Clients
Neuberger Berman Asia Limited serves 28 clients, 13 of them insurance companies. The average client has about $393 million with the firm.
- Pooled investment vehicles9 clients52%
- Insurance companies13 clients12%
- Sovereign wealth funds and foreign official institutions5 clients36%
- Other1 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 9 | $5,718,406,467 | 51.9% | $635.4M |
| Insurance companies | 13 | $1,364,109,013 | 12.4% | $104.9M |
| Sovereign wealth funds and foreign official institutions | 5 | $3,930,735,971 | 35.7% | $786.1M |
| Other | 1 | $1,360,742 | 0.0% | $1.36M |
| Total | 28 | $11,014,612,193 | 100% | $393.4M |
- Clients
- 9
- Regulatory AUM
- $5,718,406,467
- Share
- 51.9%
- Avg. per client
- $635.4M
- Clients
- 13
- Regulatory AUM
- $1,364,109,013
- Share
- 12.4%
- Avg. per client
- $104.9M
- Clients
- 5
- Regulatory AUM
- $3,930,735,971
- Share
- 35.7%
- Avg. per client
- $786.1M
- Clients
- 1
- Regulatory AUM
- $1,360,742
- Share
- 0.0%
- Avg. per client
- $1.36M
Total
- Clients
- 28
- Regulatory AUM
- $11,014,612,193
- Share
- 100%
- Avg. per client
- $393.4M
What it does
Neuberger Berman Asia Limited provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Neuberger Berman Asia Limited advises no private funds.
100.0% of assets ($11.01B across 28 accounts) are managed with discretion. 100% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks63%
- Funds2%
- Bonds32%
- Investment grade corporate bonds15%
- High-yield corporate bonds7%
- Sovereign bonds6%
- U.S. government and agency bonds4%
- Cash3%
Custodians
Neuberger Berman Asia Limited’s client accounts are held mainly at Citibank, National Association, with 29% of managed assets, and J.P. Morgan, with 16%. Neuberger Berman Asia Limited does not have custody of client assets.
- J.P. MorganJpmorgan Chase & Co. · New York, NY · $1.75B16%
- Citibank, National AssociationCitibank, National Association · Sioux Falls, SD · $3.19B29%
- All other custodians$6.07B55%
Ownership and leadership
Neuberger Berman Asia Holdings II LLC owns 75% or more of Neuberger Berman Asia Limited.
- Owns 75% or more of Neuberger Berman Asia Limited
Neuberger Berman Asia Holdings II LLC
Control person · since May 2009
- Owns 75% or more of Neuberger Berman Asia Holdings II LLC
Neuberger Berman Asia Holdings LLC
Control person · since May 2009
- Owns 75% or more of Neuberger Berman Asia Holdings LLC
Neuberger Berman Group LLC
Control person · since May 2009
- Owns 75% or more of Neuberger Berman Group LLC
NBSH Acquisition, LLC
Control person · since May 2009
Leadership
- Travis ChiaChief Compliance Officer
- Alvin HuiDirector
- Patrick LiuDirector
- Heather ZuckermanDirector
Staff
- 62 employees
- 19 in advisory functions
- 1 state-registered rep
- 1 broker-dealer rep
- 13 soliciting firms
Fees
Neuberger Berman Asia Limited is paid through a percentage of assets under management and performance-based fees.
Neuberger Berman Asia Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Neuberger Berman Asia Limited has 0 offices, with 1 listed address with no US state reported.
Registration details
- Legal name
- Neuberger Berman Asia Limited
- Headquarters
- 20th Floor, Jardine House, 1 Connaught Place, Central, Hong Kong, Hong Kong
- Phone
- 85236648800
- Website
- Not reported
- SEC file
- 801-71669
- Structure
- corporation organized in Hong Kong
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Neuberger Berman Asia Limited have?
Neuberger Berman Asia Limited has 28 clients and manages $11 billion for them, as of March 2026. They include 13 insurance companies, 9 pooled investment vehicles and 5 sovereign wealth funds and foreign official institutions.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Neuberger Berman Asia Limited offer?
Neuberger Berman Asia Limited provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Neuberger Berman Asia Limited use?
Neuberger Berman Asia Limited’s separately managed account assets are held at Citibank, National Association (Sioux Falls, SD), with $3,194,843,935 and Jpmorgan Chase & Co. (New York, NY), with $1,752,690,892. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Neuberger Berman Asia Limited have?
Neuberger Berman Asia Limited has 1 investment adviser representatives registered with state securities authorities, out of 62 employees, and 19 perform investment advisory functions. 1 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Neuberger Berman Asia Limited invest in?
At the end of its last fiscal year, Neuberger Berman Asia Limited’s separately managed accounts held 63% exchange-traded equities, 15% investment grade corporate bonds, 7% high-yield corporate bonds, 6% sovereign bonds, 4% U.S. government and agency bonds, 3% cash and equivalents and 2% pooled vehicles (private funds and similar). It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Neuberger Berman Asia Limited?
Neuberger Berman Asia Limited is owned through a chain of holding companies by NBSH Acquisition, LLC. Its direct owner is Neuberger Berman Asia Holdings II LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Neuberger Berman Asia Limited get paid?
Neuberger Berman Asia Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file