Paul Fegan has been Managing Partner and Chief Compliance Officer of Navis Wealth Advisors since December 2020, is a control person of the firm and directly owns under 5% of it. Paul Fegan holds a Bachelor's degree from Marist College.
Navis Wealth Advisors LLC is a Rye Brook, NY firm with $902M under management, 126 clients and 6 advisers across 2 offices, as of its September 2026 filing.
Paul C. Fegan, Jr. is Managing Partner of Navis Wealth Advisors and a co-founder of the firm. He heads its cross-border planning initiative, helps run day-to-day operations and serves select clients. He has worked in wealth management since 1996 and was previously a financial advisor with Merrill Lynch Wealth Management in New York, and earlier a managing director of a New York-based multi-family office.
Paul Fegan’s longest registration is the current one, 5 years at Navis Wealth Advisors since 2021. Before joining Navis Wealth Advisors in 2021, Paul Fegan was registered through Sanctuary Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Navis Wealth Advisors LLCCurrent– present · 5 yearsRye Brook, NY · Adviser representative · Firm CRD 311171
- Sanctuary Advisors, LLC– · 2 yearsRye Brook, NY · Adviser representative · Firm CRD 226606
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 2 yearsNew York, NY · Adviser representative · Firm CRD 7691
Professional designations
Listed by Navis Wealth Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Paul Fegan is registered as an investment adviser representative in New York, since April 2021.
- New YorkSince 16 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 October 2016 |
| Series 7 | General Securities Representative Examination | 17 October 2016 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 2843750
- Firm
- Navis Wealth Advisors · CRD 311171
- Role
- Managing Partner and Chief Compliance Officer
- Office
- 800 WESTCHESTER AVENUE, SUITE 700, Rye Brook, NY 10573
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2016
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- naviswealth.com
Where does Paul Fegan work?
Paul Fegan has been Managing Partner and Chief Compliance Officer of Navis Wealth Advisors LLC since December 2020, and is a control person of the firm.
Is Paul Fegan a financial advisor?
Yes. Paul Fegan has a current investment-adviser registration in New York, through Navis Wealth Advisors since April 2021.
How many years of experience does Paul Fegan have?
Paul Fegan has 9 years in the financial industry, since December 2016, across 3 adviser firms.
What exams has Paul Fegan passed?
Paul Fegan has passed 3 licensing exams: the Series 7, Series 66 and Series 99TO. The earliest, the Series 7, was passed in October 2016. FINRA credited Paul Fegan with the SIE, which began in October 2018.
Where did Paul Fegan work before Navis Wealth Advisors?
Before Navis Wealth Advisors, Paul Fegan was registered through Sanctuary Advisors, LLC, November 2018 to January 2021; Merrill Lynch, Pierce, Fenner & Smith Incorporated, October 2016 to November 2018.
Where is Paul Fegan based?
Paul Fegan’s registered office is in Rye Brook, NY.
Is Paul Fegan registered with FINRA?
Yes. Paul Fegan has a current broker registration, under CRD 2843750.
Source: FINRA BrokerCheck
Is Paul Fegan a CFP?
Navis Wealth Advisors lists Paul Fegan with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Paul Fegan’s record?
Search CRD 2843750 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Paul Fegan’s full registration record.
