Clients
Pgim Limited serves 274 clients, 92 of them pooled investment vehicles. The average client has about $279 million with the firm.
- Investment companies31 clients3%
- Pooled investment vehicles92 clients29%
- Pension and profit-sharing plans71 clients19%
- Other investment advisers9 clients2%
- Insurance companies16 clients3%
- OtherSovereign wealth funds and foreign official institutions, High-net-worth individuals, Banking or thrift institutions, Charitable organizations, State or municipal government entities, Corporations and other businesses44%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 0 | $870,166,612 | 1.1% | — |
| Banking or thrift institutions | 11 | $1,426,310,781 | 1.9% | $129.7M |
| Investment companies | 31 | $2,507,203,984 | 3.3% | $80.9M |
| Pooled investment vehicles | 92 | $21,966,178,684 | 28.7% | $238.8M |
| Pension and profit-sharing plans | 71 | $14,651,067,046 | 19.2% | $206.4M |
| Charitable organizations | 0 | $3,606,689 | 0.0% | — |
| State or municipal government entities | 13 | $650,912,998 | 0.9% | $50.1M |
| Other investment advisers | 9 | $1,618,879,338 | 2.1% | $179.9M |
| Insurance companies | 16 | $2,201,559,571 | 2.9% | $137.6M |
| Sovereign wealth funds and foreign official institutions | 26 | $29,231,171,678 | 38.2% | $1.12B |
| Corporations and other businesses | 5 | $1,324,668,188 | 1.7% | $264.9M |
| Total | 274 | $76,451,725,569 | 100% | $279.0M |
- Clients
- 0
- Regulatory AUM
- $870,166,612
- Share
- 1.1%
- Avg. per client
- —
- Clients
- 11
- Regulatory AUM
- $1,426,310,781
- Share
- 1.9%
- Avg. per client
- $129.7M
- Clients
- 31
- Regulatory AUM
- $2,507,203,984
- Share
- 3.3%
- Avg. per client
- $80.9M
- Clients
- 92
- Regulatory AUM
- $21,966,178,684
- Share
- 28.7%
- Avg. per client
- $238.8M
- Clients
- 71
- Regulatory AUM
- $14,651,067,046
- Share
- 19.2%
- Avg. per client
- $206.4M
- Clients
- 0
- Regulatory AUM
- $3,606,689
- Share
- 0.0%
- Avg. per client
- —
- Clients
- 13
- Regulatory AUM
- $650,912,998
- Share
- 0.9%
- Avg. per client
- $50.1M
- Clients
- 9
- Regulatory AUM
- $1,618,879,338
- Share
- 2.1%
- Avg. per client
- $179.9M
- Clients
- 16
- Regulatory AUM
- $2,201,559,571
- Share
- 2.9%
- Avg. per client
- $137.6M
- Clients
- 26
- Regulatory AUM
- $29,231,171,678
- Share
- 38.2%
- Avg. per client
- $1.12B
- Clients
- 5
- Regulatory AUM
- $1,324,668,188
- Share
- 1.7%
- Avg. per client
- $264.9M
Total
- Clients
- 274
- Regulatory AUM
- $76,451,725,569
- Share
- 100%
- Avg. per client
- $279.0M
What it does
Pgim Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, publishing newsletters and educational seminars. It is paid through a percentage of assets, performance-based fees and other arrangements.
Pgim Limited advises 24 private funds.
100.0% of assets ($76.45B across 276 accounts) are managed with discretion. 69% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Bonds85%
- Investment grade corporate bonds42%
- Sovereign bonds29%
- High-yield corporate bonds11%
- U.S. government and agency bonds3%
- Cash3%
- Other12%
- Non-agency asset backed securities, foreign sovereign and supranational bonds, receivables and other assets excluding payables and other liabilities, unfunded commitments, loans and private placements12%
Custodians
Pgim Limited’s client accounts are held mainly at The Bank of New York Mellon, with 27% of managed assets, and Citibank, National Association, with 12%. Pgim Limited has custody of $149.9M for 1 clients.
- Northern TrustNorthern Trust Corporation · Wilmington, DE · $7.60B10%
- The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $20.38B27%
- Citibank, National AssociationCitibank, National Association · Sioux Falls, SD · $9.07B12%
- J.P. MorganJP Morgan Chase Holdings LLC · New York, NY · $5.22B7%
- All other custodians$34.18B45%
Ownership and leadership
Pgim, Inc. owns 75% or more of Pgim Limited.
- Owns 75% or more of Pgim Limited
Pgim, Inc.
Control person · since January 2026
- Owns 75% or more of Pgim, Inc.
Pgim Holding Company LLC
Control person · since June 2000
- Owns 75% or more of Pgim Holding Company LLC
Prudential Financial, Inc.
Control person · since December 2001
Leadership
- Andrew DonohueChief Compliance Officer
- Brad BlalockDirector
- Joanna BrownFinance Director
- Jonathan ButlerDirector
- Batoolah DawreeawooChief Legal Officer
- Edward FarleyDirector
- Jennifer FinnertyDirector
- Daniel MaloolyChairman & Director
- Haishi NingDirector
- Susan PollardDirector
- Elizabeth SamsonDirector
- Matthew ShaferDirector
Staff
- 299 employees
- 146 in advisory functions
- 6 broker-dealer reps
- 1 soliciting firm
Fees
Pgim Limited is paid through a percentage of assets under management, performance-based fees and other.
Pgim Limited’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Pgim Limited has 1 office, with 1 listed address with no US state reported.
Other business names
Pgim Limited has reported 5 other business names to the SEC.
- Pgim Credit
- Pgim Fixed Income
- Pgim Global Wealth
- Pgim Investments International
- Pgim Public & Private Fixed Income
Registration details
- Legal name
- Pgim Limited
- Headquarters
- Grand Buildings, 1-3 Strand, Trafalgar Square, London, United Kingdom WC2N 5HR
- Phone
- 4402077662400
- Website
- www.pgim.com
- SEC file
- 801-73882
- Structure
- other (specify) organized in United Kingdom
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Pgim Limited have?
Pgim Limited has 274 clients and manages $76.5 billion for them, as of August 2026. They include 92 pooled investment vehicles, 71 pension and profit-sharing plans and 31 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 August 2026
What services does Pgim Limited offer?
Pgim Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, publishing newsletters and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Pgim Limited use?
Pgim Limited’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $20,381,254,263, Citibank, National Association (Sioux Falls, SD), with $9,072,988,796, Northern Trust Corporation (Wilmington, DE), with $7,595,206,783 and JP Morgan Chase Holdings LLC (New York, NY), with $5,220,217,470. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 August 2026
How many financial advisors does Pgim Limited have?
Pgim Limited has 0 investment adviser representatives registered with state securities authorities, out of 299 employees, and 146 perform investment advisory functions. 6 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Pgim Limited invest in?
At the end of its last fiscal year, Pgim Limited’s separately managed accounts held 42% investment grade corporate bonds, 29% sovereign bonds, 12% non-agency asset backed securities, foreign sovereign and supranational bonds, receivables and other assets excluding payables and other liabilities, unfunded commitments, loans and private placements, 11% high-yield corporate bonds, 3% U.S. government and agency bonds and 3% cash and equivalents. It advises 24 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Pgim Limited?
Pgim Limited is owned through a chain of holding companies by Prudential Financial, Inc. Its direct owner is Pgim, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 August 2026
How does Pgim Limited get paid?
Pgim Limited is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file