Clients
Belle Haven Investments serves 27,602 clients, 4,579 of them high-net-worth individuals. The average client has about $886,000 with the firm, and high-net-worth clients hold 50% of its $24.5 billion in assets.
- Individuals22,056 clients34%
- High-net-worth individuals4,579 clients50%
- Investment companies2 clients6%
- Charitable organizations281 clients3%
- Corporations and other businesses633 clients6%
- OtherBanking or thrift institutions, Pooled investment vehicles, Pension and profit-sharing plans, State or municipal government entities, Insurance companies2%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 22,056 | $8,351,318,133 | 34.1% | $379K |
| High-net-worth individuals | 4,579 | $12,168,873,108 | 49.7% | $2.66M |
| Banking or thrift institutions | 2 | $1,921,079 | 0.0% | $961K |
| Investment companies | 2 | $1,428,594,823 | 5.8% | $714.3M |
| Pooled investment vehicles | 1 | $18,441,745 | 0.1% | $18.4M |
| Pension and profit-sharing plans | 24 | $172,994,129 | 0.7% | $7.21M |
| Charitable organizations | 281 | $652,407,951 | 2.7% | $2.32M |
| State or municipal government entities | 20 | $142,330,725 | 0.6% | $7.12M |
| Insurance companies | 4 | $85,762,484 | 0.4% | $21.4M |
| Corporations and other businesses | 633 | $1,437,513,907 | 5.9% | $2.27M |
| Total | 27,602 | $24,460,158,084 | 100% | $886K |
- Clients
- 22,056
- Regulatory AUM
- $8,351,318,133
- Share
- 34.1%
- Avg. per client
- $379K
- Clients
- 4,579
- Regulatory AUM
- $12,168,873,108
- Share
- 49.7%
- Avg. per client
- $2.66M
- Clients
- 2
- Regulatory AUM
- $1,921,079
- Share
- 0.0%
- Avg. per client
- $961K
- Clients
- 2
- Regulatory AUM
- $1,428,594,823
- Share
- 5.8%
- Avg. per client
- $714.3M
- Clients
- 1
- Regulatory AUM
- $18,441,745
- Share
- 0.1%
- Avg. per client
- $18.4M
- Clients
- 24
- Regulatory AUM
- $172,994,129
- Share
- 0.7%
- Avg. per client
- $7.21M
- Clients
- 281
- Regulatory AUM
- $652,407,951
- Share
- 2.7%
- Avg. per client
- $2.32M
- Clients
- 20
- Regulatory AUM
- $142,330,725
- Share
- 0.6%
- Avg. per client
- $7.12M
- Clients
- 4
- Regulatory AUM
- $85,762,484
- Share
- 0.4%
- Avg. per client
- $21.4M
- Clients
- 633
- Regulatory AUM
- $1,437,513,907
- Share
- 5.9%
- Avg. per client
- $2.27M
Total
- Clients
- 27,602
- Regulatory AUM
- $24,460,158,084
- Share
- 100%
- Avg. per client
- $886K
What it does
Belle Haven Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets.
Belle Haven Investments provided financial planning to 0 clients last fiscal year and advises 1 private funds.
100.0% of assets ($24.46B across 27,599 accounts) are managed with discretion. $13.02B sits in a wrap fee program the firm both sponsors and manages. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Bonds99%
- State and local bonds91%
- Investment grade corporate bonds7%
- U.S. government and agency bonds1%
- Cash1%
Custodians
Belle Haven Investments’ client accounts are held mainly at Charles Schwab, with 19% of managed assets, and Wells Fargo Clearing Services, with 14%. Belle Haven Investments has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $4.72B19%
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · ST. Louis, MO · $3.44B14%
- FidelityNational Financial Services LLC · Boston, MA · $3.35B14%
- PershingPershing LLC · Jersey City, NJ · $2.62B11%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $2.49B10%
- All other custodians$7.83B32%
Ownership and leadership
Joseph Matthew Dalton owns 75% or more of Belle Haven Investments, and Laura Jean Chapman is its CEO.
- Owns 75% or more of Belle Haven Investments, L.P.
Joseph Matthew Dalton
Control person · since June 2026
Leadership
- Laura Jean ChapmanChief Executive Officer/ Chief Operating Officer
- Joseph Matthew DaltonFounder/Chairman/President
- Michael Dominick MennaChief Financial Officer
- Melissa Ann ChaffeeChief Compliance Officer
- Mark ChristianaCo-Chief Investment Officer
- Matthew Sherman ThomasCo-Chief Investment Officer
Staff
- 47 employees
- 40 in advisory functions
- 20 state-registered reps
- 32 broker-dealer reps
Fees
Belle Haven Investments is paid through a percentage of assets under management.
Belle Haven Investments’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Belle Haven Investments has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 800 Westchester Avenue, Suite N607, Rye BrookHQ
Registration details
- Legal name
- Belle Haven Investments, L.P.
- Headquarters
- 800 Westchester Avenue, Suite N607, Rye Brook, NY 10573-1301
- Phone
- 914-816-4633
- Website
- www.bellehaven.com
- SEC file
- 801-62290
- Structure
- Connecticut limited partnership
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Belle Haven Investments have?
Belle Haven Investments has 27,602 clients and manages $24.5 billion for them, as of July 2026. They include 22,056 other individuals, 4,579 high-net-worth individuals and 633 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026
What services does Belle Haven Investments offer?
Belle Haven Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Belle Haven Investments use?
Belle Haven Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $4,722,676,289, Wells Fargo Clearing Services, LLC (ST. Louis, MO), with $3,437,784,218, National Financial Services LLC (Boston, MA), with $3,352,237,797, Pershing LLC (Jersey City, NJ), with $2,624,570,321 and Fidelity Brokerage Services LLC (Smithfield, RI), with $2,494,011,381. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026
How many financial advisors does Belle Haven Investments have?
Belle Haven Investments has 20 investment adviser representatives registered with state securities authorities, out of 47 employees, and 40 perform investment advisory functions. 32 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Belle Haven Investments invest in?
At the end of its last fiscal year, Belle Haven Investments’ separately managed accounts held 91% state and local bonds, 7% investment grade corporate bonds, 1% U.S. government and agency bonds and 1% cash and equivalents. It advises 1 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Belle Haven Investments?
Belle Haven Investments’ direct owner is Joseph Matthew Dalton (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 July 2026
How does Belle Haven Investments get paid?
Belle Haven Investments is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file