Firms by custodian
Registered investment advisers that custody at The Bank of New York Mellon, N.A.
3 SEC-registered advisers report The Bank of New York Mellon, N.A. as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Allspring Global InvestmentsCRD 104973 | Charlotte, NC | $475.78B | 301 | 10,401 |
| Galliard Capital ManagementCRD 106487 | Minneapolis, MN | $80.27B | 20 | 188 |
| Allspring Global Investments (uk) LimitedCRD 132377 | London | $30.79B | 29 | 8 |
Allspring Global InvestmentsCRD 104973$475.78B
- Headquarters
- Charlotte, NC
- Advisory staff
- 301
- Clients
- 10,401
Galliard Capital ManagementCRD 106487$80.27B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 20
- Clients
- 188
Allspring Global Investments (uk) LimitedCRD 132377$30.79B
- Headquarters
- London
- Advisory staff
- 29
- Clients
- 8
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming The Bank of New York Mellon, N.A. here says only what the filing says, and implies nothing about either firm's service.