Firms by custodian
Registered investment advisers that custody at State Street
34 SEC-registered advisers report State Street as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
34 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| J.P. Morgan Investment ManagementCRD 107038 | New York, NY | $3519.41B | 2,260 | 128,965 |
| Jpmorgan Asset Management (uk) LimitedCRD 135960 | London | $484.10B | 319 | 542 |
| Northern Trust Global InvestmentsCRD 111900 | London | $208.39B | 22 | 76 |
| Acadian Asset ManagementCRD 106609 | Boston, MA | $177.46B | 125 | 350 |
| Jpmorgan Asset Management (asia Pacific) LimitedCRD 300114 | Hong Kong | $169.62B | 62 | 210 |
| Mackay ShieldsCRD 107717 | New York, NY | $159.52B | 73 | 354 |
| First Eagle Investment ManagementCRD 108260 | New York, NY | $136.48B | 46 | 44 |
| LSV Asset ManagementCRD 109918 | Chicago, IL | $104.25B | 15 | 216 |
| Sixth Street AdvisersCRD 159014 | Dallas, TX | $101.61B | 338 | 177 |
| Pantheon Ventures (us)CRD 153425 | San Francisco, CA | $87.69B | 56 | 157 |
| Cohen & Steers Capital ManagementCRD 106266 | New York, NY | $85.67B | 60 | 177 |
| Goldman Sachs Asset ManagementCRD 283221 | Minato-Ku, Tokyo | $71.83B | 86 | 264 |
| Goldentree Asset ManagementCRD 112753 | New York, NY | $70.14B | 80 | 161 |
| Sands Capital ManagementCRD 137610 | Arlington, VA | $44.30B | 66 | 269 |
| Ninety One North AmericaCRD 167922 | New York, NY | $41.47B | 39 | 2,303 |
| Los Angeles Capital ManagementCRD 119033 | Los Angeles, CA | $40.58B | 46 | 42 |
| Kayne Anderson Capital AdvisorsCRD 104536 | Houston, TX | $34.11B | 142 | 113 |
| Epoch Investment PartnersCRD 131556 | New York, NY | $29.73B | 91 | 757 |
| Diamond Hill Capital ManagementCRD 110638 | Columbus, OH | $29.38B | 42 | 3,192 |
| Garcia Hamilton & AssociatesCRD 108017 | Houston, TX | $24.86B | 12 | 312 |
| Arga Investment ManagementCRD 153665 | Miami, FL | $24.57B | 25 | 67 |
| Goldman Sachs Asset Management (hong Kong) LimitedCRD 286066 | Central, Hong Kong | $21.19B | 53 | 81 |
| Merganser Capital ManagementCRD 169258 | Boston, MA | $17.66B | 11 | 124 |
| BSP NyCRD 128557 | New York, NY | $14.24B | 8 | 37 |
| Coolabah Capital Institutional Investments Pty LimitedCRD 308020 | Sydney | $13.92B | 25 | 13,392 |
| Centersquare Investment ManagementCRD 290078 | Conshohocken, PA | $13.70B | 57 | 101 |
| Montrusco Bolton InvestmentsCRD 154475 | Montreal, Quebec | $12.93B | 16 | 343 |
| Northcape Capital PtyCRD 332305 | Sydney, New South Wales | $12.29B | 14 | 9 |
| Investcorp Credit Management USCRD 165140 | New York, NY | $12.01B | 15 | 42 |
| Sprucegrove Investment ManagementCRD 106355 | Toronto, Ontario | $11.53B | 17 | 48 |
| Trinity Street Asset ManagementCRD 152728 | London | $10.58B | 9 | 22 |
| Generation Investment Management USCRD 132728 | San Francisco, CA | $10.54B | 10 | 4 |
| Abs Investment ManagementCRD 127290 | Stamford, CT | $10.48B | 16 | 20 |
| Dupont Capital ManagementCRD 107145 | Wilmington, DE | $10.09B | 16 | 3 |
J.P. Morgan Investment ManagementCRD 107038$3519.41B
- Headquarters
- New York, NY
- Advisory staff
- 2,260
- Clients
- 128,965
Jpmorgan Asset Management (uk) LimitedCRD 135960$484.10B
- Headquarters
- London
- Advisory staff
- 319
- Clients
- 542
Northern Trust Global InvestmentsCRD 111900$208.39B
- Headquarters
- London
- Advisory staff
- 22
- Clients
- 76
Acadian Asset ManagementCRD 106609$177.46B
- Headquarters
- Boston, MA
- Advisory staff
- 125
- Clients
- 350
Jpmorgan Asset Management (asia Pacific) LimitedCRD 300114$169.62B
- Headquarters
