Navis Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Navis Wealth Advisors reports 126 clients. They include 93 high-net-worth individuals and 33 individual clients. Of its assets, 85.1% ($768M across 614 accounts) are managed with discretion; $134M across 9 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 26% | 2% |
| High-net-worth individuals | 74% | 98% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 33 | $15.9M | 1.8% | $481K |
| High-net-worth individuals | 93 | $886M | 98.2% | $9.53M |
| Total | 126 | $902M | 100% | $7.16M |
- Clients
- 33
- Regulatory AUM
- $15.9M
- AUM share
- 1.8%
- Avg. per client
- $481K
- Clients
- 93
- Regulatory AUM
- $886M
- AUM share
- 98.2%
- Avg. per client
- $9.53M
Total
- Clients
- 126
- Regulatory AUM
- $902M
- AUM share
- 100%
- Avg. per client
- $7.16M
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Navis Wealth Advisors charges 0.35%–1.25% a year for its Wealth Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Stand-alone financial planning is billed at $650 per hour and may be negotiable; an estimate of hours and cost is given before engagement.
- Retirement Plan Advisory Services
- Annual rates of 0.30% on assets up to $2,000,000, 0.25% from $2,000,001 to $5,000,000, and 0.20% above $5,000,000, paid monthly in advance.
Navis Wealth Management LLC owns 75% or more of Navis Wealth Advisors and is in turn owned by Navis Wealth Partners LLC (75% or more). The leadership team of Navis Wealth Advisors includes Chief Compliance Officer Paul Fegan. It has 8 employees, 6 of them in advisory roles.
Leadership
Paul FeganManaging Partner and Chief Compliance Officer
David PriceManaging Partner
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 6 in advisory functions
- 6 state-registered reps
- 5 broker-dealer reps
- 4 insurance agents
- Owns 75% or more of Navis Wealth Advisors LLC
Navis Wealth Management LLC
Control person · since December 2020
- Owns 75% or more of Navis Wealth Management LLC
Navis Wealth Partners LLC
Control person · since December 2020
- Owns 25% to 50% of Navis Wealth Partners LLC
S.P.Q.R. Holdings LLC
Control person · since December 2020
- Owns 50% to 75% of S.P.Q.R. Holdings LLC
Paul Fegan
Control person · since November 2018
- Owns 25% to 50% of Navis Wealth Partners LLC
RRP Partners LLC
Control person · since December 2020
- Owns 50% to 75% of RRP Partners LLC
David Price
Control person · since November 2018
Navis Wealth Advisors’ regulatory assets grew 3.4× from $267M (March 2021) to $902M (September 2026); clients rose from 25 to 126 and employees from 3 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $902M | 126 | 8 | 2 |
| April 2025 | $541M | 107 | 7 | 2 |
| March 2024 | $410M | 56 | 6 | 2 |
| March 2023 | $317M | 66 | 5 | 1 |
| March 2022 | $284M | 42 | 5 | 1 |
| March 2021 | $267M | 25 | 3 | 1 |
Besides its headquarters, Navis Wealth Advisors has 1 office, with 2 listed addresses in Florida and New York.
Florida · 1 listed address
- 4500 Pga Boulevard, Palm Beach Gardens
New York · 1 listed address
- 800 Westchester Avenue, Suite 700, Rye BrookHQ
Contact and registration details
- Legal name
- Navis Wealth Advisors LLC
- Headquarters
- 800 Westchester Avenue, Suite 700, Rye Brook, NY 10573
- Website
- naviswealth.com
- Phone
- 914-848-8300
- @navis-wealth-management
- SEC file
- 801-119746
- Structure
- Delaware LLC
- Fiscal year end
- December
Navis Wealth Advisors uses Charles Schwab ($328M) as custodian for its separately managed accounts. Navis Wealth Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $328M100%
At year end, Navis Wealth Advisors’ separately managed accounts were largely in funds (49%) and stocks (23%). Its reported 13F holdings for the quarter ended 30 June 2026 total $264M across 175 positions; the largest are Symbotic Inc. (10.5%), Invesco Qqq TR (6.2%) and State Str SPDR S&P 500 ETF T (6.2%).
What the accounts hold
- Stocks23%
- Exchange-traded equities21%
- Non-exchange-traded equities2%
- Funds49%
- Bonds16%
- U.S. government and agency bonds8%
- State and local bonds6%
- Investment grade corporate bonds1%
- High-yield corporate bonds1%
- Cash10%
- Other2%
- Derivatives2%
Reported 13F holdings
- $264M
- Reported 13F value
- 175
- Positions
- 44.3%
- In the 10 largest
- +34.6%
- Value vs. prior quarter
- Symbotic Inc. · Class A10.5%
- Invesco Qqq TR · Unit Ser 16.2%
- State Str SPDR S&P 500 ETF T · TR Unit6.2%
- Vanguard Index Fds · S&P 500 ETF Shs4.4%
- KLA Corp.4.0%
- Goldman Sachs ETF TR · S&P 500 Premium3.4%
- Goldman Sachs ETF TR · Nasda 100 ETF3.0%
- Nvidia Corporation2.6%
- Pgim ETF TR · Pgim Ultra SH BD2.1%
- Roundhill ETF Trust · Russe 0DTE ETF1.9%
Together, the ten largest are 44.3% of reported value.
How many clients does Navis Wealth Advisors have?
Navis Wealth Advisors has 126 clients and manages $902 million for them, as of September 2026. They include 93 high-net-worth individuals and 33 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026
What services does Navis Wealth Advisors offer?
Navis Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Navis Wealth Advisors charge?
Navis Wealth Advisors charges 0.35%–1.25% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.
Source: NAVIS WEALTH ADVISORS DISCLOSURE BROCHURE, filed 1 September 2026
Which custodians does Navis Wealth Advisors use?
Navis Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $328M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026
How many financial advisors does Navis Wealth Advisors have?
Navis Wealth Advisors has 6 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Navis Wealth Advisors invest in?
At the end of its last fiscal year, Navis Wealth Advisors’ separately managed accounts held 49% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities, 10% cash and equivalents, 8% U.S. government and agency bonds, 6% state and local bonds, 2% non-exchange-traded equities, 2% derivatives, 1% investment grade corporate bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Navis Wealth Advisors?
Navis Wealth Advisors is owned through a chain of holding companies by David Price and Paul Fegan. Its direct owner is Navis Wealth Management LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 September 2026
How does Navis Wealth Advisors get paid?
Navis Wealth Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Navis Wealth Advisors?
Navis Wealth Advisors’ main office is at 800 Westchester Avenue, Suite 700, Rye Brook, NY 10573. Its phone number is 914-848-8300. Its website is naviswealth.com.