Clients
Northcape Capital Pty serves 9 clients, 6 of them pension and profit-sharing plans. The average client has about $1.37 billion with the firm.
- Pooled investment vehicles3 clients7%
- Pension and profit-sharing plans6 clients34%
- State or municipal government entities20%
- Other investment advisers11%
- Sovereign wealth funds and foreign official institutions14%
- OtherCorporations and other businesses, Banking or thrift institutions14%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Banking or thrift institutions | Not reported | $86,242,883 | 0.7% | — |
| Pooled investment vehicles | 3 | $851,165,109 | 6.9% | $283.7M |
| Pension and profit-sharing plans | 6 | $4,196,999,362 | 34.1% | $699.5M |
| State or municipal government entities | Not reported | $2,457,423,846 | 20.0% | — |
| Other investment advisers | Not reported | $1,344,437,428 | 10.9% | — |
| Sovereign wealth funds and foreign official institutions | Not reported | $1,675,867,079 | 13.6% | — |
| Corporations and other businesses | Not reported | $1,682,035,895 | 13.7% | — |
| Total | 9 | $12,294,171,602 | 100% | $1.37B |
- Clients
- Not reported
- Regulatory AUM
- $86,242,883
- Share
- 0.7%
- Avg. per client
- —
- Clients
- 3
- Regulatory AUM
- $851,165,109
- Share
- 6.9%
- Avg. per client
- $283.7M
- Clients
- 6
- Regulatory AUM
- $4,196,999,362
- Share
- 34.1%
- Avg. per client
- $699.5M
- Clients
- Not reported
- Regulatory AUM
- $2,457,423,846
- Share
- 20.0%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $1,344,437,428
- Share
- 10.9%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $1,675,867,079
- Share
- 13.6%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $1,682,035,895
- Share
- 13.7%
- Avg. per client
- —
Total
- Clients
- 9
- Regulatory AUM
- $12,294,171,602
- Share
- 100%
- Avg. per client
- $1.37B
What it does
Northcape Capital Pty provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Northcape Capital Pty advises no private funds.
99.3% of assets ($12.21B across 25 accounts) are managed with discretion; $86.2M across 1 account is not. 100% of clients are outside the U.S., and 1 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks98%
- Cash2%
Custodians
Northcape Capital Pty’s client accounts are held mainly at State Street, with 24% of managed assets, and The Northern Trust, with 22%. Northcape Capital Pty does not have custody of client assets.
- CitibankCitibank · Melbourne, Victoria · $1.66B14%
- State StreetState Street · Sydney, New South Wales · $2.90B24%
- J.P. MorganJP Morgan · Sydney, New South Wales · $2.18B18%
- The Northern TrustThe Northern Trust Company · Singapore · $2.67B22%
- BNP ParibasBNP Paribas · Sydney, New South Wales · $1.78B15%
- All other custodians$1.09B9%
Ownership and leadership
Red Devils Investments Pty LTD owns 25% to 50% of Northcape Capital Pty.
- Owns 25% to 50% of Northcape Capital Pty LTD
Red Devils Investments Pty LTD
Control person · since December 2004
- Owns 75% or more of Red Devils Investments Pty LTD
Craig McCourtie
Control person · since November 1997
- Owns 10% to 25% of Northcape Capital Pty LTD
PFR Pty LTD
since July 2015
- Owns 75% or more of PFR Pty LTD
Patrick Russel
Control person · since August 2014
- Owns 10% to 25% of Northcape Capital Pty LTD
Mariners Inlet Pty LTD
since June 2025
- Owns 75% or more of Mariners Inlet Pty LTD
Paul Parsons
Control person · since November 2023
- Owns 10% to 25% of Northcape Capital Pty LTD
RM Equity Pty LTD
since June 2025
- Owns 75% or more of RM Equity Pty LTD
Richard Maynier
Control person · since June 2005
Leadership
- Sean CunninghamChief Operating Officer
- Craig McCourtieDirector
- Katie OrsiniDirector
- Patrick RusselDirector
- Michael RyanDirector / CEO / CCO
Staff
- 33 employees
- 14 in advisory functions
Fees
Northcape Capital Pty is paid through a percentage of assets under management and performance-based fees.
Northcape Capital Pty’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Northcape Capital Pty has 1 office, with 1 listed address with no US state reported.
Registration details
- Legal name
- Northcape Capital Pty LTD
- Headquarters
- 45-53 Clarence Street, Level 24, Sydney, New South Wales, Australia 2000
- Phone
- 028-234-3623
- Website
- Not reported
- SEC file
- 801-131942
- Structure
- other (specify) organized in Australia
- Fiscal year end
- June
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Northcape Capital Pty have?
Northcape Capital Pty has 9 clients and manages $12.3 billion for them, as of August 2026. They include 6 pension and profit-sharing plans and 3 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does Northcape Capital Pty offer?
Northcape Capital Pty provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Northcape Capital Pty use?
Northcape Capital Pty’s separately managed account assets are held at State Street (Sydney, New South Wales), with $2,904,715,375, The Northern Trust Company (Singapore), with $2,668,270,936, JP Morgan (Sydney, New South Wales), with $2,183,140,969, BNP Paribas (Sydney, New South Wales), with $1,784,639,218 and Citibank (Melbourne, Victoria), with $1,663,441,928. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does Northcape Capital Pty have?
Northcape Capital Pty has 0 investment adviser representatives registered with state securities authorities, out of 33 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Northcape Capital Pty invest in?
At the end of its last fiscal year, Northcape Capital Pty’s separately managed accounts held 98% exchange-traded equities and 2% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Northcape Capital Pty?
Northcape Capital Pty is owned through holding companies by Craig McCourtie, Patrick Russel, Paul Parsons and Richard Maynier. Its direct owners are Red Devils Investments Pty LTD, PFR Pty LTD, Mariners Inlet Pty LTD and RM Equity Pty LTD, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does Northcape Capital Pty get paid?
Northcape Capital Pty is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file