- Hong Kong
- Advisory staff
- 62
- Clients
- 210
Mackay ShieldsCRD 107717$159.52B
- Headquarters
- New York, NY
- Advisory staff
- 73
- Clients
- 354
First Eagle Investment ManagementCRD 108260$136.48B
- Headquarters
- New York, NY
- Advisory staff
- 46
- Clients
- 44
LSV Asset ManagementCRD 109918$104.25B
- Headquarters
- Chicago, IL
- Advisory staff
- 15
- Clients
- 216
Sixth Street AdvisersCRD 159014$101.61B
- Headquarters
- Dallas, TX
- Advisory staff
- 338
- Clients
- 177
Pantheon Ventures (us)CRD 153425$87.69B
- Headquarters
- San Francisco, CA
- Advisory staff
- 56
- Clients
- 157
Cohen & Steers Capital ManagementCRD 106266$85.67B
- Headquarters
- New York, NY
- Advisory staff
- 60
- Clients
- 177
Goldman Sachs Asset ManagementCRD 283221$71.83B
- Headquarters
- Minato-Ku, Tokyo
- Advisory staff
- 86
- Clients
- 264
Goldentree Asset ManagementCRD 112753$70.14B
- Headquarters
- New York, NY
- Advisory staff
- 80
- Clients
- 161
Sands Capital ManagementCRD 137610$44.30B
- Headquarters
- Arlington, VA
- Advisory staff
- 66
- Clients
- 269
Ninety One North AmericaCRD 167922$41.47B
- Headquarters
- New York, NY
- Advisory staff
- 39
- Clients
- 2,303
Los Angeles Capital ManagementCRD 119033$40.58B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 46
- Clients
- 42
Kayne Anderson Capital AdvisorsCRD 104536$34.11B
- Headquarters
- Houston, TX
- Advisory staff
- 142
- Clients
- 113
Epoch Investment PartnersCRD 131556$29.73B
- Headquarters
- New York, NY
- Advisory staff
- 91
- Clients
- 757
Diamond Hill Capital ManagementCRD 110638$29.38B
- Headquarters
- Columbus, OH
- Advisory staff
- 42
- Clients
- 3,192
Garcia Hamilton & AssociatesCRD 108017$24.86B
- Headquarters
- Houston, TX
- Advisory staff
- 12
- Clients
- 312
Arga Investment ManagementCRD 153665$24.57B
- Headquarters
- Miami, FL
- Advisory staff
- 25
- Clients
- 67
Goldman Sachs Asset Management (hong Kong) LimitedCRD 286066$21.19B
- Headquarters
- Central, Hong Kong
- Advisory staff
- 53
- Clients
- 81
Merganser Capital ManagementCRD 169258$17.66B
- Headquarters
- Boston, MA
- Advisory staff
- 11
- Clients
- 124
BSP NyCRD 128557$14.24B
- Headquarters
- New York, NY
- Advisory staff
- 8
- Clients
- 37
Coolabah Capital Institutional Investments Pty LimitedCRD 308020$13.92B
- Headquarters
- Sydney
- Advisory staff
- 25
- Clients
- 13,392
Centersquare Investment ManagementCRD 290078$13.70B
- Headquarters
- Conshohocken, PA
- Advisory staff
- 57
- Clients
- 101
Montrusco Bolton InvestmentsCRD 154475$12.93B
- Headquarters
- Montreal, Quebec
- Advisory staff
- 16
- Clients
- 343
Northcape Capital PtyCRD 332305$12.29B
- Headquarters
- Sydney, New South Wales
- Advisory staff
- 14
- Clients
- 9
Investcorp Credit Management USCRD 165140$12.01B
- Headquarters
- New York, NY
- Advisory staff
- 15
- Clients
- 42
Sprucegrove Investment ManagementCRD 106355$11.53B
- Headquarters
- Toronto, Ontario
- Advisory staff
- 17
- Clients
- 48
Trinity Street Asset ManagementCRD 152728$10.58B
- Headquarters
- London
- Advisory staff
- 9
- Clients
- 22
Generation Investment Management USCRD 132728$10.54B
- Headquarters
- San Francisco, CA
- Advisory staff
- 10
- Clients
- 4
Abs Investment ManagementCRD 127290$10.48B
- Headquarters
- Stamford, CT
- Advisory staff
- 16
- Clients
- 20
Dupont Capital ManagementCRD 107145$10.09B
- Headquarters
- Wilmington, DE
- Advisory staff
- 16
- Clients
- 3
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming State Street here says only what the filing says, and implies nothing about either firm's service.