Firms by custodian
Registered investment advisers that custody at Citibank, National Association
14 SEC-registered advisers report Citibank, National Association as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
14 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| PgimCRD 105676 | Newark, NJ | $1131.64B | 1,350 | 611 |
| Guggenheim Partners Investment ManagementCRD 137432 | New York, NY | $240.66B | 166 | 440 |
| Neuberger Berman Europe LimitedCRD 162267 | London | $97.98B | 79 | 241 |
| Numeric InvestorsCRD 131684 | Boston, MA | $94.40B | 45 | 120 |
| PPM AmericaCRD 107269 | Chicago, IL | $93.79B | 117 | 46 |
| Aegon USA Investment ManagementCRD 114537 | Cedar Rapids, IA | $88.80B | 76 | 80 |
| Empower Capital ManagementCRD 107272 | Greenwood Village, CO | $77.96B | 84 | 162 |
| Pgim LimitedCRD 160005 | London | $76.45B | 146 | 274 |
| Blackstone Asset Based Finance AdvisorsCRD 120934 | New York, NY | $70.45B | 386 | 113 |
| Blackstone Liquid Credit Advisors ICRD 152294 | New York, NY | $51.63B | 408 | 56 |
| Blackstone Alternative Credit AdvisorsCRD 137519 | New York, NY | $44.11B | 443 | 136 |
| Blackstone Credit Systematic StrategiesCRD 134018 | New York, NY | $35.71B | 339 | 44 |
| RWC Asset ManagementCRD 168656 | London | $17.32B | 51 | 39 |
| Neuberger Berman Asia LimitedCRD 154286 | Hong Kong | $11.01B | 19 | 28 |
PgimCRD 105676$1131.64B
- Headquarters
- Newark, NJ
- Advisory staff
- 1,350
- Clients
- 611
Guggenheim Partners Investment ManagementCRD 137432$240.66B
- Headquarters
- New York, NY
- Advisory staff
- 166
- Clients
- 440
Neuberger Berman Europe LimitedCRD 162267$97.98B
- Headquarters
- London
- Advisory staff
- 79
- Clients
- 241
Numeric InvestorsCRD 131684$94.40B
- Headquarters
- Boston, MA
- Advisory staff
- 45
- Clients
- 120
PPM AmericaCRD 107269$93.79B
- Headquarters
- Chicago, IL
- Advisory staff
- 117
- Clients
- 46
Aegon USA Investment ManagementCRD 114537$88.80B
- Headquarters
- Cedar Rapids, IA
- Advisory staff
- 76
- Clients
- 80
Empower Capital ManagementCRD 107272$77.96B
- Headquarters
- Greenwood Village, CO
- Advisory staff
- 84
- Clients
- 162
Pgim LimitedCRD 160005$76.45B
- Headquarters
- London
- Advisory staff
- 146
- Clients
- 274
Blackstone Asset Based Finance AdvisorsCRD 120934$70.45B
- Headquarters
- New York, NY
- Advisory staff
- 386
- Clients
- 113
Blackstone Liquid Credit Advisors ICRD 152294$51.63B
- Headquarters
- New York, NY
- Advisory staff
- 408
- Clients
- 56
Blackstone Alternative Credit AdvisorsCRD 137519$44.11B
- Headquarters
- New York, NY
- Advisory staff
- 443
- Clients
- 136
Blackstone Credit Systematic StrategiesCRD 134018$35.71B
- Headquarters
- New York, NY
- Advisory staff
- 339
- Clients
- 44
RWC Asset ManagementCRD 168656$17.32B
- Headquarters
- London
- Advisory staff
- 51
- Clients
- 39
Neuberger Berman Asia LimitedCRD 154286$11.01B
- Headquarters
- Hong Kong
- Advisory staff
- 19
- Clients
- 28
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Citibank, National Association here says only what the filing says, and implies nothing about either firm's service.