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Melissa Chaffee

Chief Compliance Officer at Belle Haven Investments

Investment adviser and broker registrations

Melissa Chaffee is Chief Compliance Officer of Belle Haven Investments, L.P., a Rye Brook investment adviser managing $24.5B. Melissa Chaffee has been registered as an investment adviser representative through Belle Haven Investments since 23 June 2025, has 7 years in the industry across 1 firm and has passed 10 licensing exams.

7
Years in industry
1
Years at firm
1
Adviser firms
2
States registered

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Melissa Chaffee has been Chief Compliance Officer of Belle Haven Investments since June 2019. Melissa Chaffee is a control person of the firm and directly owns under 5% of it. Melissa Chaffee earned a bachelor’s degree in business administration from Pace University and a master’s degree in finance from Mercy College.

Belle Haven Investments, L.P. is a Rye Brook, NY firm with $24.5B under management, 27,602 clients and 40 advisers in one office, as of its July 2026 filing.

Joined Belle Haven in 2017 and was named chief compliance officer in 2019. Previously served as deputy chief compliance officer at Commonwealth Opportunity Capital GP and as a compliance officer at Tudor Investment Corporation for eight years.

  1. – present · 1 year
    , · Adviser representative · Firm CRD 29278

Credentials and registrations

Investment adviser representative registrations

Connecticut23 June 2025
Status
Approved
New York23 June 2025
Status
Approved

Examinations

Series 6523 June 2025
Name
Uniform Investment Adviser Law Examination
Series 52TO2 July 2024
Name
Municipal Securities Representative Examination
Series 5327 June 2024
Name
Municipal Securities Principal Examination
Series 141 March 2023
Name
Compliance Officer Examination
Series 99TO1 March 2023
Name
Operations Professional Examination
Series 7TO3 December 2018
Name
General Securities Representative Examination
SIE25 October 2018
Name
Securities Industry Essentials Examination
Series 247 August 2018
Name
General Securities Principal Examination
Series 6311 June 2018
Name
Uniform Securities Agent State Law Examination
Series 3030 May 2017
Name
NFA Branch Manager Examination

Individual record

Full name
Melissa Ann Chaffee
CRD
4553629

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Melissa Chaffee work?

Melissa Chaffee has been Chief Compliance Officer of Belle Haven Investments, L.P. since June 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 July 2026

Is Melissa Chaffee a financial advisor?

Yes. Melissa Chaffee has a current investment-adviser registration in Connecticut and New York, through Belle Haven Investments since June 2025.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Melissa Chaffee have?

Melissa Chaffee has 7 years in the financial industry, since December 2018, across 1 adviser firm.

Source: IAPD individual record, checked 17 October 2026

What exams has Melissa Chaffee passed?

Melissa Chaffee has passed 10 licensing exams: the Series 30, Series 63, Series 24, SIE, Series 7TO, Series 14, Series 99TO, Series 53, Series 52TO and Series 65. The earliest, the Series 30, was passed in May 2017.

Source: IAPD individual record, checked 17 October 2026

Leadership at Belle Haven Investments

Sources

  1. IAPD individual record, CRD 4553629. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Belle Haven Investments, L.P., filed 1 July 2026. Title, control and ownership bands.
  3. Belle Haven Investments team page. Biography, education, credentials, awards.
  4. Belle Haven team biography. Education.

Retrieved 17 October 2026. The SEC record may have been amended since.

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