David Bruckman has been an investment adviser representative at Navis Wealth Advisors since April 2021, and is not listed among the firm’s executive officers or direct owners. David Bruckman holds a BA from Union College, a Juris Doctor from Syracuse University Law School and a Master's in taxation from Pace University Lubin School of Business.
Navis Wealth Advisors LLC is a Rye Brook, NY firm with $902M under management, 126 clients and 6 advisers across 2 offices, as of its September 2026 filing.
David Bruckman is Wealth Advisor at Navis Wealth Advisors, specializing in Wealth Transfer and Risk Management. He has over 30 years of experience in estate planning, personal financial planning, charitable planning, business succession strategies, investment advisory and life insurance design. Before joining Navis, he was managing partner of Citrin Cooperman Wealth Management and its successor firm, Apexium Financial LP, and earlier practised law, primarily in wills, trusts and estates.
David Bruckman’s longest registration is the current one, 5 years at Navis Wealth Advisors since 2021. Before joining Navis Wealth Advisors in 2021, David Bruckman was registered through Apexium Financial LP and Citrin Cooperman Wealth Management, LP.
- Navis Wealth Advisors LLCCurrent– present · 5 yearsRye Brook, NY · Adviser representative · Firm CRD 311171
- Apexium Financial LP– · 4 yearsNew York, NY · Adviser representative · Firm CRD 283726
- Citrin Cooperman Wealth Management, LP– · 4 yearsNew York, NY · Adviser representative · Firm CRD 146374
Investment adviser representative registrations
David Bruckman is registered as an investment adviser representative in New York, since April 2021.
- New YorkSince 16 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 3 February 2025 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 18 October 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 March 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 November 2000 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- David Benjamin Bruckman
- CRD
- 4419254
- Firm
- Navis Wealth Advisors · CRD 311171
- Office
- 800 WESTCHESTER AVENUE, SUITE 700, Rye Brook, NY 10573
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2002
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- naviswealth.com
Where does David Bruckman work?
David Bruckman is an investment adviser representative registered through Navis Wealth Advisors LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is David Bruckman a financial advisor?
Yes. David Bruckman has a current investment-adviser registration in New York, through Navis Wealth Advisors since April 2021.
How many years of experience does David Bruckman have?
David Bruckman has 24 years in the financial industry, since January 2002, across 3 adviser firms.
What exams has David Bruckman passed?
David Bruckman has passed 4 licensing exams: the Series 6, Series 65, Series 6TO and Series 63. The earliest, the Series 6, was passed in November 2000. FINRA credited David Bruckman with the SIE, which began in October 2018.
Where did David Bruckman work before Navis Wealth Advisors?
Before Navis Wealth Advisors, David Bruckman was registered through Apexium Financial LP, May 2016 to February 2021; Citrin Cooperman Wealth Management, LP, January 2012 to December 2016.
Where is David Bruckman based?
David Bruckman’s registered office is in Rye Brook, NY.
Is David Bruckman registered with FINRA?
Yes. David Bruckman has a current broker registration, under CRD 4419254.
Source: FINRA BrokerCheck
How can I verify David Bruckman’s record?
Search CRD 4419254 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish David Bruckman’s full registration record.
