Role at Pgim Limited
- Title on Schedule A
- Director
- Control
- Susan Pollard is a control person of Pgim Limited.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Susan Pollard has held the filed role since December 2021.
The firm
Career on record
The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.
Registrations and exams
Individual registration and examination information for Susan Pollard is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.
Officer record
- Full name
- Susan Pollard
- CRD
- 2522041
- Firm
- Pgim Limited
- Record basis
- Form ADV officer listing
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Susan Pollard work?
Susan Pollard has been Director of Pgim Limited since December 2021, and is a control person of the firm.
Leadership at Pgim Limited
- Andrew DonohueChief Compliance Officer
- Brad BlalockDirector
- Joanna BrownFinance Director
- Jonathan ButlerDirector
- Batoolah DawreeawooChief Legal Officer
- Edward FarleyDirector
- Jennifer FinnertyDirector
- Daniel MaloolyChairman & Director
- Haishi NingDirector
- Elizabeth SamsonDirector
- Matthew ShaferDirector