David Price has been Managing Partner of Navis Wealth Advisors since December 2020, is a control person of the firm and directly owns under 5% of it. David Price holds a B.S. in Business and Managerial Economics from State University of New York at New Paltz.
Navis Wealth Advisors LLC is a Rye Brook, NY firm with $902M under management, 126 clients and 6 advisers across 2 offices, as of its September 2026 filing.
David S. Price is Managing Partner of Navis Wealth Advisors and a co-founder of the firm. He is responsible for management oversight and strategy for the firm's business lines, including its growth strategies and new business initiatives, and continues to work with a select group of clients. Before founding Navis, he was a financial planner and portfolio manager with Merrill Lynch Wealth Management in New York.
David Price’s longest registration is the current one, 5 years at Navis Wealth Advisors since 2021. Before joining Navis Wealth Advisors in 2021, David Price was registered through Sanctuary Advisors, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- Navis Wealth Advisors LLCCurrent– present · 5 yearsRye Brook, NY · Adviser representative · Firm CRD 311171
- Sanctuary Advisors, LLC– · 2 yearsRye Brook, NY · Adviser representative · Firm CRD 226606
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearNew York, NY · Adviser representative · Firm CRD 7691
Professional designations
Listed by Navis Wealth Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
David Price is registered as an investment adviser representative in 2 states. The first approvals date from March 2021; the most recent is New York, in April 2021.
- New YorkSince 16 April 2021
- TexasSince 31 March 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 18 November 2016 |
| Series 7 | General Securities Representative Examination | 7 November 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 April 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 6 April 1998 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Stanley Price
- CRD
- 3016332
- Firm
- Navis Wealth Advisors · CRD 311171
- Role
- Managing Partner
- Office
- 800 WESTCHESTER AVENUE, SUITE 700, Rye Brook, NY 10573
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 2013
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- naviswealth.com
Where does David Price work?
David Price has been Managing Partner of Navis Wealth Advisors LLC since December 2020, and is a control person of the firm.
Is David Price a financial advisor?
Yes. David Price has a current investment-adviser registration in New York and Texas, through Navis Wealth Advisors since March 2021.
How many years of experience does David Price have?
David Price has 13 years in the financial industry, since February 2013, across 3 adviser firms.
What exams has David Price passed?
David Price has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in April 1998. FINRA credited David Price with the SIE, which began in October 2018.
Where did David Price work before Navis Wealth Advisors?
Before Navis Wealth Advisors, David Price was registered through Sanctuary Advisors, LLC, November 2018 to January 2021; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2016 to November 2018.
Where is David Price based?
David Price’s registered office is in Rye Brook, NY.
Is David Price registered with FINRA?
Yes. David Price has a current broker registration, under CRD 3016332.
Source: FINRA BrokerCheck
Is David Price a CFP?
Navis Wealth Advisors lists David Price with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify David Price’s record?
Search CRD 3016332 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Price’s full registration record.
