Clients
Gotham Asset Management serves 289 clients, 245 of them high-net-worth individuals. The average client has about $104 million with the firm, and high-net-worth clients hold 47% of its $30 billion in assets.
- High-net-worth individuals245 clients47%
- Investment companies11 clients12%
- Pooled investment vehicles33 clients39%
- OtherState or municipal government entities, Corporations and other businesses1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 245 | $14,058,306,254 | 46.8% | $57.4M |
| Investment companies | 11 | $3,686,591,273 | 12.3% | $335.1M |
| Pooled investment vehicles | 33 | $11,850,849,234 | 39.5% | $359.1M |
| State or municipal government entities | Not reported | $36,602,749 | 0.1% | — |
| Corporations and other businesses | Not reported | $398,106,868 | 1.3% | — |
| Total | 289 | $30,030,456,378 | 100% | $103.9M |
- Clients
- 245
- Regulatory AUM
- $14,058,306,254
- Share
- 46.8%
- Avg. per client
- $57.4M
- Clients
- 11
- Regulatory AUM
- $3,686,591,273
- Share
- 12.3%
- Avg. per client
- $335.1M
- Clients
- 33
- Regulatory AUM
- $11,850,849,234
- Share
- 39.5%
- Avg. per client
- $359.1M
- Clients
- Not reported
- Regulatory AUM
- $36,602,749
- Share
- 0.1%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $398,106,868
- Share
- 1.3%
- Avg. per client
- —
Total
- Clients
- 289
- Regulatory AUM
- $30,030,456,378
- Share
- 100%
- Avg. per client
- $103.9M
What it does
Gotham Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Gotham Asset Management advises 27 private funds.
100.0% of assets ($30.03B across 292 accounts) are managed with discretion. 3% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks82%
- Funds13%
- Bonds3%
- Cash1%
- Other1%
- Derivatives1%
Custodians
Gotham Asset Management’s client accounts are held mainly at Bofa Securities, with 21% of managed assets, and Pershing, with 15%. Gotham Asset Management has custody of client assets.
- PershingPershing LLC · Jersey City, NJ · $4.49B15%
- Bofa SecuritiesBofa Securities, Inc. · New York, NY · $6.19B21%
- Morgan StanleyMorgan Stanley & Co. LLC · New York, NY · $3.78B13%
- All other custodians$15.57B52%
Ownership and leadership
Gotham Asset Management Holdings, LP owns 75% or more of Gotham Asset Management.
- Owns 75% or more of Gotham Asset Management, LLC
Gotham Asset Management Holdings, LP
Control person · since August 2008
- Owns 25% to 50% of Gotham Asset Management Holdings, LP
Joel Greenblatt
Control person · since August 2008
- Owns 25% to 50% of Gotham Asset Management Holdings, LP
Robert Goldstein
Control person · since August 2008
Gotham GP, LLC
General partner · Control person · since September 2010
Leadership
- Bernard SeibertChief Financial Officer
- Louis LaroccaGeneral Counsel & Chief Compliance Officer
- Robert GoldsteinManaging Principal/Co-Chief Investment Officer
- Joel GreenblattManaging Principal/Co-Chief Investment Officer
Staff
- 56 employees
- 22 in advisory functions
- 4 state-registered reps
- 10 broker-dealer reps
Reported holdings
Gotham Asset Management’s reported 13F holdings total $42.96B across 1,791 positions, and the ten largest make up 28.4% of it.
- $42.96B
- Reported 13F value
- 1,791
- Positions
- 28.4%
- In the 10 largest
- +31.6%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit19.8%
- Apple Inc.1.9%
- Nvidia Corporation1.9%
- Tidal Trust I · Gotham Enhncd1.6%
- iShares TR · Core S&P500 ETF0.8%
- Snowflake Inc. · Com Shs0.6%
- Amazon Com Inc.0.5%
- Alphabet Inc. · Cap Stk CL A0.5%
- Vanguard Index Fds · S&P 500 ETF Shs0.5%
- Vanguard Index Fds · Value ETF0.4%
Together, the ten largest are 28.4% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $42.96B is not its $30.03B in regulatory assets and does not represent any individual client's portfolio.
Fees
Gotham Asset Management is paid through a percentage of assets under management and performance-based fees.
Gotham Asset Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Gotham Asset Management has 1 office, with 2 listed addresses in 1 state.
New York · 2 listed addresses
- 300 Park Avenue, 24th Floor, New YorkHQ
- 358 Main Street, Port Washington
Registration details
- Legal name
- Gotham Asset Management, LLC
- Headquarters
- 300 Park Avenue, 24th Floor, New York, NY 10022-6143
- Phone
- 212-319-4100
- Website
- www.gotham.com
- SEC file
- 801-69960
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Gotham Asset Management have?
Gotham Asset Management has 289 clients and manages $30 billion for them, as of July 2026. They include 245 high-net-worth individuals, 33 pooled investment vehicles and 11 investment companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 July 2026
What services does Gotham Asset Management offer?
Gotham Asset Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Gotham Asset Management use?
Gotham Asset Management’s separately managed account assets are held at Bofa Securities, Inc. (New York, NY), with $6,188,093,437, Pershing LLC (Jersey City, NJ), with $4,490,642,208 and Morgan Stanley & Co. LLC (New York, NY), with $3,777,677,476. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 July 2026
How many financial advisors does Gotham Asset Management have?
Gotham Asset Management has 4 investment adviser representatives registered with state securities authorities, out of 56 employees, and 22 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Gotham Asset Management invest in?
At the end of its last fiscal year, Gotham Asset Management’s separately managed accounts held 82% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs), 3% U.S. government and agency bonds, 1% derivatives and 1% cash and equivalents. It advises 27 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Gotham Asset Management?
Gotham Asset Management is owned through a holding company by Joel Greenblatt and Robert Goldstein. Its direct owner is Gotham Asset Management Holdings, LP (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 July 2026
How does Gotham Asset Management get paid?
Gotham Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file