Jason Auerbach has been an investment adviser representative at Navis Wealth Advisors since June 2024, and is not listed among the firm’s executive officers or direct owners. Jason Auerbach holds a Bachelor of Science from Wharton at the University of Pennsylvania.
Navis Wealth Advisors LLC is a Rye Brook, NY firm with $902M under management, 126 clients and 6 advisers across 2 offices, as of its September 2026 filing.
Jason Auerbach is Wealth Advisor and Managing Director of Wealth Advisory at Navis Wealth Advisors, covering US and international clients in Florida. He joined Navis from Deutsche Bank, where he was a Director of Private Banking. Before that, he held leadership positions at Bank of America/Merrill Lynch, Esquire Bank, First Choice Bank and Wells Fargo.
- Navis Wealth Advisors LLCCurrent– present · 2 yearsJupiter, FL · Adviser representative · Firm CRD 311171
Investment adviser representative registrations
Jason Auerbach is registered as an investment adviser representative in Florida, since June 2024.
- FloridaSince 15 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 5 April 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 December 2022 |
| Series 7TO | General Securities Representative Examination | 19 September 2022 |
| SIE | Securities Industry Essentials Examination | 23 July 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 6692932
- Firm
- Navis Wealth Advisors · CRD 311171
- Office
- Jupiter, FL
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- naviswealth.com
Where does Jason Auerbach work?
Jason Auerbach is an investment adviser representative registered through Navis Wealth Advisors LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Jason Auerbach a financial advisor?
Yes. Jason Auerbach has a current investment-adviser registration in Florida, through Navis Wealth Advisors since June 2024.
How many years of experience does Jason Auerbach have?
Jason Auerbach has 4 years in the financial industry, since September 2022, across 1 adviser firm.
What exams has Jason Auerbach passed?
Jason Auerbach has passed 4 licensing exams: the SIE, Series 7TO, Series 63 and Series 66. The earliest, the SIE, was passed in July 2022.
Where is Jason Auerbach based?
Jason Auerbach’s registered office is in Jupiter, FL.
Is Jason Auerbach registered with FINRA?
Yes. Jason Auerbach has a current broker registration, under CRD 6692932.
Source: FINRA BrokerCheck
How can I verify Jason Auerbach’s record?
Search CRD 6692932 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Jason Auerbach’s full registration record.
