Firms by custodian
Registered investment advisers that custody at Wells Fargo Bank, N.A.
5 SEC-registered advisers report Wells Fargo Bank, N.A. as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
5 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Antares Capital AdvisersCRD 281998 | Chicago, IL | $47.39B | 240 | 48 |
| Wells Fargo Investment InstituteCRD 133204 | Charlotte, NC | $43.00B | 143 | 12,216 |
| Milliman Financial Risk ManagementCRD 159377 | Chicago, IL | $40.33B | 135 | 76 |
| Ares Commercial Real Estate ManagementCRD 159050 | Los Angeles, CA | $32.48B | 245 | 10 |
| First Eagle Alternative CreditCRD 150900 | Boston, MA | $12.56B | 42 | 72 |
Antares Capital AdvisersCRD 281998$47.39B
- Headquarters
- Chicago, IL
- Advisory staff
- 240
- Clients
- 48
Wells Fargo Investment InstituteCRD 133204$43.00B
- Headquarters
- Charlotte, NC
- Advisory staff
- 143
- Clients
- 12,216
Milliman Financial Risk ManagementCRD 159377$40.33B
- Headquarters
- Chicago, IL
- Advisory staff
- 135
- Clients
- 76
Ares Commercial Real Estate ManagementCRD 159050$32.48B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 245
- Clients
- 10
First Eagle Alternative CreditCRD 150900$12.56B
- Headquarters
- Boston, MA
- Advisory staff
- 42
- Clients
- 72
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Wells Fargo Bank, N.A. here says only what the filing says, and implies nothing about either firm's service.