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Epoch Investment Partners

SEC-registered adviser since 2004New York, NYCRD 131556

$29.7B
AUM
757
Clients
See fees
Fee
91
Advisory staff

From Form ADV filed 29 July 2026 · data retrieved 15 October 2026SEC record

Epoch Investment Partners is an investment adviser headquartered in New York, New York, and registered with the SEC since 2004. Its clients include pooled investment vehicles, investment companies, and pension and profit-sharing plans. High-net-worth individuals account for 6% of its regulatory assets under management.

Its services include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, and portfolio management for institutions. Fee arrangements include a percentage of assets under management, fixed fees and performance-based fees. TD Bank US Holding Company owns 75% or more of Epoch Investment Partners, and David Sykes is its CEO.

Clients

Epoch Investment Partners serves 757 clients, 690 of them high-net-worth individuals. The average client has about $39 million with the firm, and high-net-worth clients hold 6% of its $29.7 billion in assets.

Regulatory assets by client type
  • High-net-worth individuals690 clients6%
  • Banking or thrift institutions1 clients6%
  • Investment companies9 clients29%
  • Pooled investment vehicles24 clients42%
  • Pension and profit-sharing plans17 clients13%
  • OtherState or municipal government entities, Insurance companies, Corporations and other businesses3%
Show client breakdown
High-net-worth individuals
Clients
690
Regulatory AUM
$1,892,256,175
Share
6.4%
Avg. per client
$2.74M
Banking or thrift institutions
Clients
1
Regulatory AUM
$1,701,958,739
Share
5.7%
Avg. per client
$1.70B
Investment companies
Clients
9
Regulatory AUM
$8,728,445,067
Share
29.4%
Avg. per client
$969.8M
Pooled investment vehicles
Clients
24
Regulatory AUM
$12,464,826,766
Share
41.9%
Avg. per client
$519.4M
Pension and profit-sharing plans
Clients
17
Regulatory AUM
$3,971,574,228
Share
13.4%
Avg. per client
$233.6M
State or municipal government entities
Clients
2
Regulatory AUM
$166,194,504
Share
0.6%
Avg. per client
$83.1M
Insurance companies
Clients
4
Regulatory AUM
$227,708,098
Share
0.8%
Avg. per client
$56.9M
Corporations and other businesses
Clients
10
Regulatory AUM
$576,964,455
Share
1.9%
Avg. per client
$57.7M

Total

Clients
757
Regulatory AUM
$29,729,928,032
Share
100%
Avg. per client
$39.3M

What it does

Epoch Investment Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities. It is paid through a percentage of assets, fixed fees and performance-based fees.

Epoch Investment Partners advises 1 private funds.

100.0% of assets ($29.73B across 757 accounts) are managed with discretion. $1.89B sits in a wrap fee program the firm both sponsors and manages. 63% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Stocks83%
  • Bonds17%
    • U.S. government and agency bonds12%
    • Investment grade corporate bonds5%

Custodians

Epoch Investment Partners’ client accounts are held mainly at CIBC Mellon, with 45% of managed assets, and J.P. Morgan, with 19%. Epoch Investment Partners has custody of $23.3M for 2 clients.

Managed account assets by custodian
  • The Bank of New York MellonThe Bank of New York Mellon · New York, NY · $3.85B13%
  • CIBC MellonCIBC Mellon · Toronto · $13.45B45%
  • State StreetState Street · Boston, MA · $4.52B15%
  • J.P. MorganJP Morgan · New York, NY · $5.63B19%
  • All other custodians$2.27B8%

Ownership and leadership

TD Bank US Holding Company owns 75% or more of Epoch Investment Partners, and David Sykes is its CEO.

Who owns the firm
Epoch Investment Partners, Inc.· the adviser

  • TD Bank US Holding Company

    Control person · since November 2013

    Owns 75% or more of Epoch Investment Partners, Inc.

Leadership

  • David Sykes
    Chief Executive Officer
  • Maryanne Sharkey
    Chief Financial Officer
  • David Shagawat
    Chief Compliance Officer
  • William Booth
    Chief Investment Officer & Regional Head
  • Christopher Michailoff
    Secretary

Staff

  • 137 employees
  • 91 in advisory functions
  • 1 soliciting firm

Reported holdings

Epoch Investment Partners’ reported 13F holdings total $17.58B across 220 positions, and the ten largest make up 19.2% of it.

$17.58B
Reported 13F value
220
Positions
19.2%
In the 10 largest
+6.4%
Value vs. prior quarter
Ten largest positions, share of reported value
  1. Nvidia Corporation2.9%
  2. Apple Inc.2.6%
  3. Broadcom Inc.2.0%
  4. Abbvie Inc.2.0%
  5. Microsoft Corp.1.9%
  6. Applied Matls Inc.1.9%
  7. KLA Corp.1.7%
  8. Lam Research Corp.1.5%
  9. Cisco Sys Inc.1.4%
  10. Dell Technologies Inc. · CL C1.3%

Together, the ten largest are 19.2% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 13 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $17.58B is not its $29.73B in regulatory assets and does not represent any individual client's portfolio.

Fees

Epoch Investment Partners is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.

Epoch Investment Partners’ fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Epoch Investment Partners has 2 offices, with 1 listed address in 1 state.

Listed office addresses by state

New York · 1 listed address

  • 1 Vanderbilt Avenue, 23rd Floor, New YorkHQ

Other business names

Epoch Investment Partners has reported 3 other business names to the SEC.

  • TD Asset Management
  • TD Epoch
  • TD Global Investment Solutions ("tdgis")

Registration details

Legal name
Epoch Investment Partners, Inc.
Headquarters
1 Vanderbilt Avenue, 23rd Floor, New York, NY 10017
Phone
212-303-7200
Website
Not reported
SEC file
801-63118
Structure
Delaware corporation
Fiscal year end
October

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Epoch Investment Partners have?

Epoch Investment Partners has 757 clients and manages $29.7 billion for them, as of July 2026. They include 690 high-net-worth individuals, 24 pooled investment vehicles and 17 pension and profit-sharing plans.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026

What services does Epoch Investment Partners offer?

Epoch Investment Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Epoch Investment Partners use?

Epoch Investment Partners’ separately managed account assets are held at CIBC Mellon (Toronto), with $13,452,242,738, JP Morgan (New York, NY), with $5,627,000,789, State Street (Boston, MA), with $4,521,765,481 and The Bank of New York Mellon (New York, NY), with $3,853,946,564. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026

How many financial advisors does Epoch Investment Partners have?

Epoch Investment Partners has 0 investment adviser representatives registered with state securities authorities, out of 137 employees, and 91 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Epoch Investment Partners invest in?

At the end of its last fiscal year, Epoch Investment Partners’ separately managed accounts held 83% exchange-traded equities, 12% U.S. government and agency bonds and 5% investment grade corporate bonds. It advises 1 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Epoch Investment Partners?

Epoch Investment Partners is owned through a chain of holding companies by The Toronto-Dominion Bank. Its direct owner is TD Bank US Holding Company (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 29 July 2026

How does Epoch Investment Partners get paid?

Epoch Investment Partners is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 29 July 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 131556.
  3. Form 13F-HR, filed 13 August 2026 for the quarter ended 30 June 2026.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Epoch Investment Partners, Inc. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.