells Fargo Advisors Financial Network get paid?","answer":"Wells Fargo Advisors Financial Network is paid through a percentage of assets under management, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}