Career
Laura Chapman has been Chief Executive Officer/ Chief Operating Officer of Belle Haven Investments since June 2026. Laura Chapman is a control person of the firm and directly owns under 5% of it. Laura Chapman graduated from the University of Tennessee.
Belle Haven Investments, L.P. is a Rye Brook, NY firm with $24.5B under management, 27,602 clients and 40 advisers in one office, as of its July 2026 filing.
Joined Belle Haven in 2008 and serves as chief executive officer, leading the firm’s strategic direction. Her experience spans strategy, client relations, compliance, legal, finance, operations, technology, and talent development.
No adviser firm registrations are on Laura Chapman’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 3 July 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 20 August 2009 |
| Series 7 | General Securities Representative Examination | 21 June 2009 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Laura Jean Chapman
- CRD
- 5599643
- Firm bio
- bellehaven.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Laura Chapman work?
Laura Chapman has been Chief Executive Officer/ Chief Operating Officer of Belle Haven Investments, L.P. since June 2026, and is a control person of the firm.
Does Laura Chapman have a current investment-adviser registration?
Laura Chapman has a current broker registration and no current investment-adviser registration.
What exams has Laura Chapman passed?
Laura Chapman has passed 6 licensing exams: the Series 7, Series 63, Series 24, Series 14, Series 99TO and Series 79TO. The earliest, the Series 7, was passed in June 2009. FINRA credited Laura Chapman with the SIE, which began in October 2018.