Firms by state
Registered investment advisers in New Mexico
17 SEC-registered advisers with at least one office in New Mexico, listed by regulatory assets under management as reported on Form ADV.
Browse cities in New Mexico
17 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Creative PlanningCRD 105348 | Overland Park, KS | $295.57B | 1,538 | 100,298 |
| Hightower AdvisorsCRD 145323 | Chicago, IL | $198.58B | 953 | 64,035 |
| Cambridge Investment Research AdvisorsCRD 134139 | Fairfield, IA | $138.69B | 3,496 | 361,213 |
| MarinerCRD 140195 | Overland Park, KS | $125.41B | 933 | 55,512 |
| Wealth Enhancement Advisory ServicesCRD 116407 | Plymouth, MN | $122.19B | 850 | 85,001 |
| Savant CapitalCRD 107271 | Rockford, IL | $55.61B | 238 | 24,034 |
| Beacon Pointe AdvisorsCRD 119290 | Newport Beach, CA | $54.87B | 440 | 29,929 |
| Thornburg Investment ManagementCRD 106357 | Santa Fe, NM | $54.45B | 40 | 635 |
| EP Wealth AdvisorsCRD 111147 | Torrance, CA | $45.15B | 320 | 20,738 |
| Newedge AdvisorsCRD 171351 | New Orleans, LA | $43.21B | 515 | 49,898 |
| Prime Capital Investment AdvisorsCRD 288712 | Overland Park, KS | $39.14B | 261 | 23,965 |
| Allworth FinancialCRD 111167 | Folsom, CA | $33.55B | 165 | 29,297 |
| Summit FinancialCRD 299322 | Parsippany, NJ | $26.35B | 216 | 18,393 |
| Engineers Gate ManagerCRD 172249 | New York, NY | $23.17B | 168 | 5 |
| Cliftonlarsonallen Wealth AdvisorsCRD 38357 | Minneapolis, MN | $14.43B | 81 | 7,354 |
| The Mather GroupCRD 156005 | Chicago, IL | $13.45B | 97 | 4,773 |
| Hub Investment PartnersCRD 307956 | Austin, TX | $11.88B | 103 | 6,127 |
Creative PlanningCRD 105348$295.57B
- Headquarters
- Overland Park, KS
- Advisory staff
- 1,538
- Clients
- 100,298
Hightower AdvisorsCRD 145323$198.58B
- Headquarters
- Chicago, IL
- Advisory staff
- 953
- Clients
- 64,035
Cambridge Investment Research AdvisorsCRD 134139$138.69B
- Headquarters
- Fairfield, IA
- Advisory staff
- 3,496
- Clients
- 361,213
MarinerCRD 140195$125.41B
- Headquarters
- Overland Park, KS
- Advisory staff
- 933
- Clients
- 55,512
Wealth Enhancement Advisory ServicesCRD 116407$122.19B
- Headquarters
- Plymouth, MN
- Advisory staff
- 850
- Clients
- 85,001
Savant CapitalCRD 107271$55.61B
- Headquarters
- Rockford, IL
- Advisory staff
- 238
- Clients
- 24,034
Beacon Pointe AdvisorsCRD 119290$54.87B
- Headquarters
- Newport Beach, CA
- Advisory staff
- 440
- Clients
- 29,929
Thornburg Investment ManagementCRD 106357$54.45B
- Headquarters
- Santa Fe, NM
- Advisory staff
- 40
- Clients
- 635
EP Wealth AdvisorsCRD 111147$45.15B
- Headquarters
- Torrance, CA
- Advisory staff
- 320
- Clients
- 20,738
Newedge AdvisorsCRD 171351$43.21B
- Headquarters
- New Orleans, LA
- Advisory staff
- 515
- Clients
- 49,898
Prime Capital Investment AdvisorsCRD 288712$39.14B
- Headquarters
- Overland Park, KS
- Advisory staff
- 261
- Clients
- 23,965
Allworth FinancialCRD 111167$33.55B
- Headquarters
- Folsom, CA
- Advisory staff
- 165
- Clients
- 29,297
Summit FinancialCRD 299322$26.35B
- Headquarters
- Parsippany, NJ
- Advisory staff
- 216
- Clients
- 18,393
Engineers Gate ManagerCRD 172249$23.17B
- Headquarters
- New York, NY
- Advisory staff
- 168
- Clients
- 5
Cliftonlarsonallen Wealth AdvisorsCRD 38357$14.43B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 81
- Clients
- 7,354
The Mather GroupCRD 156005$13.45B
- Headquarters
- Chicago, IL
- Advisory staff
- 97
- Clients
- 4,773
Hub Investment PartnersCRD 307956$11.88B
- Headquarters
- Austin, TX
- Advisory staff
- 103
- Clients
- 6,127
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in New Mexico on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in New Mexico from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.