{"url":"https://nivawealth.com/firms/northcape-capital-pty-332305","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332305","regulatoryAum":12294171602,"crd":"332305","secFileNumber":"801-131942","legalName":"Northcape Capital Pty LTD","displayName":"Northcape Capital Pty","website":null,"linkedinUrl":"https://au.linkedin.com/company/northcape-capital","founded":null,"organization":"other (specify) organized in Australia","fiscalYearEnd":"June","headquarters":{"street":"45-53 Clarence Street, Level 24","city":"Sydney, New South Wales","state":"","stateName":"","country":"Australia","postalCode":"2000"},"tradeNames":[],"registration":{"secApproved":"28 February 2025","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":33,"advisory":14,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":12207928720,"discretionaryAccounts":25,"nonDiscretionary":86242882,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":1},"clientTypes":[{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":86242883},{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":851165109},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":4196999362},{"label":"State or municipal government entities","clients":null,"regulatoryAum":2457423846},{"label":"Other investment advisers","clients":null,"regulatoryAum":1344437428},{"label":"Sovereign wealth funds and foreign official institutions","clients":null,"regulatoryAum":1675867079},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":1682035895}],"fees":[],"feeNotes":[],"custodians":[{"name":"Citibank","shortName":"Citibank","location":"Melbourne, Victoria","smaAssets":1663441928},{"name":"State Street","shortName":"State Street","location":"Sydney, New South Wales","smaAssets":2904715375},{"name":"JP Morgan","shortName":"J.P. Morgan","location":"Sydney, New South Wales","smaAssets":2183140969},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Singapore","smaAssets":2668270936},{"name":"BNP Paribas","shortName":"BNP Paribas","location":"Sydney, New South Wales","smaAssets":1784639218}],"custodyNote":"Northcape Capital Pty does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Sean Cunningham","title":"Chief Operating Officer","crd":"7963350"},{"name":"Craig McCourtie","title":"Director","crd":"7960353"},{"name":"Katie Orsini","title":"Director","crd":"8252180"},{"name":"Patrick Russel","title":"Director","crd":"7960356"},{"name":"Michael Ryan","title":"Director / CEO / CCO","crd":"7960364"}],"ownership":[{"label":"Red Devils Investments Pty LTD","detail":"Shareholder in the 25% to 50% ownership band and a control person, since December 2004."},{"label":"PFR Pty LTD","detail":"Shareholder in the 10% to 25% ownership band, since July 2015."},{"label":"Mariners Inlet Pty LTD","detail":"Shareholder in the 10% to 25% ownership band, since June 2025."},{"label":"RM Equity Pty LTD","detail":"Shareholder in the 10% to 25% ownership band, since June 2025."},{"label":"Craig McCourtie","detail":"Indirect owner: a director of Red Devils Investments Pty LTD in the 75% or more band and a control person, since November 1997.","parent":"Red Devils Investments Pty LTD"},{"label":"Patrick Russel","detail":"Indirect owner: a director of PFR Pty LTD in the 75% or more band and a control person, since August 2014.","parent":"PFR Pty LTD"},{"label":"Paul Parsons","detail":"Indirect owner: a director of Mariners Inlet Pty LTD in the 75% or more band and a control person, since November 2023.","parent":"Mariners Inlet Pty LTD"},{"label":"Richard Maynier","detail":"Indirect owner: a director of RM Equity Pty LTD in the 75% or more band and a control person, since June 2005.","parent":"RM Equity Pty LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"028-234-3623","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":98},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"24 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332305/PDF/332305.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Northcape Capital Pty have?","answer":"Northcape Capital Pty has 9 clients and manages $12.3 billion for them, as of August 2026. They include 6 pension and profit-sharing plans and 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Northcape Capital Pty offer?","answer":"Northcape Capital Pty provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Northcape Capital Pty use?","answer":"Northcape Capital Pty’s separately managed account assets are held at State Street (Sydney, New South Wales), with $2,904,715,375, The Northern Trust Company (Singapore), with $2,668,270,936, JP Morgan (Sydney, New South Wales), with $2,183,140,969, BNP Paribas (Sydney, New South Wales), with $1,784,639,218 and Citibank (Melbourne, Victoria), with $1,663,441,928. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Northcape Capital Pty have?","answer":"Northcape Capital Pty has 0 investment adviser representatives registered with state securities authorities, out of 33 employees, and 14 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Northcape Capital Pty invest in?","answer":"At the end of its last fiscal year, Northcape Capital Pty’s separately managed accounts held 98% exchange-traded equities and 2% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Northcape Capital Pty?","answer":"Northcape Capital Pty is owned through holding companies by Craig McCourtie, Patrick Russel, Paul Parsons and Richard Maynier. Its direct owners are Red Devils Investments Pty LTD, PFR Pty LTD, Mariners Inlet Pty LTD and RM Equity Pty LTD, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 24 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Northcape Capital Pty get paid?","answer":"Northcape Capital Pty is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}